DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brecek & Young Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Arthur Worden	Brecek & Young Advisors, Inc. other	Pathway Strategic Advisors other	Other	May 21, 2012	Jul 11, 2012 (51 d)
Kevin Joseph Miller	Brecek & Young Advisors, Inc. other	Sanctuary Advisors, LLC BD affiliated	Other	May 21, 2012	Nov 2, 2023 (4182 d)
Jeffrey Joseph Spitzmiller	Brecek & Young Advisors, Inc. other	Queen City Capital Management, LLC no RAUM	Other	May 21, 2012	Jul 23, 2012 (63 d)
Shannon Margaret Beahan	Brecek & Young Advisors, Inc. other	Ladenburg Thalmann Asset Management Inc other	Other	May 14, 2012	May 17, 2012
Paul Joseph Krause	Brecek & Young Advisors, Inc. other	Arbor Point Advisors no RAUM	Other	Dec 6, 2010	Nov 21, 2012 (716 d)
Timothy Brian Kenyon	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 7, 2009	Jan 23, 2009
Jeffrey Robert Walkup	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 7, 2009	Jan 23, 2009
Anders Kristian Juel	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 7, 2009	Jan 23, 2009
Anne Brady Ramirez	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 7, 2009	Jan 23, 2009
Richard Henry Mootz	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 7, 2009	Jan 23, 2009
James Vincent Burns	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 6, 2009	Jan 23, 2009
Thomas David Fischer	Brecek & Young Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Feb 6, 2009	Jan 23, 2009
Marina Alexandra Armbruster	Brecek & Young Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	Jan 23, 2009	Oct 6, 2004
Andrew Ellis Oster	Brecek & Young Advisors, Inc. other	Fg Wealth Management other	Other	Dec 31, 2008	Jun 11, 2008
Kathleen Ann Covey	Brecek & Young Advisors, Inc. other	Newport Coast Asset Management other	Other	Dec 31, 2008	Jan 6, 2009
Ernest J Reyes	Brecek & Young Advisors, Inc. other	Whjr Associates other	Other	Dec 23, 2008	Dec 17, 2008
Gerard Eugene Clark	Brecek & Young Advisors, Inc. other	Clark Wealth Management, L.L.C unclassified	Other	Dec 18, 2008	Feb 17, 2009 (61 d)
David Edward Willy	Brecek & Young Advisors, Inc. other	Principal Asset Management other	Other	Jul 1, 2008	Feb 14, 2022 (4976 d)
Troy Glen Hammond	Brecek & Young Advisors, Inc. other	Nrp Advisors, Inc. unclassified	Other	Jun 26, 2008	Apr 3, 2008
Roger Darren Martin	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 25, 2008	Jul 9, 2008 (75 d)
David Morris Shapiro	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 23, 2008	Apr 24, 2008
Jeffrey Richards Young	Brecek & Young Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 23, 2008	Apr 24, 2008
Timothy Robert Norris Buzzini	Brecek & Young Advisors, Inc. other	Financial Telesis, Inc. other	Other	Dec 31, 2007	Jan 4, 2008
Timothy Lee Chafin	Brecek & Young Advisors, Inc. other	LPL Financial LLC other	Other	Aug 23, 2007	Aug 21, 2007
Katrina Larisa Peck	Brecek & Young Advisors, Inc. other	Allworth Financial, L.P. other	Other	Aug 17, 2007	Mar 26, 2008 (222 d)
Reid Leonard Allen	Brecek & Young Advisors, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 9, 2007	Jul 2, 2007
Azeb Gessesse Clark	Brecek & Young Advisors, Inc. other	Next Financial Group, Inc. other	Other	May 23, 2007	May 18, 2007
Tarick Luke Bernat	Brecek & Young Advisors, Inc. other	Bfc Planning, Inc. other	Other	Jan 3, 2007	Jan 31, 2014 (2585 d)
Thomas Robert Manning	Brecek & Young Advisors, Inc. other	Cantella & Co., Inc. other	Other	Jan 3, 2007	Dec 18, 2006
Byron Richard Smith	Brecek & Young Advisors, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Dec 20, 2006	Feb 6, 2008 (413 d)
Shawn Mathew Armstrong	Brecek & Young Advisors, Inc. other	Structured Investment Advisors, LLC state registered	Other	Dec 13, 2006	Nov 14, 2005
Todd Victor Vandenburg	Brecek & Young Advisors, Inc. other	Independent Financial Group, LLC other	Other	Oct 17, 2006	Oct 4, 2006
Daniel Andrew Vise	Brecek & Young Advisors, Inc. other	Fg Wealth Management other	Other	Dec 31, 2005	Feb 22, 2005
Jon Aubrey Nettles	Brecek & Young Advisors, Inc. other	Fg Wealth Management other	Other	Dec 31, 2005	Feb 22, 2005
Jason Robert Lipps	Brecek & Young Advisors, Inc. other	Pca Investment Advisory Services, Inc. other	Other	Dec 15, 2005	Mar 29, 2010 (1565 d)
Ross Lopez	Brecek & Young Advisors, Inc. other	Stancorp Investment Advisers, Inc. other	Other	Oct 27, 2005	Mar 21, 2006 (145 d)
Daniel Alan Garfin	Brecek & Young Advisors, Inc. other	Kestra Advisory Services, LLC other	Other	Sep 9, 2005	Apr 18, 2016 (3874 d)
Krista Suzanne Brewer	Brecek & Young Advisors, Inc. other	LPL Financial LLC other	Other	Sep 1, 2005	Aug 8, 2005
Marshall C Larsen	Brecek & Young Advisors, Inc. other	Usallianz Securities, Inc. unclassified	Other	Aug 22, 2005	Sep 2, 2005
Douglas Paul Behl	Brecek & Young Advisors, Inc. other	LPL Financial LLC other	Other	Aug 15, 2005	Aug 8, 2005
Kimberly Diane Tucker-Knotts	Brecek & Young Advisors, Inc. other	LPL Financial LLC other	Other	Aug 15, 2005	Aug 8, 2005
Phillip Michael Valley	Brecek & Young Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	May 18, 2005	May 24, 2005
Reid Leonard Allen	Brecek & Young Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 5, 2005	May 25, 2005
David Jay Stone	Brecek & Young Advisors, Inc. other	Personal Financial Advisors, Inc. state registered	Other	Dec 16, 2004	Oct 30, 2009 (1779 d)
Ronald Wayne Johnson	Brecek & Young Advisors, Inc. other	Pension Planners Securities, Inc. unclassified	Other	Dec 1, 2004	Feb 14, 2005 (75 d)
Robert Paul Mount	Brecek & Young Advisors, Inc. other	Pension Planners Securities, Inc. unclassified	Other	Oct 18, 2004	Oct 15, 2004
Alfred James Feronti	Brecek & Young Advisors, Inc. other	Gwn Securities Inc. other	Other	Oct 15, 2004	Oct 15, 2004
Danny Earl Thomas	Brecek & Young Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Oct 11, 2004	Jun 3, 2010 (2061 d)
Dennus Kyle Bradley Cooper	Brecek & Young Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	Oct 8, 2004	Oct 5, 2004
John Kenton Faust	Brecek & Young Advisors, Inc. other	Pacific West Financial Consultants Inc other	Other	Oct 8, 2004	Oct 5, 2004
Kenneth Alan Clyde	Brecek & Young Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	Sep 17, 2004	Sep 24, 2004
Todd Edward Crawford	Brecek & Young Advisors, Inc. other	Capital City Partners, LLC unclassified	Other	Jun 4, 2004	Jul 20, 2004 (46 d)
Rodney Scott Palmer	Brecek & Young Advisors, Inc. other	Afa Advisor Services LLC unclassified	Other	Feb 25, 2004	Mar 2, 2004
David Brian Lennox	Brecek & Young Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	Dec 31, 2003	Jul 14, 2005 (561 d)
Jeffrey Scott Leibfarth	Brecek & Young Advisors, Inc. other	Legend Advisory, LLC other	Other	Dec 4, 2003	Apr 20, 2011 (2694 d)
Norman James Merhaut	Brecek & Young Advisors, Inc. other	Planmember Securities Corporation other	Other	Nov 20, 2003	Jan 17, 2007 (1154 d)
James Robert Earl	Brecek & Young Advisors, Inc. other	Planmember Securities Corporation other	Other	Nov 13, 2003	Jan 24, 2007 (1168 d)
Timothy Laverne Whetro	Brecek & Young Advisors, Inc. other	Nrp Financial, Inc. unclassified	Other	May 30, 2003	May 23, 2003
Harry Eugene Licursi	Brecek & Young Advisors, Inc. other	Planmember Securities Corporation other	Other	Dec 20, 2002	Dec 12, 2002
Tarik Eldin	Brecek & Young Advisors, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 13, 2002	Nov 19, 2003 (432 d)

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60 moves match.