| Elizabeth Delatorre | Park Avenue Securities LLC other | Morgan Stanley wirehouse | Other | Jan 15, 2015 | Feb 5, 2015 |
| Xueling Zhang | Park Avenue Securities LLC other | Td Ameritrade, Inc. no RAUM | Other | Jan 15, 2015 | Jun 20, 2022 (2713 d) |
| Michelle Ann Hyde | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Jan 14, 2015 | Mar 3, 2026 (4066 d) |
| Robert William Frailey | Park Avenue Securities LLC other | Capitalrock Investments, LLC unclassified | Other | Jan 9, 2015 | Feb 2, 2015 |
| Stephen C Anderson | Park Avenue Securities LLC other | Raymond James & Associates, Inc. national BD | Other | Jan 9, 2015 | Jan 7, 2015 |
| Chris Michael Zurich | Park Avenue Securities LLC other | Pruco Securities, LLC other | Other | Jan 5, 2015 | Feb 12, 2015 (38 d) |
| Nicholas William Greiner | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 31, 2014 | Feb 5, 2015 (36 d) |
| Edward Thomas Munoz | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Dec 22, 2014 | Dec 10, 2014 |
| Brian Edward Heying | Park Avenue Securities LLC other | Lsb Wealth Management independent RIA | Other | Dec 15, 2014 | Dec 6, 2021 (2548 d) |
| James David Snyder | Park Avenue Securities LLC other | Executive Wealth Counselors, LLC independent RIA | Other | Dec 12, 2014 | Jun 9, 2016 (545 d) |
| Philip Jeffrey Lee | Park Avenue Securities LLC other | Brookstone Capital Management LLC other | Other | Dec 10, 2014 | Dec 3, 2014 |
| Michael Lucas | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Dec 8, 2014 | Feb 19, 2015 (73 d) |
| Kenneth Lance Reese | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Nov 26, 2014 | Nov 14, 2014 |
| Douglas Dandrea | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Nov 3, 2014 | Nov 12, 2014 |
| Ralph Lamar Barden | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Oct 29, 2014 | Dec 4, 2014 (36 d) |
| John Eugene Perez | Park Avenue Securities LLC other | Transamerica Financial Advisors, LLC other | Other | Oct 23, 2014 | Nov 24, 2014 (32 d) |
| Andrew Jacob Gardner | Park Avenue Securities LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Oct 17, 2014 | Jun 29, 2023 (3177 d) |
| Dorothy Janet Hundrieser | Park Avenue Securities LLC other | Rice Financial Consulting, Inc. other | Other | Oct 17, 2014 | Aug 20, 2014 |
| Corey Lamont Sneed | Park Avenue Securities LLC other | Legend Advisory, LLC other | Other | Oct 10, 2014 | Oct 13, 2014 |
| Sean Rogers | Park Avenue Securities LLC other | Dynamic other | Other | Oct 9, 2014 | Oct 30, 2014 |
| Brian Wesley Urban | Park Avenue Securities LLC other | Invest Financial Corporation other | Other | Oct 9, 2014 | Oct 21, 2014 |
| Larry Gene Holder | Park Avenue Securities LLC other | Strategic Financial Concepts, LLC other | Other | Oct 6, 2014 | Oct 23, 2014 |
| Cliff S Duester | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Oct 6, 2014 | Mar 5, 2015 (150 d) |
| Stephen Manfred Rice | Park Avenue Securities LLC other | Rice Financial Consulting, Inc. other | Other | Oct 3, 2014 | Aug 20, 2014 |
| Eric Mangold | Park Avenue Securities LLC other | Gitterman Wealth Management, LLC other | Other | Oct 3, 2014 | Nov 10, 2014 (38 d) |
| Michael P Cusick | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 3, 2014 | Oct 15, 2014 |
| Sandy G Levine | Park Avenue Securities LLC other | William Jordan Investments, Inc. unclassified | Other | Oct 3, 2014 | Sep 30, 2014 |
| Richard Hunter | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Oct 2, 2014 | Dec 8, 2014 (67 d) |
| Sean Oakes | Park Avenue Securities LLC other | Advice And Planning Services other | Other | Sep 29, 2014 | Oct 7, 2014 |
| Samuel Ivor Alleyne | Park Avenue Securities LLC other | Gradient Advisors, LLC other | Other | Sep 11, 2014 | Sep 2, 2014 |
| Martin Joseph Donnelly | Park Avenue Securities LLC other | Goldman Sachs Wealth Services, L.P. other | Other | Sep 11, 2014 | Nov 28, 2014 (78 d) |
| Saul Cohen | Park Avenue Securities LLC other | Wealth With Wisdom Advisors, Inc. state registered | Other | Sep 10, 2014 | Jun 23, 2020 (2113 d) |
| Patrick James Modjeski | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Sep 4, 2014 | Oct 3, 2014 |
| Sarah Jane Braunshausen | Park Avenue Securities LLC other | Fencl Advisory Services, LLC state registered | Other | Aug 26, 2014 | Jun 10, 2015 (288 d) |
| Ewelina Anna Caplap | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 20, 2014 | Oct 8, 2014 (49 d) |
| Scott Lawrence Codacovi | Park Avenue Securities LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 8, 2014 | Jul 24, 2014 |
| Christopher Scott Seebeck | Park Avenue Securities LLC other | Wells Fargo Advisors wirehouse | Other | Aug 8, 2014 | Aug 5, 2014 |
| Richard Louis Shaughnessy | Park Avenue Securities LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 8, 2014 | Jul 24, 2014 |
| Julie A Matulia | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 8, 2014 | Aug 4, 2014 |
| Luke Andrew Alger | Park Avenue Securities LLC other | Truist Advisory Services, Inc. no RAUM | Other | Aug 8, 2014 | Sep 9, 2016 (763 d) |
| Adam David Sendzischew | Park Avenue Securities LLC other | M Holdings Securities, Inc. other | Other | Aug 8, 2014 | Aug 12, 2014 |
| Matthew Scott Shaw | Park Avenue Securities LLC other | J. W. Cole Advisors, Inc. other | Other | Jul 24, 2014 | Jul 18, 2014 |
| George Norris Ellis | Park Avenue Securities LLC other | Abundance Advisors, Inc. state registered | Other | Jul 22, 2014 | Aug 28, 2014 (37 d) |
| Brian David Kirk | Park Avenue Securities LLC other | On Investment Management Co other | Other | Jul 17, 2014 | Jul 7, 2014 |
| Nicholas Alexander Munoz | Park Avenue Securities LLC other | Investment Professionals, Inc. other | Other | Jul 17, 2014 | Jun 26, 2014 |
| Derrick Girard | Park Avenue Securities LLC other | Investment Centers Of America, Inc. other | Other | Jul 16, 2014 | Aug 28, 2014 (43 d) |
| Paul Christopher Moxen | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Jul 14, 2014 | Jan 5, 2015 (175 d) |
| Ward Russell Brickner | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Jul 7, 2014 | Aug 8, 2014 (32 d) |
| Michael Dominick Palazzolo | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Jul 7, 2014 | Aug 8, 2014 (32 d) |
| Michael John Debellis | Park Avenue Securities LLC other | Advice And Planning Services other | Other | Jul 7, 2014 | Sep 4, 2014 (59 d) |
| Gary M Orkin | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Jul 7, 2014 | Jan 25, 2018 (1298 d) |
| Kevin Peter Dolphin | Park Avenue Securities LLC other | Avantax Advisory Services other | Other | Jul 7, 2014 | Jun 23, 2014 |
| Nathan Cocco | Park Avenue Securities LLC other | State Farm Investment Management Corp. asset manager | Other | Jul 7, 2014 | Jan 25, 2019 (1663 d) |
| Michael Allen Triebwasser | Park Avenue Securities LLC other | Cadaret Grant & Co Inc BD affiliated | Other | Jun 26, 2014 | May 4, 2021 (2504 d) |
| Christina Marie Osborne | Park Avenue Securities LLC other | Baron Financial Advisors, LLC state registered | Other | Jun 20, 2014 | Jun 19, 2014 |
| Kevin Gyan Masih | Park Avenue Securities LLC other | Cuso Financial Services, L.P. other | Other | Jun 20, 2014 | Jul 7, 2014 |
| Vicki K Schapp | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Jun 19, 2014 | Dec 3, 2014 (167 d) |
| Robert Stewart Stauffer | Park Avenue Securities LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 19, 2014 | Jun 19, 2014 |
| Justin Shad Mcneal | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Jun 12, 2014 | Aug 8, 2014 (57 d) |
| Andrew Brommer | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Jun 12, 2014 | Jul 27, 2015 (410 d) |