DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Marvin Watkins	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Aug 9, 2016	Aug 1, 2016
Kelli R Mcginnis	Woodbury Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 28, 2016	Aug 30, 2016 (33 d)
Vincent Brent Davis	Woodbury Financial Services, Inc. other	American Portfolios Advisors, Inc other	Other	Jul 14, 2016	Jun 28, 2016
Daniel John Determan	Woodbury Financial Services, Inc. other	Clf Asset Management, Inc. independent RIA	Other	Jun 29, 2016	Jun 27, 2016
Simon M Liegel	Woodbury Financial Services, Inc. other	Clf Asset Management, Inc. independent RIA	Other	Jun 29, 2016	Jun 27, 2016
Andrea Joellen Argue	Woodbury Financial Services, Inc. other	Householder Group Estate & Retirement Specialists other	Other	Jun 24, 2016	Jun 20, 2016
John Mark Prewitt	Woodbury Financial Services, Inc. other	Scf Investment Advisors, Inc. other	Other	Jun 20, 2016	Jun 6, 2016
Elizabeth S Johnides	Woodbury Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 16, 2016	Jun 13, 2016
Steven Mark Beaupre	Woodbury Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 7, 2016	Nov 8, 2016 (154 d)
James Lester Hager	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Jun 6, 2016	May 20, 2016
Robert Hale Rinker	Woodbury Financial Services, Inc. other	Scf Investment Advisors, Inc. other	Other	Jun 3, 2016	May 31, 2016
Chucky Lee Furr	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	May 31, 2016	May 16, 2016
Diane Willis	Woodbury Financial Services, Inc. other	Invest Financial Corporation other	Other	May 26, 2016	May 23, 2016
Joseph Michael Lushene	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	May 25, 2016	May 20, 2016
Adam Lee Deskins	Woodbury Financial Services, Inc. other	Personal Capital Advisors Corporation other	Other	May 6, 2016	May 10, 2016
Ronald Ray Hodge	Woodbury Financial Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	May 3, 2016	May 12, 2016
Timothy R Wagenknecht	Woodbury Financial Services, Inc. other	Fortified Financial Services, Inc. unclassified	Other	May 3, 2016	May 10, 2016
James Charles Duncan	Woodbury Financial Services, Inc. other	Valic Financial Advisors, Inc. other	Other	May 2, 2016	Aug 6, 2015
William Blair Hammond	Woodbury Financial Services, Inc. other	T2 Asset Management, LLC independent RIA	Other	Apr 4, 2016	Apr 6, 2016
Jeffrey Mark Hughes	Woodbury Financial Services, Inc. other	Fsc Securities Corporation other	Other	Apr 4, 2016	Sep 14, 2015
Justin N Gardiner	Woodbury Financial Services, Inc. other	Osaic Wealth, Inc. other	Other	Apr 4, 2016	Sep 25, 2015
David Yu	Woodbury Financial Services, Inc. other	Pacific United Planning, Inc. state registered	Other	Apr 1, 2016	Apr 4, 2016
Daniel Patrick Schumann	Woodbury Financial Services, Inc. other	Fsc Securities Corporation other	Other	Mar 23, 2016	Dec 8, 2014
Karen M Oberg	Woodbury Financial Services, Inc. other	Northwestern Mutual Investment Services,LLC no RAUM	Other	Mar 14, 2016	Nov 29, 2021 (2086 d)
David Andrew Mckinney	Woodbury Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Mar 7, 2016	Jun 10, 2016 (95 d)
Christopher Lee Oswalt	Woodbury Financial Services, Inc. other	LPL Financial LLC other	Other	Mar 1, 2016	Sep 23, 2016 (206 d)
Ann Marie Dupree Hindley	Woodbury Financial Services, Inc. other	On Investment Management Co other	Other	Feb 8, 2016	Feb 4, 2016
Jenny Lynn Paradis	Woodbury Financial Services, Inc. other	On Investment Management Co other	Other	Feb 8, 2016	Feb 4, 2016
Robert E North	Woodbury Financial Services, Inc. other	B.B. Graham & Company, Inc. other	Other	Feb 5, 2016	Apr 8, 2016 (63 d)
Daniel Allan Teague	Woodbury Financial Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Feb 5, 2016	Jan 27, 2016
Benjamin David Johnson	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Jan 27, 2016	Jan 28, 2016
William Clinton Naramore	Woodbury Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 26, 2016	Jan 22, 2016
Bernard Ray Griffith	Woodbury Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 26, 2016	Jan 22, 2016
Kasey Ewing Buckner	Woodbury Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 26, 2016	Jan 22, 2016
Collin Glenn Day	Woodbury Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 26, 2016	Jan 22, 2016
Jeffrey Alan Finger	Woodbury Financial Services, Inc. other	Voya Retirement Advisors, LLC other	Other	Jan 11, 2016	Jul 12, 2023 (2739 d)
John David Danzer	Woodbury Financial Services, Inc. other	Good Life Advisors, LLC other	Other	Dec 28, 2015	Dec 28, 2015
Kristi Lynn Mignano	Woodbury Financial Services, Inc. other	Investment Advisors Corp other	Other	Dec 18, 2015	Jan 25, 2016 (38 d)
David George Lindberg	Woodbury Financial Services, Inc. other	Questar Asset Management, Inc. other	Other	Nov 20, 2015	Nov 18, 2015
Charles Richard Cooke	Woodbury Financial Services, Inc. other	Acorn Financial Advisory Services, Inc. other	Other	Nov 4, 2015	Nov 4, 2015
Matthew Dunlap Vaughan	Woodbury Financial Services, Inc. other	Acorn Financial Advisory Services, Inc. other	Other	Nov 4, 2015	Nov 4, 2015
Richard Leigh Travis	Woodbury Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 9, 2015	Oct 5, 2015
Andrew T Schaefer	Woodbury Financial Services, Inc. other	Robert W. Baird & Co. Incorporated other	Other	Sep 25, 2015	Sep 30, 2015
Melissa L Krupa	Woodbury Financial Services, Inc. other	Investment Centers Of America, Inc. other	Other	Sep 23, 2015	Aug 21, 2015
William Bradley Smith	Woodbury Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Sep 11, 2015	Sep 1, 2015
Daniel Joseph Roemerman	Woodbury Financial Services, Inc. other	Center Street Advisors, Inc. no RAUM	Other	Sep 2, 2015	Sep 8, 2015
Nimish Navin Patel	Woodbury Financial Services, Inc. other	A & P Wealth Management state registered	Other	Aug 20, 2015	Aug 28, 2015
John William Hanselman	Woodbury Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 6, 2015	Aug 3, 2015
Corey Lamont Webster	Woodbury Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jun 23, 2015	Mar 21, 2023 (2828 d)
Gregory Allen Naylor	Woodbury Financial Services, Inc. other	Naylor Asset Management, LLC state registered	Other	Jun 8, 2015	Jun 9, 2015
Todd Robert Rhine	Woodbury Financial Services, Inc. other	Atlantis Wealth Advisors LLC no RAUM	Other	Jun 3, 2015	Jun 4, 2015
Carolina Berdoza Marquez	Woodbury Financial Services, Inc. other	Cuna Brokerage Services, Inc. other	Other	May 1, 2015	Jun 5, 2015 (35 d)
Brian Howard Saranovitz	Woodbury Financial Services, Inc. other	Investors Capital Advisory other	Other	Apr 8, 2015	Apr 29, 2015
Gregory Gavran	Woodbury Financial Services, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 11, 2015	Mar 4, 2015
Matthew David Walo	Woodbury Financial Services, Inc. other	LPL Financial LLC other	Other	Mar 3, 2015	Feb 26, 2015
Christopher Paul Chaney	Woodbury Financial Services, Inc. other	Edward Jones national BD	Other	Mar 3, 2015	Oct 6, 2016 (583 d)
Scott Alan Niehaus	Woodbury Financial Services, Inc. other	Thrivent Investment Management Inc. other	Other	Feb 19, 2015	Feb 27, 2015
Aleen Maree Swofford	Woodbury Financial Services, Inc. other	Geneos Wealth Management, Inc. other	Other	Feb 11, 2015	Feb 2, 2015
Karolyn Rucker Lunsford	Woodbury Financial Services, Inc. other	Private Client Services, LLC other	Other	Feb 11, 2015	Jul 10, 2003
Wesley Nathan Price	Woodbury Financial Services, Inc. other	Geneos Wealth Management, Inc. other	Other	Feb 11, 2015	Feb 2, 2015

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1,016 moves match.