DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Institutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Omar Wilson | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 11, 2026 |
| Robert George Wilson | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 10, 2026 |
| Aaron Brett Sexton | Osaic Institutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 21, 2026 |
| Aaron Roman | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 4, 2026 |
| Jeffrey Bruce Schneider | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Mark Robert Calaci | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| John William Manzella | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 13, 2026 |
| Clay Everett Bell | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 29, 2026 |
| Chad Allen Bell | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 26, 2026 |
| Egle Bakunaite | Osaic Institutions, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jul 7, 2026 |
| James Collin Mckenna | Osaic Institutions, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Addison Fredette Vigars | Osaic Institutions, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Bonnie Baldauf Parker | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 18, 2026 |
| Douglas Warren Mcpherson | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Thomas Christopher Lloyd | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
| Arthur Garofalo | Osaic Institutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2026 | Jun 12, 2026 |
| Timotej Czernek | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
| Michael Benjamin Liebson | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 8, 2026 |
| David Adam Holstein | Osaic Institutions, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | May 26, 2026 |
| Katherine Dimascolo | Osaic Institutions, Inc. BD affiliated | Beacon Financial Planning, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Jul 27, 2026 (109 d) |
| Yeghishe Ayvazyan | Osaic Institutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2026 | Apr 1, 2026 |
| Brenda Emily Ghossaini | Osaic Institutions, Inc. BD affiliated | Bridgelight Financial Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Aug 4, 2026 (132 d) |
| Mark Lawrence Tunkel | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 17, 2026 |
| John L Cogan | Osaic Institutions, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 20, 2026 |
| Nathan Wade Rydalch | Osaic Institutions, Inc. BD affiliated | Cooper Norman Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2026 | Feb 25, 2026 |
| William Gerard Skinner | Osaic Institutions, Inc. BD affiliated | Alta Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Jan 30, 2026 |
| Reid Jonathan Soberman | Osaic Institutions, Inc. BD affiliated | Alta Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Jan 30, 2026 |
| Scott Windsor | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| William Stanley Campbell | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Kenneth Scott Dyer | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 12, 2026 |
| Kyle Gene Horsley | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 26, 2026 |
| Nicholas Govola | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 26, 2026 |
| Sean C Nicol | Osaic Institutions, Inc. BD affiliated | Mosaic Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Mar 30, 2026 (77 d) |
| Corey Davis Quattlebaum | Osaic Institutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 2, 2026 |
| David Kirkpatrick Bean | Osaic Institutions, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 7, 2026 |
| Christopher Adam Stockert | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Dec 8, 2025 |
| Joseph E Shea | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 3, 2025 |
| John P Atkins | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Feb 4, 2026 (98 d) |
| Rennie Dustin Tucker-Meuse | Osaic Institutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Nov 4, 2025 |
| Luis Justo Gonzalez | Osaic Institutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Carlos Manuel Chapa | Osaic Institutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Xavier Jose Pol | Osaic Institutions, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Feb 11, 2026 (135 d) |
| Elizabeth Marie Newcombe | Osaic Institutions, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 22, 2025 |
| Kevin Michael Flint | Osaic Institutions, Inc. BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Jan 9, 2026 (123 d) |
| Edward Reamy Pittman | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 9, 2025 |
| Bruce Eugene Mccook | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 9, 2025 |
| Richard Laurin Mcmillan | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 6, 2025 |
| Darin Matthew Ely | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 6, 2025 |
| Jeffery Scott Bracewell | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Richard John Ferraro | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Kenneth Edward Arnesen | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 6, 2025 |
| Kevin Brian Doyle | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 9, 2025 |
| Bonita G Selwaeh | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 9, 2025 |
| Brady Morgan Smith | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 9, 2025 |
| Emily R Robbins | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Jim Gravgaard | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Emily Jayne Capps | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Thomas Francis Russell | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 5, 2025 |
| Thomas Martin Wynne | Osaic Institutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2025 | Sep 7, 2025 |
| Kevin James Senechalle | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Oct 2, 2025 (42 d) |
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642 moves match.