Advisor moves

Departures from Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sarvey Garcia CanellaNext Financial Group, Inc. otherSecurities America Advisors, Inc. otherOtherApr 9, 2010Apr 9, 2010
Frank Leslie HavilandNext Financial Group, Inc. otherFifth Third Securities, Inc. otherOtherApr 6, 2010Apr 23, 2010
Azeb Gessesse ClarkNext Financial Group, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 31, 2010Apr 14, 2010
Gregory Brook AshtonNext Financial Group, Inc. otherFirst Independent Advisory Services, Inc. unclassifiedOtherMar 23, 2010Mar 26, 2010
Samuel Peter VaranoNext Financial Group, Inc. otherWebsterrogers Financial Advisors, LLC otherOtherMar 12, 2010Apr 12, 2010 (31 d)
John Derek GliccoNext Financial Group, Inc. otherBeyond Capital Financial Management Group, Inc. otherOtherMar 1, 2010May 1, 2009
Cindy Shu-Way ShiNext Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherFeb 25, 2010Feb 25, 2010
Joseph Bedford JamesNext Financial Group, Inc. otherMoney Managers, Inc. otherOtherFeb 19, 2010Feb 2, 2009
Jeffrey William McclureNext Financial Group, Inc. otherThe Personal Wealth Coach otherOtherJan 28, 2010Jul 30, 2007
Trent A LoucksNext Financial Group, Inc. otherTd Ameritrade, Inc. no RAUMOtherJan 8, 2010Mar 26, 2013 (1173 d)
John Alison FahnestockNext Financial Group, Inc. otherFinancial Advisers Of America, LLC otherOtherDec 31, 2009Jan 4, 2010
Keith Ronan NielsenNext Financial Group, Inc. otherGirard Securities, Inc. otherOtherDec 31, 2009Feb 10, 2010 (41 d)
Dawn Renee CareyNext Financial Group, Inc. otherDavis-Ross Investment Advisers, LLC otherOtherDec 31, 2009Jul 12, 2010 (193 d)
Steven Scott IversenNext Financial Group, Inc. otherFoothill Securities, Inc. otherOtherDec 31, 2009Jan 5, 2010
Anthony RosettiNext Financial Group, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 23, 2009Sep 1, 2011 (617 d)
Lisa Kae AdamsNext Financial Group, Inc. otherSii Investments, Inc. otherOtherDec 15, 2009Dec 14, 2009
David Gerald AdamsNext Financial Group, Inc. otherSii Investments, Inc. otherOtherDec 15, 2009Dec 14, 2009
Michael Chester KirkNext Financial Group, Inc. otherSii Investments, Inc. otherOtherDec 15, 2009Dec 17, 2009
Megan Lynn ProchniakNext Financial Group, Inc. otherPaladin Partners independent RIAOtherDec 14, 2009May 27, 2020 (3817 d)
Dorothy Ann WilsonNext Financial Group, Inc. otherCetera Investment Advisers LLC otherOtherDec 9, 2009Dec 4, 2009
David Paul CatronNext Financial Group, Inc. otherUsaa Financial Planning Services no RAUMOtherDec 1, 2009Jan 7, 2010 (37 d)
Christopher Lee MediateNext Financial Group, Inc. otherForesters Equity Services, Inc. otherOtherSep 14, 2009Sep 15, 2009
William Michael BaxterNext Financial Group, Inc. otherPaladin Partners independent RIAOtherSep 14, 2009May 26, 2020 (3907 d)
Mark Alan ZietyNext Financial Group, Inc. otherPaladin Partners independent RIAOtherSep 14, 2009Aug 25, 2009
Michael Richard ClouseNext Financial Group, Inc. otherD.H. Hill Advisors, Inc. independent RIAOtherSep 11, 2009Sep 30, 2009
Richard S SentnorNext Financial Group, Inc. otherAdvisory Resource Group, LLC state registeredOtherSep 11, 2009Jun 9, 2015 (2097 d)
Gregory Lynn GrimesNext Financial Group, Inc. otherCentaurus Financial, Inc. otherOtherSep 10, 2009Sep 11, 2009
Bridget Christine MoralesNext Financial Group, Inc. otherEdward Jones national BDOtherSep 10, 2009Oct 20, 2009 (40 d)
Erik Cecil BarnesNext Financial Group, Inc. otherHarbor Financial Services, LLC otherOtherSep 10, 2009Oct 19, 2009 (39 d)
David Todd HardingNext Financial Group, Inc. otherInvestors Capital Advisory otherOtherAug 28, 2009Aug 12, 2009
Erica Droste MassmanNext Financial Group, Inc. otherVsr Advisory Services otherOtherAug 7, 2009Aug 7, 2009
Jeffrey Scott HellerstedtNext Financial Group, Inc. otherCentaurus Financial, Inc. otherOtherAug 7, 2009Aug 10, 2009
Gary Charles HaackNext Financial Group, Inc. otherAlamo Asset Advisors otherOtherJul 20, 2009Sep 18, 2009 (60 d)
Jenny Mack JonesNext Financial Group, Inc. otherThe Jones Stewardship Group, LLC state registeredOtherJun 25, 2009Sep 24, 2025 (5935 d)
Donald Edson JohnsonNext Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherJun 12, 2009Jun 1, 2009
Joe Rowland BashamNext Financial Group, Inc. otherSpc otherOtherJun 1, 2009Jan 14, 2010 (227 d)
Michelle Lynn BauerNext Financial Group, Inc. otherPackerland Brokerage Services, Inc. otherOtherJun 1, 2009May 7, 2009
Brian Michael WielandNext Financial Group, Inc. otherBeckland Financial unclassifiedOtherMay 6, 2009May 27, 2009
Laura Marie FasanNext Financial Group, Inc. otherOsaic Institutions, Inc. otherOtherMay 4, 2009May 4, 2009
Timothy James MurphyNext Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherApr 30, 2009May 12, 2009
Zachary Allen ZettergrenNext Financial Group, Inc. otherSignator Investors, Inc. otherOtherApr 29, 2009Apr 28, 2009
Clifford Richard KolsonNext Financial Group, Inc. otherDba Family Wealth Leadership otherOtherApr 6, 2009Sep 15, 2025 (6006 d)
Jonathan Ongcuangco ReyesNext Financial Group, Inc. otherChase Investment Services Corp. otherOtherApr 2, 2009Apr 24, 2009
Tony Gene GriepentrogNext Financial Group, Inc. otherGeneos Wealth Management, Inc. otherOtherApr 2, 2009Sep 25, 2013 (1637 d)
Jeffry Stephen ColeNext Financial Group, Inc. otherAvantax Advisory Services otherOtherMar 5, 2009Feb 25, 2009
Richard Francis BarnettNext Financial Group, Inc. otherSii Investments, Inc. otherOtherMar 3, 2009Feb 6, 2009
Michael Patrick MurrayNext Financial Group, Inc. otherSii Investments, Inc. otherOtherFeb 19, 2009Feb 9, 2009
David Dereck KassirNext Financial Group, Inc. otherManna Capital Management unclassifiedOtherFeb 19, 2009Feb 13, 2009
Mark Angelo MilitelloNext Financial Group, Inc. otherGirard Securities, Inc. otherOtherJan 22, 2009Jan 12, 2009
Stefany Tegeler SchadeNext Financial Group, Inc. otherGirard Securities, Inc. otherOtherJan 21, 2009Jan 15, 2009
Donna Irene CrockerNext Financial Group, Inc. otherGood Harbor Advisors, Inc. independent RIAOtherDec 31, 2008Apr 23, 2007
Ronnie Orville CaruthersNext Financial Group, Inc. otherForesters Equity Services, Inc. otherOtherDec 22, 2008Dec 10, 2008
Michael TrombettaNext Financial Group, Inc. otherOsaic Fs, Inc. otherOtherDec 17, 2008Nov 19, 2008
Joe MalaveNext Financial Group, Inc. otherNfp Advisor Services, LLC otherOtherOct 13, 2008Oct 20, 2008
Benjamin Aaron TysonNext Financial Group, Inc. otherPlanmember Securities Corporation otherOtherAug 19, 2008Aug 11, 2008
Todd Elliott SmithNext Financial Group, Inc. otherFifth Third Securities, Inc. otherOtherAug 4, 2008Jul 30, 2008
Brian Matthew BeanNext Financial Group, Inc. otherMedallion Advisory Services, LLC unclassifiedOtherJul 31, 2008Jul 31, 2008
James Robert SwansonNext Financial Group, Inc. otherJrs Investments And Wealth Preservation, LLC state registeredOtherJun 24, 2008Jun 4, 2008
Kenneth Raymond KirkebyNext Financial Group, Inc. otherLPL Financial LLC otherOtherJun 4, 2008May 28, 2008
Robert Mark StarNext Financial Group, Inc. otherWoodbury Financial Services, Inc. otherOtherMay 19, 2008May 6, 2008
Page 12 of 13PreviousNext
774 moves match.