DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tristan Thomas HendersonSantander Securities BD affiliatedTd Ameritrade, Inc. no RAUMOtherJan 4, 2019Feb 6, 2019 (33 d)
Michael John StorchSantander Securities BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2018Nov 22, 2022 (1433 d)
Patrick George HellerSantander Securities BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherNov 29, 2018Dec 14, 2018
Gerard DelannoySantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseNov 29, 2018Dec 21, 2018
Jason ChurchSantander Securities BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2018Oct 29, 2018
Cheryl C BlakeySantander Securities BD affiliatedEagles Coast Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2018Oct 9, 2019 (369 d)
Michael Patrick KiziukSantander Securities BD affiliated1st Global Advisors Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2018Oct 2, 2018
Lukasz JankoSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 31, 2018Mar 25, 2019 (206 d)
Stephen Ross HutterSantander Securities BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherAug 27, 2018Sep 24, 2018
Ryann N KilgoreSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 17, 2018Aug 28, 2018
Eric Nolan TharpSantander Securities BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Aug 24, 2018
John Richardson CockrellSantander Securities BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 2, 2018Oct 29, 2018 (88 d)
David A HathawaySantander Securities BD affiliatedShp Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2018Jul 30, 2018
Scott RatajczakSantander Securities BD affiliatedEagle Strategies LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2018Apr 4, 2019 (265 d)
Andrew Pascal AmenySantander Securities BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 12, 2018Jun 19, 2018
Paul Richard VegiardSantander Securities BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Jun 4, 2018
Thomas L LaportaSantander Securities BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 20, 2018
Lenard Anthony ReivesSantander Securities BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2018Aug 17, 2021 (1183 d)
Mark J MilewskiSantander Securities BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2018May 14, 2018
Louis CuomoSantander Securities BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMay 18, 2018May 15, 2018
Daniel William SnyderSantander Securities BD affiliated3d Asset Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2018Feb 11, 2019 (271 d)
Alfred B FarrellSantander Securities BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018May 8, 2018
William James O'NeilSantander Securities BD affiliatedVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2018Oct 10, 2018 (163 d)
Jason PettinelliSantander Securities BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseApr 10, 2018Apr 16, 2018
Sean Patrick RocheSantander Securities BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018Apr 2, 2018
Timothy Daniel NihillSantander Securities otherIbn Financial Services, Inc independent RIAOtherMar 28, 2018May 22, 2018 (55 d)
Matthew John WilcoxSantander Securities otherCitizens Securities, Inc. BD affiliatedOtherMar 26, 2018Apr 9, 2018
Jaime Luis DiazSantander Securities otherCitigroup Global Markets Inc. BD affiliatedOtherMar 21, 2018Apr 2, 2018
Albert Andrew SmithSantander Securities otherOsaic Institutions, Inc. otherOtherMar 15, 2018Mar 26, 2018
Megan RuoSantander Securities otherCitizens Securities, Inc. BD affiliatedOtherFeb 20, 2018Feb 20, 2018
Raul Juan Escudero VilletaSantander Securities otherHerbert J. Sims Capital Management, Inc. independent RIAOtherFeb 12, 2018Feb 27, 2018
Carmen Georgina Trigo SuarezSantander Securities otherAton Financial LLC independent RIAOtherFeb 12, 2018May 18, 2018 (95 d)
Jaime R Santiago EchandiSantander Securities otherFsam LLC independent RIAOtherFeb 12, 2018Apr 25, 2018 (72 d)
Louis Armand Rodriguez NaderSantander Securities otherHerbert J. Sims Capital Management, Inc. independent RIAOtherFeb 12, 2018Feb 5, 2018
Jonathan OcampoSantander Securities otherCetera Investment Advisers LLC otherOtherFeb 5, 2018Feb 6, 2018
Michael James HickeySantander Securities otherCetera Investment Advisers LLC otherOtherFeb 2, 2018Feb 15, 2018
Maikel CotrinaSantander Securities otherCetera Investment Advisers LLC otherOtherJan 23, 2018Jan 23, 2018
Valerie R BouraphaelSantander Securities otherCitizens Securities, Inc. BD affiliatedOtherJan 5, 2018Jan 2, 2018
Meghavi Damani RoseanSantander Securities otherCitizens Securities, Inc. BD affiliatedOtherDec 5, 2017Feb 8, 2018 (65 d)
Amy AmicoSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2017Nov 3, 2020 (1077 d)
Peter D. KellySantander Securities otherBb&T Investment Services, Inc. otherOtherNov 15, 2017Dec 13, 2017
Stephen Michael VolpeSantander Securities otherCuna Brokerage Services, Inc. otherOtherNov 8, 2017Nov 13, 2017
Matthew F. CoughlinSantander Securities otherPnc Wealth Management otherOtherNov 1, 2017Nov 3, 2017
William HanganSantander Securities otherWealth Management Resources, Inc. otherOtherOct 13, 2017Oct 20, 2017
Fernando Jose Agudo NidoSantander Securities otherNpa Asset Management, LLC otherOtherOct 12, 2017Oct 11, 2017
James FalveySantander Securities otherNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 21, 2017Mar 22, 2018 (182 d)
Joseph E SheaSantander Securities otherCuna Brokerage Services, Inc. otherOtherSep 12, 2017Sep 20, 2017
Colin D MurraySantander Securities otherNationwide Securities, LLC no RAUMOtherSep 8, 2017Jan 22, 2018 (136 d)
Manuel Alfonso Gonzalez HindsSantander Securities otherFsam LLC independent RIAOtherSep 6, 2017Oct 30, 2017 (54 d)
Eduardo Jose Pou MonagasSantander Securities otherNpa Asset Management, LLC otherOtherSep 1, 2017Sep 1, 2017
Damian Agustin Pereira-NunezSantander Securities otherCitigroup Global Markets Inc. otherOtherAug 23, 2017Aug 22, 2017
Patrick Stephen MullenSantander Securities otherKey Investment Services LLC otherOtherAug 22, 2017Sep 5, 2017
Daniel Lee WeidenhammerSantander Securities otherKey Investment Services LLC otherOtherAug 22, 2017Sep 5, 2017
Allen George SawyerSantander Securities otherCitizens Securities, Inc. otherOtherJul 26, 2017Jul 25, 2017
Roberto Luis MaldonadoSantander Securities otherIndependent Financial Group, LLC otherOtherJul 26, 2017Aug 20, 2017
William BradfordSantander Securities otherCitizens Securities, Inc. otherOtherJul 10, 2017Jul 11, 2017
Sean David WhalenSantander Securities otherRadius Capital Management, LLC unclassifiedOtherJun 28, 2017Aug 5, 2017 (38 d)
Michael Louis BucklinSantander Securities otherBb&T Investment Services, Inc. otherOtherJun 28, 2017Jul 3, 2017
Carl W LitschSantander Securities otherAtlantic Financial state registeredOtherJun 27, 2017Mar 7, 2018 (253 d)
Robert P HuntingtonSantander Securities otherM&T Securities, Inc. unclassifiedOtherJun 20, 2017Mar 4, 2019 (622 d)
Page 5 of 9PreviousNext
500 moves match.