DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Shaun Michael Rowles	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Apr 21, 2009	Aug 31, 2009 (132 d)
Robert M. Massey	Bb&T Investment Services, Inc. no RAUM	Valic Financial Advisors, Inc. other	Other	Mar 9, 2009	Jun 6, 2016 (2646 d)
Daniel Gray Rascoe	Bb&T Investment Services, Inc. no RAUM	Td Ameritrade Investment Management, LLC other	Other	Jan 27, 2009	May 13, 2015 (2297 d)
Matthew Tracy Brinkley	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Dec 31, 2008	Aug 24, 2010 (601 d)
Lisa Marie Sorrentino	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Dec 15, 2008	Dec 15, 2008
Ramona K Mockoviak	Bb&T Investment Services, Inc. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Nov 17, 2008	Jan 26, 2009 (70 d)
Charles Ford Farmer	Bb&T Investment Services, Inc. no RAUM	Osaic Fs, Inc. other	Other	Nov 10, 2008	Jun 14, 2010 (581 d)
George Gregory Bernhard	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Oct 3, 2008	Oct 3, 2008
Marie Board Peele	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 29, 2008	Sep 29, 2008
Max Lloyd Barnhardt	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Aug 29, 2008	Sep 2, 2008
Michael Joseph Young	Bb&T Investment Services, Inc. no RAUM	Osaic Fs, Inc. BD affiliated	Other	Jul 23, 2008	Jan 9, 2020 (4187 d)
Mason Scott Garner	Bb&T Investment Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Jul 10, 2008	Jan 2, 2009 (176 d)
William Bradford Flowers	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jun 30, 2008	Jun 30, 2008
Kevin Lee Loftin	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jun 11, 2008	Jul 3, 2008
Allen Carroll Brooks	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jun 11, 2008	Jun 4, 2008
Carl Randy Rodgers	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Apr 14, 2008	Jun 11, 2008 (58 d)
Carson Skottowe Wannamaker	Bb&T Investment Services, Inc. no RAUM	Morgan Keegan & Company, LLC other	Other	Apr 10, 2008	Dec 8, 2009 (607 d)
Frank E Robinson	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Apr 8, 2008	Apr 28, 2008
Ryan Addison Newkirk	Bb&T Investment Services, Inc. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Apr 3, 2008	Apr 2, 2008
Ralph Santford Garner	Bb&T Investment Services, Inc. no RAUM	First Citizens Investor Services, Inc. other	Other	Mar 24, 2008	Apr 3, 2008
Raed Hassan Jaber	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Mar 24, 2008	Mar 25, 2008
Johnny Dale Strickland	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Feb 8, 2008	May 15, 2008 (97 d)
Dorothy Pratt Mannix	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Jan 2, 2008	Jan 3, 2008
Sandra Greer Austin	Bb&T Investment Services, Inc. no RAUM	Synergy Investment Group, LLC other	Other	Dec 19, 2007	Jan 15, 2008
Kelly Mcclain Kemp	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Dec 17, 2007	Apr 15, 2008 (120 d)
Geoffrey Michael Tomasetti	Bb&T Investment Services, Inc. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Dec 14, 2007	Feb 11, 2008 (59 d)
Alex Chisholm	Bb&T Investment Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Dec 14, 2007	Jul 13, 2009 (577 d)
Chip Jason Jurgensen	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Nov 23, 2007	Dec 4, 2007
Kevin Barry Burnett	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Nov 21, 2007	Dec 3, 2007
Charles Edwin Snyder	Bb&T Investment Services, Inc. no RAUM	Hsbc Securities (USA) Inc. other	Other	Nov 15, 2007	Jan 4, 2008 (50 d)
David Hunter Marshall	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Nov 7, 2007	Nov 29, 2007
Garnett Lee Riddle	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services other	Other	Nov 2, 2007	Dec 13, 2007 (41 d)
Adam Paul Davis	Bb&T Investment Services, Inc. no RAUM	First Citizens Investor Services, Inc. other	Other	Oct 24, 2007	Feb 21, 2018 (3773 d)
Mark Anthony Henderson	Bb&T Investment Services, Inc. no RAUM	Uvest Financial Services Group, Inc. unclassified	Other	Oct 23, 2007	Nov 2, 2007
Scott Elliott Singor	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Oct 1, 2007	Oct 5, 2007
Frederick Perry Turner	Bb&T Investment Services, Inc. no RAUM	First Citizens Investor Services, Inc. other	Other	Sep 26, 2007	Oct 11, 2007
Gabriel Isaac Lindeen	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Aug 31, 2007	Sep 10, 2007
Eric Justin Morris	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Aug 31, 2007	Sep 4, 2007
Rachel Williams Linville	Bb&T Investment Services, Inc. no RAUM	Edward Jones national BD	Other	Aug 15, 2007	Aug 21, 2024 (6216 d)
Carmen Martinez Wu	Bb&T Investment Services, Inc. no RAUM	Voya Financial Advisors, Inc. other	Other	Aug 10, 2007	Sep 5, 2007
Monica Yates Harrison-Church	Bb&T Investment Services, Inc. no RAUM	Citigroup Global Markets Inc. other	Other	Aug 2, 2007	Aug 16, 2007
Laura Ann Medigovich	Bb&T Investment Services, Inc. no RAUM	M&T Securities, Inc. unclassified	Other	Aug 1, 2007	Jul 10, 2009 (709 d)
Danny Scott Wilkinson	Bb&T Investment Services, Inc. no RAUM	Bb&T Asset Management, Inc. unclassified	Other	Jul 16, 2007	Sep 25, 2007 (71 d)
James Clayton Mcconnell	Bb&T Investment Services, Inc. no RAUM	Investment Professionals, Inc. other	Other	May 17, 2007	May 30, 2007
Christopher L Neudecker	Bb&T Investment Services, Inc. no RAUM	UBS Financial Services Inc. wirehouse	Other	May 15, 2007	Jun 21, 2007 (37 d)
Jacqueline Hanson Aime	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Apr 11, 2007	May 16, 2007 (35 d)
Leslie Danielle Crabill	Bb&T Investment Services, Inc. no RAUM	Uvest Financial Services Group, Inc. unclassified	Other	Apr 9, 2007	Jul 9, 2007 (91 d)
John S Bell	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Apr 2, 2007	Apr 16, 2007
Jason Randall Hemeon	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Investments, LLC unclassified	Other	Mar 28, 2007	Apr 17, 2007
Mark Anthony Grunder	Bb&T Investment Services, Inc. no RAUM	First Horizon Advisors, Inc other	Other	Mar 26, 2007	Apr 5, 2007
Nicholas Ray Powell	Bb&T Investment Services, Inc. no RAUM	Valic Financial Advisors, Inc. other	Other	Mar 26, 2007	Mar 16, 2007
James Glenn Haley	Bb&T Investment Services, Inc. no RAUM	Banc Of America Investment Services, Inc. unclassified	Other	Mar 15, 2007	Mar 27, 2007
Russell Brian Beasley	Bb&T Investment Services, Inc. no RAUM	Legend Advisory, LLC other	Other	Mar 1, 2007	Sep 12, 2007 (195 d)
Robert Joseph Basil Kotler	Bb&T Investment Services, Inc. no RAUM	Hillman Capital Management Inc other	Other	Feb 23, 2007	Mar 23, 2007
Erica Rohlfing Lyall	Bb&T Investment Services, Inc. no RAUM	Uvest Financial Services Group, Inc. unclassified	Other	Feb 6, 2007	Feb 5, 2007
Brian Kevin Blankinship	Bb&T Investment Services, Inc. no RAUM	Pettyjohn, Wood & White, Inc. other	Other	Jan 5, 2007	Nov 8, 2007 (307 d)
Andrew John Mccully	Bb&T Investment Services, Inc. no RAUM	United Brokerage Services Inc other	Other	Dec 20, 2006	Jan 16, 2007
Thomas James Roccograndi	Bb&T Investment Services, Inc. no RAUM	Cic Advisers, LLC unclassified	Other	Nov 8, 2006	Jun 22, 2007 (226 d)
Matthew James Sherlock	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 8, 2006	May 15, 2015 (3110 d)
Tate Haire	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Oct 18, 2006	Aug 15, 2007 (301 d)

Page 7 of 9Previous Next

492 moves match.