| Sterling Jasper | Park Avenue Securities LLC other | Berthel Fisher & Company Financial Services, Inc. other | Other | Nov 3, 2008 | Oct 22, 2008 |
| John William Wheeler | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Oct 16, 2008 | Feb 19, 2009 (126 d) |
| Lawrence E Wall | Park Avenue Securities LLC other | Next Financial Group, Inc. other | Other | Oct 10, 2008 | Oct 8, 2008 |
| Stephen B Leitzell | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Oct 3, 2008 | Nov 6, 2008 (34 d) |
| Kenneth James Thomas | Park Avenue Securities LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 8, 2008 | Aug 6, 2008 |
| Justin Daniel Lamonica | Park Avenue Securities LLC other | Principal Securities, Inc. other | Other | Aug 7, 2008 | Aug 19, 2008 |
| Christopher Conway Schatzman | Park Avenue Securities LLC other | Citigroup Global Markets Inc. other | Other | Aug 4, 2008 | Aug 8, 2008 |
| Robert Anthony Beckett | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Jul 23, 2008 | Sep 8, 2008 (47 d) |
| Donald Leonard Ross | Park Avenue Securities LLC other | Global Financial Private Capital, Inc. other | Other | Jul 21, 2008 | Feb 18, 2010 (577 d) |
| David E Goodman | Park Avenue Securities LLC other | Planmember Securities Corporation independent RIA | Other | Jul 21, 2008 | Oct 28, 2024 (5943 d) |
| Manuel Esparza | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | Jun 19, 2008 | Jul 31, 2009 (407 d) |
| Kenneth M Gross | Park Avenue Securities LLC other | MML Investors Services, LLC BD affiliated | Other | Jun 16, 2008 | Jun 14, 2021 (4746 d) |
| Mary K Lyons | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | Jun 16, 2008 | Jul 31, 2009 (410 d) |
| Whittaker Mack | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 13, 2008 | Jun 5, 2008 |
| Vincent Ross Townsend | Park Avenue Securities LLC other | Oneamerica Securities, Inc. other | Other | Jun 12, 2008 | Jul 31, 2009 (414 d) |
| Vincent Ernest Zullo | Park Avenue Securities LLC other | International Planning Alliance, LLC unclassified | Other | May 30, 2008 | Jul 21, 2003 |
| David Nelson Harper | Park Avenue Securities LLC other | Envision Investment Advisors, LLC unclassified | Other | May 20, 2008 | Jun 2, 2008 |
| Erik R Holt | Park Avenue Securities LLC other | Investment Advisors Corp other | Other | May 8, 2008 | May 6, 2008 |
| George L Rioseco | Park Avenue Securities LLC other | Summit Financial Resources Inc no RAUM | Other | Apr 8, 2008 | Apr 1, 2008 |
| Branden Gordon Bunch | Park Avenue Securities LLC other | Invst, LLC independent RIA | Other | Apr 3, 2008 | Oct 2, 2018 (3834 d) |
| Jay Bradley Wilen | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Mar 26, 2008 | Mar 14, 2008 |
| Barry Frederick Drogy | Park Avenue Securities LLC other | Transamerica Financial Advisors, Inc. unclassified | Other | Mar 25, 2008 | Jun 18, 2008 (85 d) |
| Sharon Elizabeth Driscoll | Park Avenue Securities LLC other | Allstate Financial Advisors, LLC no RAUM | Other | Mar 24, 2008 | Feb 25, 2010 (703 d) |
| Michael Ovide Babin | Park Avenue Securities LLC other | Colomb Investment Management Company, LLC independent RIA | Other | Mar 17, 2008 | Jan 10, 2022 (5047 d) |
| Matthew John Appel | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Mar 14, 2008 | Mar 12, 2008 |
| Tim Evan Schaffer | Park Avenue Securities LLC other | Woodbury Financial Services, Inc. other | Other | Mar 13, 2008 | Mar 6, 2008 |
| James Andrew Rogers | Park Avenue Securities LLC other | Wealthstone Advisors other | Other | Feb 28, 2008 | Apr 28, 2009 (425 d) |
| Stephen Kent Liles | Park Avenue Securities LLC other | Transamerica Financial Advisors, Inc. unclassified | Other | Feb 21, 2008 | Mar 6, 2008 |
| Benjamin Samuel Dobson | Park Avenue Securities LLC other | Kestra Advisory Services, LLC other | Other | Feb 13, 2008 | Apr 19, 2016 (2988 d) |
| Ronald Goldberg | Park Avenue Securities LLC other | Nfp Advisor Services, LLC other | Other | Feb 8, 2008 | Jan 30, 2008 |
| Richard John Callahan | Park Avenue Securities LLC other | Great Valley Advisor Group, LLC other | Other | Feb 6, 2008 | Nov 20, 2014 (2479 d) |
| Nathan Gerald Browning | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Feb 6, 2008 | Feb 4, 2008 |
| Russell Jay Rolnick | Park Avenue Securities LLC other | MML Investors Services, LLC BD affiliated | Other | Feb 4, 2008 | Jun 14, 2021 (4879 d) |
| Michael A Marino | Park Avenue Securities LLC other | International Planning Alliance, LLC unclassified | Other | Jan 17, 2008 | Jul 22, 2003 |
| Matthew James Kaminski | Park Avenue Securities LLC other | Fiduciary Investment Advisors, LLC other | Other | Jan 10, 2008 | Oct 25, 2017 (3576 d) |
| David Lee Kunhardt | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Dec 31, 2007 | Apr 28, 2008 (119 d) |
| Jason Paul Seele | Park Avenue Securities LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 31, 2007 | Jan 3, 2008 |
| Robert Richard Kloss | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Dec 21, 2007 | Dec 7, 2007 |
| Kenneth Thomas Speight | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Dec 19, 2007 | Jul 3, 2008 (197 d) |
| Michael Caputo | Park Avenue Securities LLC other | Summit Equities Inc other | Other | Dec 14, 2007 | Dec 3, 2007 |
| Gregory Joseph Keal | Park Avenue Securities LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 10, 2007 | Dec 7, 2007 |
| Robert Barry Clayton | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Dec 4, 2007 | Dec 11, 2007 |
| Jerry Robert Citarella | Park Avenue Securities LLC other | Next Financial Group, Inc. other | Other | Dec 4, 2007 | Dec 3, 2007 |
| Christopher Matthew Ingram | Park Avenue Securities LLC other | Next Financial Group, Inc. other | Other | Dec 4, 2007 | Dec 5, 2007 |
| Frank Charles Stama | Park Avenue Securities LLC other | Waddell & Reed other | Other | Dec 4, 2007 | Dec 12, 2007 |
| Arthur Stein | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Dec 3, 2007 | Jan 2, 2008 |
| Max Alexander Adams | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Nov 21, 2007 | Jan 17, 2008 (57 d) |
| Bruce David Ward | Park Avenue Securities LLC other | New England Securities Corporation other | Other | Nov 5, 2007 | Nov 16, 2007 |
| Frederick Victor Gustave | Park Avenue Securities LLC other | Executive Wealth Counselors, LLC independent RIA | Other | Oct 31, 2007 | Nov 30, 2006 |
| Marvin Dermot Waider | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Oct 23, 2007 | Sep 20, 2013 (2159 d) |
| Scott Brian Zuckerman | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Oct 18, 2007 | May 19, 2015 (2770 d) |
| Kristen Marie Wilson | Park Avenue Securities LLC other | LPL Financial LLC BD affiliated | Other | Oct 17, 2007 | Jan 1, 2025 (6286 d) |
| Charles Dominic Dayer Wild | Park Avenue Securities LLC other | Transamerica Financial Advisors, Inc. unclassified | Other | Oct 17, 2007 | Apr 29, 2008 (195 d) |
| Aaron Wiegman | Park Avenue Securities LLC other | Securian Financial Services, Inc. other | Other | Oct 12, 2007 | Oct 19, 2007 |
| Lissett Daniela Weinmann | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Sep 27, 2007 | Oct 31, 2007 (34 d) |
| Edward Allen Stein | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | Sep 25, 2007 | Aug 4, 2008 (314 d) |
| Stephen David Gibbs | Park Avenue Securities LLC other | Mahalo Advisory Services, LLC state registered | Other | Sep 20, 2007 | Feb 3, 2025 (6346 d) |
| Steven K Bennett | Park Avenue Securities LLC other | On Investment Management Co other | Other | Sep 19, 2007 | Mar 3, 2008 (166 d) |
| June Alison Chow | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Sep 18, 2007 | Sep 18, 2007 |
| Ronald Allen Kramer | Park Avenue Securities LLC other | Ameritas Advisory Services other | Other | Sep 17, 2007 | Sep 18, 2007 |