DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph O'Mara | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Jan 6, 2025 (395 d) |
| Stephen Burleson | Janney Montgomery Scott LLC BD affiliated | Hbks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Mar 22, 2024 (105 d) |
| Paige Freckleton | Janney Montgomery Scott LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2023 | Feb 16, 2024 (70 d) |
| Marc W Chait | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2023 | Nov 30, 2023 |
| Veronica Joyner Rodgers | Janney Montgomery Scott LLC BD affiliated | The Wealth Boutique independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2023 | Nov 22, 2023 |
| Michael George Evereth | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 12, 2023 |
| Nathan William Ibarra | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 12, 2023 |
| Steven T Barber | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 12, 2023 |
| Christopher Patrick Goles | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 11, 2023 |
| Katherine Dehart | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 11, 2023 |
| Sheila Spainhour Shaffer | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Nov 13, 2023 (35 d) |
| Daniel Wade Spainhour | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 6, 2023 |
| Eric Park Walker | Janney Montgomery Scott LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 6, 2023 |
| Denise Deluca Meehan | Janney Montgomery Scott LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Dec 6, 2023 (71 d) |
| Bruce Hollingshead Faurot | Janney Montgomery Scott LLC BD affiliated | Dover Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Oct 20, 2023 |
| Conor Mckenzie | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 1, 2023 |
| Ryan Padriac Tankelewicz | Janney Montgomery Scott LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Sep 1, 2023 |
| Michael J Geraghty | Janney Montgomery Scott LLC BD affiliated | Blbb Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Feb 27, 2024 (187 d) |
| Charissa Ann Konz | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 3, 2023 |
| Elisabeth Marie Collins | Janney Montgomery Scott LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Apr 29, 2024 (286 d) |
| Alia S. Mendez-Taylor | Janney Montgomery Scott LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Aug 11, 2026 (1133 d) |
| Bruce Harding Sears | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2023 | Jun 23, 2023 |
| Leonard Warren | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 14, 2023 |
| Ariel Olson | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2023 | Jul 14, 2023 (38 d) |
| John Raymond Buoni | Janney Montgomery Scott LLC BD affiliated | Sovereign Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | Jul 7, 2023 (35 d) |
| Andrei Emanuel Petre | Janney Montgomery Scott LLC BD affiliated | Masterworks Advisers, LLC asset manager | Other | May 30, 2023 | Jan 12, 2024 (227 d) |
| Raquel L Nacht | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2023 | Jun 8, 2023 |
| Michael Aloysius Oflaherty | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 10, 2023 |
| Renee Dayna Barrett | Janney Montgomery Scott LLC BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2023 | Apr 17, 2023 |
| Thomas Kayvon Hagigh | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Apr 12, 2023 |
| Mark Libby Puryear | Janney Montgomery Scott LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Jul 6, 2023 (85 d) |
| June Lori Berglund | Janney Montgomery Scott LLC BD affiliated | Principle Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2023 | May 9, 2023 |
| Guillermo A. Robles | Janney Montgomery Scott LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 17, 2023 (50 d) |
| Christian R Moore | Janney Montgomery Scott LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Apr 17, 2023 |
| Allison Odenthal | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Mar 23, 2023 |
| Drew Randall Pickard | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2023 | Mar 6, 2023 |
| Matthew Samuel Poser | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2023 | Mar 3, 2023 |
| Peter Martin Fierro | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 25, 2023 |
| Kevin Paul Martin | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Mar 10, 2023 |
| Daniel L Mickley | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Feb 7, 2023 |
| Mauricio A Viaud | Janney Montgomery Scott LLC BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Sep 5, 2024 (605 d) |
| Jorge Andres Kuri | Janney Montgomery Scott LLC BD affiliated | Sei Investments Management Corp other | Other | Nov 15, 2022 | Dec 6, 2022 |
| Rishi Dev Anand | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2022 | Nov 11, 2022 |
| Scott Michael Nash | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2022 | Nov 14, 2022 |
| Anthony J. Arot | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2022 | Nov 11, 2022 |
| Megan Haller Keenan | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Nov 15, 2022 |
| Jeffrey Scott Kemp | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 24, 2022 | Oct 24, 2022 |
| Brette Alexandra Husar | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 10, 2022 | Oct 27, 2022 |
| Dana Lomonaco | Janney Montgomery Scott LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Mar 21, 2023 (166 d) |
| Jonell Louise Walker | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2022 | Oct 3, 2022 |
| Nicholas Herbert | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2022 | Oct 19, 2022 |
| Trevor Hallas | Janney Montgomery Scott LLC BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Aug 17, 2022 | Aug 15, 2022 |
| William Nicholas Rivel | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 18, 2022 |
| Jeffrey David Tidwell | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2022 | Jul 8, 2022 |
| Timothy David Ellis | Janney Montgomery Scott LLC BD affiliated | Girard Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 25, 2022 |
| Andrew James Beltz | Janney Montgomery Scott LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 21, 2022 |
| Jeffrey Barry Lown | Janney Montgomery Scott LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 21, 2022 |
| Jane S Goodyear | Janney Montgomery Scott LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 6, 2022 |
| Alec Sciarra | Janney Montgomery Scott LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 15, 2022 |
| Steven Joseph Nicklas | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Jun 7, 2022 |
686 moves match.