Advisor moves

Departures from Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Wesley ReedOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherMar 1, 2010Apr 1, 2010 (31 d)
Thomas Edmund HatfieldOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherMar 1, 2010Jun 21, 2010 (112 d)
Janet Nugent HarringtonOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherMar 1, 2010Apr 1, 2010 (31 d)
Wyatt A. MoerdykOsaic Fs, Inc. otherCetera Advisor Networks LLC otherOtherMar 1, 2010May 6, 2010 (66 d)
Pedro HeroOsaic Fs, Inc. otherCetera Advisor Networks LLC otherOtherFeb 23, 2010May 24, 2010 (90 d)
Jeffrey Curtis FurestOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherFeb 9, 2010Apr 1, 2010 (51 d)
Frank Peter OrzelOsaic Fs, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherFeb 9, 2010Aug 17, 2026 (6033 d)
Scott Charles SullivanOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherJan 29, 2010Sep 27, 2004
Martin Peter ReganOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherDec 31, 2009Dec 7, 2007
Michelle Turner LaneOsaic Fs, Inc. otherAdvice And Planning Services otherOtherDec 23, 2009Aug 12, 2016 (2424 d)
John Michael KeeleyOsaic Fs, Inc. otherPrincipal Securities, Inc. otherOtherDec 10, 2009Jan 25, 2011 (411 d)
Douglas Paul HarriganOsaic Fs, Inc. otherWalnut Street Securities, Inc. otherOtherDec 3, 2009Dec 3, 2009
Michael Anthony StaffieriOsaic Fs, Inc. otherFirst Allied Securities, Inc. otherOtherNov 30, 2009Nov 24, 2009
Marguerite Maria Panico FioriOsaic Fs, Inc. otherIndependent Financial Partners otherOtherNov 10, 2009Nov 12, 2009
Scott David VerlangieriOsaic Fs, Inc. otherIndependent Financial Partners otherOtherNov 10, 2009Nov 12, 2009
Jonathan David KingOsaic Fs, Inc. otherEdward Jones national BDOtherAug 31, 2009Aug 31, 2009
Brenda Ann MorrisOsaic Fs, Inc. otherFirst Affirmative Financial Network LLC otherOtherAug 28, 2009Oct 14, 2009 (47 d)
Kenneth Raymond SavageOsaic Fs, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 20, 2009Sep 11, 2009
Travis Blue SmithOsaic Fs, Inc. otherJ. W. Cole Advisors, Inc. otherOtherAug 20, 2009Jan 7, 2010 (140 d)
Blake Austin StanleyOsaic Fs, Inc. otherLegacy Advisory Group otherOtherAug 7, 2009Dec 17, 2014 (1958 d)
Melissa A GeracimosOsaic Fs, Inc. otherSecurities America Advisors, Inc. otherOtherJul 30, 2009Jul 24, 2009
Daniel Robert BurnsOsaic Fs, Inc. otherBurns Capital Investment Advisors, Inc. unclassifiedOtherJul 2, 2009Jun 4, 2009
Albert Kwok Foo LiOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMay 29, 2009Mar 13, 2009
Mark Raymond PinardiOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMay 29, 2009Mar 13, 2009
John Russell NoonanOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMay 29, 2009Mar 6, 2009
Peter Blake SalkinsOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMay 29, 2009Mar 13, 2009
Howard Paul GerrinOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMay 29, 2009Mar 2, 2009
Jeremy Jason GassmanOsaic Fs, Inc. otherMadison Avenue Securities, LLC otherOtherMay 13, 2009May 12, 2009
Stephen Douglas SextonOsaic Fs, Inc. otherLPL Financial LLC otherOtherMay 5, 2009May 4, 2009
Melissa Marie SpowalOsaic Fs, Inc. otherNrp Advisors, Inc. unclassifiedOtherApr 24, 2009Apr 17, 2009
Frank William ArmitageOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherApr 8, 2009Jun 17, 2008
Peter C PlantOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 30, 2009Mar 31, 2009
Ronnie Cavazos HaimOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 26, 2009Mar 16, 2009
Thomas Christopher SimpsonOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 17, 2009May 7, 2009 (51 d)
Richard Allen SchaeferOsaic Fs, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 17, 2009Mar 16, 2009
Robert John KostyOsaic Fs, Inc. otherTrustmont Advisory Group, Inc. otherOtherMar 13, 2009May 8, 2009 (56 d)
Christoph ChenOsaic Fs, Inc. otherOsaic Fa, Inc. otherOtherMar 13, 2009Mar 13, 2009
James Patrick ScanlanOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 2, 2009Feb 27, 2009
Gerald Raphael DufaultOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 2, 2009Feb 27, 2009
Pedro Miguel SilvaOsaic Fs, Inc. otherLPL Financial LLC otherOtherMar 2, 2009Mar 10, 2009
Alan Stephen PranskyOsaic Fs, Inc. otherTrustmont Advisory Group, Inc. otherOtherFeb 27, 2009May 8, 2009 (70 d)
David Michael OdonnellOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 10, 2009
Gregg Anthony CatsoulisOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 10, 2009
Diane K RuleOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 10, 2009
Christopher Peter ProvoOsaic Fs, Inc. otherIndependent Advisers Group Corp otherOtherFeb 27, 2009May 21, 2002
Thomas Patrick ClintonOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 10, 2009
William R SylviaOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Feb 27, 2009
Michael John LemayOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 13, 2009
Paul Henry CoutureOsaic Fs, Inc. otherLPL Financial LLC otherOtherFeb 27, 2009Mar 10, 2009
Rick Kevin CluckOsaic Fs, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 13, 2009Mar 6, 2009
Catherine Victoria GarciaOsaic Fs, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 13, 2009Mar 25, 2009 (40 d)
Barry Keith MaloneOsaic Fs, Inc. otherLevel Four Advisory Services otherOtherFeb 6, 2009Jan 5, 2009
Steven I-Kang YehOsaic Fs, Inc. otherInvest Financial Corporation otherOtherFeb 4, 2009Feb 3, 2009
Stephen Michael LockoOsaic Fs, Inc. otherGwn Securities Inc. otherOtherFeb 2, 2009Mar 17, 2009 (43 d)
Edward Heath BenwayOsaic Fs, Inc. otherH. Beck, Inc. otherOtherJan 23, 2009Jan 26, 2009
Michael Joseph MurdockOsaic Fs, Inc. otherValic Financial Advisors, Inc. otherOtherDec 31, 2008Jan 5, 2009
John Anthony WenstrupOsaic Fs, Inc. otherJ. W. Cole Advisors, Inc. otherOtherDec 19, 2008Dec 24, 2008
Daniel Scott ForresterOsaic Fs, Inc. otherMorgan Stanley wirehouseOtherDec 1, 2008Sep 13, 2018 (3573 d)
Calvin Heyward ElamOsaic Fs, Inc. otherLPL Financial LLC otherOtherNov 21, 2008Nov 26, 2008
Joshua ByerOsaic Fs, Inc. otherFinancial Advisers Of America, LLC otherOtherOct 8, 2008Oct 1, 2008
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711 moves match.