DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Ellen CardenasMorgan Keegan & Company, LLC otherEagle Strategies LLC otherOtherAug 16, 2011Oct 3, 2011 (48 d)
Stephanie KellyMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherAug 16, 2011Aug 30, 2011
Diego P MoscosoMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherAug 12, 2011Aug 19, 2011
Paige Watson LombardyMorgan Keegan & Company, LLC otherValic Financial Advisors, Inc. otherOtherJul 18, 2011Aug 9, 2011
Uril Duane PetersonMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJul 14, 2011Oct 1, 2012 (445 d)
Brooks Judson CollinsMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJul 11, 2011Jun 29, 2011
John James MclaughlinMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJun 29, 2011Jul 12, 2011
Patrick Logan GallowayMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJun 29, 2011Jul 12, 2011
Ashley Marie WilliamsMorgan Keegan & Company, LLC otherNorthwestern Mutual Investment Services,LLC otherOtherJun 29, 2011Jul 19, 2011
Frank Javier YongMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJun 29, 2011Jul 12, 2011
Homer Lloyd ShulerMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJun 14, 2011Jun 14, 2011
Brian Wilson JohnsonMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJun 14, 2011Jun 9, 2011
Andrew Francis CashiolaMorgan Keegan & Company, LLC otherHilltop Securities Inc. otherOtherJun 2, 2011Aug 30, 2011 (89 d)
Marc Douglas FishmanMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherMay 5, 2011May 3, 2011
Timothy Glen DumasMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 2, 2011May 4, 2011
Marci R WilsonMorgan Keegan & Company, LLC otherHancock Whitney Investment Services Inc. otherOtherApr 26, 2011May 17, 2011
Edward Brett LewisMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherApr 11, 2011Apr 1, 2011
Donald Edward PetersonMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherApr 11, 2011May 2, 2011
Wallace Spencer HopeMorgan Keegan & Company, LLC otherLegacy Wealth Management, LLC independent RIAOtherMar 16, 2011Jun 20, 2025 (5210 d)
Daniel Glenn FreedMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMar 10, 2011Jun 6, 2011 (88 d)
James Clint RiderMorgan Keegan & Company, LLC otherGraham, Bordelon, Golson & Gilbert, Inc. otherOtherMar 10, 2011Mar 22, 2011
Monty David HatcherMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 10, 2011Mar 9, 2011
Lindsey Donovan RheaMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherFeb 22, 2011Feb 18, 2011
Heather BranchMorgan Keegan & Company, LLC otherEdward Jones national BDOtherFeb 8, 2011Feb 7, 2012 (364 d)
John Barry JenkinsMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJan 12, 2011Jan 6, 2011
Christopher Wade IsomMorgan Keegan & Company, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherDec 31, 2010Sep 14, 2012 (623 d)
Eric David DuncanMorgan Keegan & Company, LLC otherPnc Wealth Management otherOtherDec 31, 2010Feb 27, 2012 (423 d)
David Michael ClarkMorgan Keegan & Company, LLC otherOsaic Fa, Inc. otherOtherDec 15, 2010Dec 14, 2010
Hunter Phelps MasseyMorgan Keegan & Company, LLC otherConcourse Financial Group Advisors otherOtherDec 7, 2010Jan 24, 2011 (48 d)
Jason Leon SteeleMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherNov 23, 2010Nov 23, 2010
Dean Riley MoodyMorgan Keegan & Company, LLC otherHightower Advisors, LLC BD affiliatedOtherNov 23, 2010May 14, 2026 (5651 d)
Lawrence WeilMorgan Keegan & Company, LLC otherMsi Financial Services, Inc. otherOtherNov 11, 2010Nov 23, 2010
Scott E AndersonMorgan Keegan & Company, LLC otherB Riley Wealth Management otherOtherNov 11, 2010Nov 12, 2010
Timothy Jason RileyMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherNov 11, 2010Nov 5, 2010
Jennifer Hollis FarrisMorgan Keegan & Company, LLC otherUvest Financial Services Group, Inc. unclassifiedOtherNov 11, 2010Dec 8, 2010
Lester M BrackleyMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherNov 1, 2010Nov 8, 2010
Barry M CohenMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2010Oct 27, 2010
Julie Tracy GarwoodMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2010Oct 27, 2010
Andrew Roman TymchukMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherOct 20, 2010Oct 18, 2010
Lisa N LubarMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherOct 20, 2010Oct 20, 2010
James Anthony ParrishMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherOct 20, 2010Oct 25, 2010
Jennifer J NelsonMorgan Keegan & Company, LLC otherScott & Stringfellow, LLC otherOtherOct 13, 2010Dec 1, 2010 (49 d)
John Barnes CarrMorgan Keegan & Company, LLC otherCarr Capital Management state registeredOtherOct 7, 2010May 22, 2015 (1688 d)
Steven Archie NapierMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherSep 29, 2010Oct 8, 2010
Ryan Robert O'ConnellMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 17, 2010Sep 17, 2010
Jessica Y JungMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherSep 14, 2010Nov 10, 2010 (57 d)
Michelle Ann DavisMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherSep 7, 2010Sep 14, 2010
Thomas Patrick CaffreyMorgan Keegan & Company, LLC otherMidsouth Capital, Inc. unclassifiedOtherAug 30, 2010Sep 3, 2010
Meg ParkerMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 20, 2010Aug 26, 2010
Peter John RantaMorgan Keegan & Company, LLC otherIndependent Financial Partners BD affiliatedOtherAug 19, 2010Oct 16, 2024 (5172 d)
Teresa Skipper BechardMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 17, 2010Sep 16, 2010
Richard Allen ChojnackiMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherAug 16, 2010Aug 20, 2010
Tammy Lynn CourtneyMorgan Keegan & Company, LLC otherBuckingham Strategic Wealth, LLC otherOtherAug 16, 2010Aug 23, 2010
Mark KinkadeMorgan Keegan & Company, LLC otherState Farm Investment Management Corp. asset managerOtherAug 9, 2010Jan 27, 2026 (5650 d)
Kyle Travis MayoMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherAug 2, 2010Mar 29, 2011 (239 d)
Charles Wilson RowellMorgan Keegan & Company, LLC otherLanark Financial, Inc. otherOtherJul 28, 2010Aug 2, 2010
Malon WickhamMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJul 26, 2010Aug 4, 2010
Jacqueline EldridgeMorgan Keegan & Company, LLC otherBb&T Investment Services, Inc. no RAUMOtherJul 22, 2010Jan 13, 2011 (175 d)
John Hamilton PoundsMorgan Keegan & Company, LLC otherMorgan Stanley wirehouseOtherJul 21, 2010Jul 19, 2010
Holly Jo MarksMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherJul 21, 2010Jul 26, 2010
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608 moves match.