DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Glenn Andrew Gardiner | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2020 | Aug 4, 2020 |
| Jeffrey Michael Russo | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Jan 10, 2022 (551 d) |
| Daniel Albert Marnik | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2020 | Jul 28, 2020 |
| Kaleb Matthew Burns | Citizens Securities, Inc. BD affiliated | Independence Square Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2020 | Aug 11, 2022 (769 d) |
| Nicholas David Faller | Citizens Securities, Inc. BD affiliated | First Allied Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2020 | Jul 10, 2020 |
| Joseph Michael Melenick | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jul 1, 2020 |
| Zebradee Isadore Jackson | Citizens Securities, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2020 | Jun 22, 2020 |
| Scott Howard Levin | Citizens Securities, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Jul 2, 2020 |
| Ryan M Azinger | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 16, 2020 | Jun 30, 2020 |
| Delcarme Francois-Lefort | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Aug 18, 2020 (64 d) |
| Robert Norman Fisch | Citizens Securities, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2020 | Jun 9, 2020 |
| Terrell Cannon | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Jan 27, 2023 (961 d) |
| Terry L Wagler | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2020 | Nov 23, 2021 (532 d) |
| Krishnaa Ghosh | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2020 | Jan 17, 2024 (1322 d) |
| Phillip Peter Parziale | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2020 | Aug 21, 2020 (80 d) |
| Xenia Kristina Woltmann | Citizens Securities, Inc. BD affiliated | Rochester Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2020 | Mar 27, 2025 (1759 d) |
| Tyler Wasser | Citizens Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Dec 11, 2023 (1288 d) |
| Tatiana Sigalova | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2020 | Jul 10, 2020 (45 d) |
| Shayne Mullins | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2020 | May 2, 2022 (712 d) |
| Kevin Edmund Yurch | Citizens Securities, Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 15, 2020 |
| Craig Dayton Couch | Citizens Securities, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 15, 2020 |
| James Samuel Fisher | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 14, 2020 |
| Lauren A Ethington | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | Dec 9, 2020 (219 d) |
| Alec Bouria | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2020 | Aug 26, 2021 (482 d) |
| Andrew Burke | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | May 26, 2020 (32 d) |
| Tim Barbacane | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2020 | Jun 8, 2021 (411 d) |
| Michael A Breen | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2020 | May 27, 2020 (40 d) |
| Andre S Habib | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 29, 2020 |
| Angelica Faye Andreotti | Citizens Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2020 | Apr 17, 2020 |
| Sara Stephan | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2020 | Jun 23, 2020 (75 d) |
| Eric Brandon Nace | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2020 | Apr 15, 2020 |
| Richard Stuart Sobel | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | May 11, 2020 (41 d) |
| Eric James Palombo | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2020 | Nov 8, 2021 (591 d) |
| Lukas Alan Cochran | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Jul 15, 2026 (2304 d) |
| Charles P Floeckher | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Jun 2, 2020 (74 d) |
| Steven Scott Richardson | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Jun 29, 2023 (1200 d) |
| Michael A Guthrie | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 28, 2020 | Apr 8, 2020 (40 d) |
| Changa Oronde Ellison | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2020 | May 4, 2020 (66 d) |
| Ronald Edward Groves | Citizens Securities, Inc. BD affiliated | Statera Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2020 | Feb 8, 2022 (711 d) |
| Devon Goggin Robinson | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2020 | Feb 24, 2020 |
| Julie Ann Nootbaar | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Feb 25, 2020 |
| John David Danzer | Citizens Securities, Inc. BD affiliated | The Investment Advisor Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2020 | Apr 1, 2020 (41 d) |
| James Barone | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Feb 28, 2020 |
| Matthew Ryan Fiori | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2020 | May 8, 2020 (79 d) |
| Dino Berri | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 20, 2020 |
| Duane E. Young | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2020 | Jan 28, 2020 |
| Peter Kurt Higgins | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Mar 4, 2020 (49 d) |
| Kwun (Kevin) Yue Wong | Citizens Securities, Inc. BD affiliated | M&T Securities, Inc. unclassified | Other | Jan 15, 2020 | Jan 27, 2020 |
| Bryan Delaney | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2020 | Feb 25, 2020 (43 d) |
| Joseph William Veasey | Citizens Securities, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2020 | Mar 2, 2020 (52 d) |
| Richard Lawrence Elliott | Citizens Securities, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2020 | Jan 16, 2020 |
| Steven Eric Bertolo | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2020 | Aug 15, 2019 |
| Joseph Dominic Perna | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 16, 2019 |
| Paula M Parrish | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Paul L. Hagen | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 30, 2019 |
| Jeffrey Kenney Hanna | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 20, 2019 |
| Karen Lynn Johnston | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Sep 12, 2019 |
| James Arvid Marks | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Mirna Succari | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Aug 15, 2019 |
| Michael R O'Brien | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2020 | Jan 15, 2020 |
1,362 moves match.