DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Doris T Caramello | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 19, 2025 |
| Jason Lewis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Jul 17, 2025 |
| Christopher Leonard Mccain | Cuso Financial Services, L.P. BD affiliated | Sorrento Pacific Financial, LLC other | Other | Nov 7, 2025 | Jan 15, 2016 |
| Juan Carlos Mendez Castro | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Nov 25, 2025 |
| Hope Witteman | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 25, 2025 |
| Angela L Burns | Cuso Financial Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 25, 2025 |
| Kaley Dwight Fleig | Cuso Financial Services, L.P. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | May 6, 2026 (278 d) |
| Megan Polizzi | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 28, 2025 |
| Mark Stutz | Cuso Financial Services, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Sep 16, 2025 (46 d) |
| Aaron Cistrelli | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | May 16, 2025 |
| Jason Lewis | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | May 28, 2025 |
| Kaytie Anne Cunningham Salzman | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Jul 15, 2025 |
| Patricia Osuna Flores | Cuso Financial Services, L.P. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Nov 6, 2025 (122 d) |
| Gregory A Willibey | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2025 | Aug 29, 2025 (53 d) |
| Corey Marcus Yarborough | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 26, 2025 |
| Dennis Michael Sexton | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 16, 2025 |
| Thomas Ryan Kushnerick | Cuso Financial Services, L.P. BD affiliated | Robinhood Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | Sep 23, 2025 (130 d) |
| Howard Kenneth Wess | Cuso Financial Services, L.P. BD affiliated | F&A Federal Credit Union unclassified | Other | May 15, 2025 | May 21, 2002 |
| Gregory Norman | Cuso Financial Services, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | May 15, 2025 |
| Maxwell D Gallagher | Cuso Financial Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2025 | Jul 11, 2025 (63 d) |
| Brittany Nicole Mcneally | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | May 5, 2025 |
| Norberto Mauricio Carmona | Cuso Financial Services, L.P. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 20, 2025 |
| Chase Naccarato | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jul 2, 2025 (63 d) |
| Mohammed Moustafa Eid | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | May 19, 2026 (403 d) |
| Chris Jon Knabe | Cuso Financial Services, L.P. BD affiliated | Mwa Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Oct 8, 2025 (182 d) |
| Brian Clarke Gates | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 24, 2025 |
| Yun-Yu Szu | Cuso Financial Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 14, 2025 |
| Michael William Alexander | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Rafael Balderrabano | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Patrick Meraz | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 3, 2025 |
| Kevin Lee Vigil | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2025 | Apr 4, 2025 |
| Rajesh M. Bhanshali | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | May 12, 2025 (52 d) |
| Kristin Anna Chim | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 24, 2025 |
| Andrew John Lewis | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 24, 2025 |
| Tiffany M Yee | Cuso Financial Services, L.P. BD affiliated | Sovran Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2025 | Mar 17, 2025 |
| Matthew Wallace | Cuso Financial Services, L.P. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Apr 2, 2025 |
| Brian Yukio Horiuchi | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Mar 17, 2025 |
| James Bowles Pender | Cuso Financial Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2025 | Mar 14, 2025 |
| Jonathan A Stoft | Cuso Financial Services, L.P. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Mar 19, 2025 |
| Marioreen Smith Gibson | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 14, 2025 |
| Bruce Allen Joseph | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 19, 2025 |
| Eric Vaughn Morrow | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 10, 2025 |
| Alex Antonio Bacay | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 10, 2025 |
| John J Kirwan | Cuso Financial Services, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Mar 6, 2025 |
| John Harold Herrera | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 7, 2025 |
| Steven Su Liang | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 7, 2025 |
| Thiago G Silveira | Cuso Financial Services, L.P. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Jun 2, 2025 (87 d) |
| Jason Stephen Morrow | Cuso Financial Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 6, 2025 |
| Philip Jacob Salib | Cuso Financial Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Mar 5, 2025 |
| Timothy Michael Garcia | Cuso Financial Services, L.P. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Feb 24, 2025 |
| Yelena V Kalashnikova | Cuso Financial Services, L.P. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2025 | Feb 18, 2025 |
| Shaun Harold Kimball | Cuso Financial Services, L.P. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 13, 2025 |
| John Anthony Alvarez | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 11, 2025 |
| David Frank Loftus | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 7, 2025 |
| Michael Wayne Thornhill | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 7, 2025 |
| Charles Day Lutz | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 31, 2025 |
| Keenan Retterath | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 20, 2025 |
| Brodey R Geiger | Cuso Financial Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Jul 30, 2025 (180 d) |
| Louis John Larosa | Cuso Financial Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2025 | Nov 14, 2025 (289 d) |
| Arthur G Lopez | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 6, 2025 |
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901 moves match.