DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Isaiah Aaron Diaz | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 15, 2025 |
| Bruce E Gelin | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 4, 2025 |
| Blake Oneal | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2025 | Mar 17, 2025 |
| Ronald Lawrence Rodriguez | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Jun 30, 2025 (96 d) |
| Austin Jamial Jefferson | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Apr 17, 2025 |
| Michael Alan Hatcher | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 25, 2025 |
| James Ian Mccolm | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | Mar 28, 2025 |
| Jeffery Alan Scott | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | Mar 11, 2025 |
| John Miklovic Hyneman | Valic Financial Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 25, 2025 |
| Kevin Charles Cole | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2025 | Feb 4, 2025 |
| John Lewis Joy | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 21, 2025 | Feb 5, 2025 |
| Carmen Michael Lex | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 4, 2025 |
| Christopher John Lex | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 4, 2025 |
| Aaron Trevino | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Jan 24, 2025 |
| Tosha Alexander | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 21, 2025 |
| Matthew Allen Hart | Valic Financial Advisors, Inc. BD affiliated | Foster Victor independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | Feb 3, 2025 |
| Samuel Corbin Brand | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 24, 2025 |
| Joshua Levy | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Mar 10, 2025 (54 d) |
| April Dawn Rose | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 22, 2025 |
| Elelumhe Kalimetu Garuba-Hawthorne | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 2, 2025 |
| Jessica Farah Biery | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Dec 16, 2024 |
| James Chad Watt | Valic Financial Advisors, Inc. BD affiliated | Bridgelight Financial Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jul 30, 2026 (587 d) |
| Ellis Howard Dale Gallimore | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Dec 10, 2024 |
| Jonathan Martin Vila | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 13, 2024 |
| Amanda Michelle Miller | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 13, 2024 |
| Devin M Richard | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 12, 2024 |
| Aleedra Price Duncan | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 20, 2024 |
| Lindsay Batezel | Valic Financial Advisors, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Jan 2, 2025 |
| Nicholas R. Brown | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 12, 2024 |
| Jason Ryan Oestreicher | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 12, 2024 |
| Kevin David Patterson | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 6, 2024 |
| Travis Clemente Rich | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 12, 2024 |
| Daniel Andres Erazo | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 12, 2024 |
| Kevin Phillip Mc Nair | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 12, 2024 |
| Kyle Grimm Dixon | Valic Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Oct 29, 2024 |
| Andrew C Craft | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 28, 2024 |
| Corey Alan Akins | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 28, 2024 |
| Jeffrey Bronner | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Oct 28, 2024 |
| Paul David Burns | Valic Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2024 | Oct 25, 2024 |
| Brittney Elizabeth Harper | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Jan 16, 2025 (87 d) |
| Brent Vincent Harper | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Nov 27, 2024 (40 d) |
| Amber K Girtman Jones | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Dec 3, 2024 (54 d) |
| Joseph Valdes | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 20, 2024 |
| Alfred Mayes | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 4, 2024 |
| Logan Blackwood | Valic Financial Advisors, Inc. BD affiliated | Polen Capital Management, LLC asset manager | Other | Oct 2, 2024 | Oct 15, 2024 |
| Richard Dane Olson | Valic Financial Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Jan 24, 2025 (114 d) |
| Raffi Karageuzian | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2024 | Oct 4, 2024 |
| Brandon Joseph Johnson | Valic Financial Advisors, Inc. BD affiliated | Efs Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 17, 2024 |
| Kenneth Michael Hughes | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 19, 2024 |
| Colin James Mccallum | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 16, 2024 |
| Bradwell Parker Skinner | Valic Financial Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Aug 8, 2024 |
| Andrew Martino | Valic Financial Advisors, Inc. BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 15, 2024 |
| Samuel David Nielson | Valic Financial Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Jul 23, 2024 |
| Derek M Hannahs | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Jul 18, 2024 |
| Nikiya Harris | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2024 | Sep 5, 2024 (34 d) |
| Fran Charles Jackson | Valic Financial Advisors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Aug 23, 2024 |
| Baptiste William Brunner | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 29, 2024 |
| Zion Joseph Osner | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 1, 2024 |
| Joseph Delguidice | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 2, 2024 |
| Stephanie R Huff | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 9, 2024 |
1,715 moves match.