Advisor moves

Departures from Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Bradley MiltonOsaic Fs, Inc. otherFinancial Advisers Of America, LLC otherOtherOct 6, 2008Oct 1, 2008
Pamela Sue GhezziOsaic Fs, Inc. otherFmr Wealth Management, LLC unclassifiedOtherSep 23, 2008Jun 20, 2008
Shawn Michael BragdonOsaic Fs, Inc. otherJ P Turner & Company Capital Management, LLC otherOtherAug 22, 2008Nov 3, 2008 (73 d)
Ryan Christopher HughesOsaic Fs, Inc. otherTucker Asset Management LLC independent RIAOtherAug 18, 2008Sep 21, 2023 (5512 d)
E Allen HancockOsaic Fs, Inc. otherIndependent Advisor Alliance, LLC otherOtherAug 4, 2008Jul 19, 2017 (3271 d)
Richard Gerard LewisOsaic Fs, Inc. otherCincinnati Analysts, Inc otherOtherJun 25, 2008Jul 17, 2008
Krista L KirbyOsaic Fs, Inc. otherJames Kirby Accountancy Corporation unclassifiedOtherJun 5, 2008Jun 4, 2008
Joan Allison White-MccainOsaic Fs, Inc. otherLPL Financial LLC otherOtherMay 15, 2008May 13, 2008
Mark Elmer StevensonOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherMay 6, 2008May 6, 2008
Ronald Allen FreemanOsaic Fs, Inc. otherInvest Financial Corporation otherOtherApr 18, 2008Feb 10, 2009 (298 d)
Robert John LobdellOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherApr 15, 2008Apr 21, 2008
Mitchell Keith SmithOsaic Fs, Inc. otherNfp Advisor Services, LLC otherOtherApr 2, 2008Apr 7, 2008
Connie John RehaOsaic Fs, Inc. otherNfp Advisor Services, LLC otherOtherApr 1, 2008Apr 4, 2008
Joseph Arthur GarciaOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 31, 2008Jan 24, 2000
Joel Wayne JosephsOsaic Fs, Inc. otherNfp Advisor Services, LLC otherOtherMar 31, 2008Mar 18, 2008
Christopher George NicholsOsaic Fs, Inc. otherNfp Advisor Services, LLC otherOtherMar 31, 2008Mar 18, 2008
Arthur Cole GarciaOsaic Fs, Inc. otherConcourse Financial Group Advisors otherOtherMar 31, 2008Mar 31, 2008
Lauretta A BurkhartOsaic Fs, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 10, 2008May 21, 2008 (72 d)
Jchristopher BoydOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 5, 2008Mar 30, 1998
Patrick J. ShanleyOsaic Fs, Inc. otherMsi Financial Services, Inc. otherOtherFeb 29, 2008Mar 12, 2008
James Min YooOsaic Fs, Inc. otherCetera Investment Services LLC otherOtherFeb 26, 2008Feb 21, 2008
John Milton ZinaichOsaic Fs, Inc. otherFounders Financial Securities, LLC otherOtherFeb 22, 2008Feb 20, 2008
Gregory E. HomesleyOsaic Fs, Inc. otherThe Advisors Group otherOtherFeb 15, 2008Jul 8, 2008 (144 d)
William Samuel AllenOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherFeb 6, 2008Jul 20, 2007
Robert Stowers MorrowOsaic Fs, Inc. otherNew England Securities Corporation otherOtherFeb 4, 2008Feb 20, 2008
Kevin Michael CrowleyOsaic Fs, Inc. otherEstate Planners Of New England, LLC otherOtherFeb 4, 2008Dec 16, 2004
Stephen Albert BrophyOsaic Fs, Inc. otherBrophy Wealth Management, LLC otherOtherDec 31, 2007Jan 5, 2007
Gregory Ross LamonicaOsaic Fs, Inc. otherEdward Jones national BDOtherDec 31, 2007Jan 15, 2008
Anthony Michael HanleyOsaic Fs, Inc. otherCenter Street Advisors, Inc. no RAUMOtherDec 21, 2007Jan 30, 2015 (2597 d)
Michael Anthony TedoneOsaic Fs, Inc. otherFilomeno Wealth Management, LLC otherOtherDec 20, 2007Dec 4, 2008 (350 d)
Yoon C ChangOsaic Fs, Inc. otherPruco Securities, LLC otherOtherDec 13, 2007Jun 2, 2008 (172 d)
Jaret Clinton MutterOsaic Fs, Inc. otherSuntrust Investment Services, Inc. otherOtherDec 12, 2007Dec 19, 2007
Kevin C. KuehnOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherNov 19, 2007Nov 8, 2007
Norman Eugene WebbOsaic Fs, Inc. otherLake Street Advisors, LLC otherOtherOct 22, 2007Oct 30, 2007
Anne Hackett MurrayOsaic Fs, Inc. otherInvest Financial Corporation otherOtherSep 10, 2007Aug 30, 2007
Joe MalaveOsaic Fs, Inc. otherNext Financial Group, Inc. otherOtherAug 24, 2007Aug 28, 2007
Nalin BhattOsaic Fs, Inc. otherQuest Capital Strategies, Inc. otherOtherJul 31, 2007Jan 7, 2008 (160 d)
John Joseph BerzelliniOsaic Fs, Inc. otherJba Financial Advisors state registeredOtherJul 30, 2007Jul 3, 2007
Michael D BirdOsaic Fs, Inc. otherGaam Wealth Advisors, Inc. otherOtherJul 6, 2007Jan 17, 2008 (195 d)
Noel FieldsOsaic Fs, Inc. otherFirst Citizens Asset Management, Inc otherOtherJun 15, 2007Mar 11, 2009 (635 d)
Douglas Dean AldenOsaic Fs, Inc. otherLiberated Investor Advisors, LLC state registeredOtherJun 14, 2007Jun 18, 2007
Kevin McdermottOsaic Fs, Inc. otherLPL Financial LLC otherOtherMay 8, 2007May 2, 2007
Michael S. ShirleyOsaic Fs, Inc. otherA. G. Edwards & Sons, Inc. unclassifiedOtherMay 7, 2007May 16, 2007
Peter M JawidzikOsaic Fs, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherApr 5, 2007Oct 22, 2008 (566 d)
William Thomas WrightOsaic Fs, Inc. otherVoya Financial Advisors, Inc. otherOtherApr 3, 2007Apr 27, 2007
Frederick Charles TaylorOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherMar 26, 2007Dec 16, 2005
Shawn Patrick HarrisonOsaic Fs, Inc. other1st Global Advisors Inc otherOtherMar 16, 2007Mar 8, 2007
Gerald Alphonse BeaullieuOsaic Fs, Inc. other1st Global Advisors Inc otherOtherMar 16, 2007Mar 8, 2007
John Franklin ThomasOsaic Fs, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 12, 2007Feb 5, 2007
John Clark StultsOsaic Fs, Inc. otherAmeritas Advisory Services, LLC BD affiliatedOtherJan 29, 2007Nov 1, 2021 (5390 d)
David Ashley IobstOsaic Fs, Inc. otherTower Square Securities, Inc. otherOtherJan 11, 2007Feb 22, 2007 (42 d)
John Ralph FrongilloOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherJan 10, 2007Jan 22, 2007
Stewart Jay WeissmanOsaic Fs, Inc. otherFirst Heartland Consultants, Inc. otherOtherDec 20, 2006Jun 21, 2007 (183 d)
William Judson HendricksonOsaic Fs, Inc. otherLPL Financial LLC otherOtherDec 20, 2006Oct 1, 2008 (651 d)
Allen Kent BroylesOsaic Fs, Inc. otherNext Financial Group, Inc. otherOtherDec 19, 2006Dec 13, 2006
Michael TrombettaOsaic Fs, Inc. otherNext Financial Group, Inc. otherOtherNov 27, 2006Nov 20, 2006
Mark Christopher SpoonerOsaic Fs, Inc. otherSpc otherOtherNov 17, 2006Nov 14, 2008 (728 d)
Gary Charles HaackOsaic Fs, Inc. otherLPL Financial LLC otherOtherNov 14, 2006Nov 7, 2006
Heather Catherine FreemanOsaic Fs, Inc. otherBanc Of America Investment Services, Inc. unclassifiedOtherSep 29, 2006Oct 4, 2006
Steven Craig SovdeOsaic Fs, Inc. otherAllegiant Financial Advisors, LLC state registeredOtherSep 21, 2006Jun 25, 2007 (277 d)
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711 moves match.