DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lincoln Investment
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Wenzel | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 11, 2020 | Nov 8, 2017 |
| Andrew Todd Bucksner | Lincoln Investment BD affiliated | Archetype Advisors, LLC other | Other | Jun 10, 2020 | Oct 23, 2020 (135 d) |
| Richard William Wasson | Lincoln Investment BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 21, 2020 | Jun 3, 2020 |
| Ioannis Kyriakos Profylienos | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Apr 20, 2018 |
| Dean Michael Mackey | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | May 24, 2019 |
| Sean Thomas Melican | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | Sep 30, 2019 |
| Robert Lloyd Wilson | Lincoln Investment BD affiliated | Incredible Egg Financial unclassified | Other | May 4, 2020 | Jul 24, 2020 (81 d) |
| Graham John Wilson | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 1, 2020 | Jun 4, 2012 |
| Duncan Graham Wilson | Lincoln Investment BD affiliated | Capital Analysts other | Other | May 1, 2020 | Jun 4, 2012 |
| Elizabeth Irene Loutsis | Lincoln Investment BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2020 | Aug 23, 2024 (1590 d) |
| Giuseppe Vitale | Lincoln Investment BD affiliated | Beacon Financial Advisory LLC other | Other | Apr 15, 2020 | Mar 7, 2016 |
| Tyson Joseph Asay | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Jul 23, 2019 |
| George Hall | Lincoln Investment BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Mar 3, 2020 |
| Edward Dorsey | Lincoln Investment BD affiliated | Legend Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Jan 25, 2019 |
| Robert James Burdumy | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2020 | Sep 28, 2016 |
| Michael Edward Dunn | Lincoln Investment BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Apr 24, 2024 (1576 d) |
| Robin S Spencer | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2019 | Jun 19, 2018 |
| Gregory Michael Cecchini | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 14, 2018 |
| Alec Smith | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Mar 5, 2019 |
| William Elmer Mcguire | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 13, 2019 | Dec 10, 2015 |
| Nicole Andre | Lincoln Investment BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 10, 2019 |
| Ian Thomas Prymak | Lincoln Investment BD affiliated | Capital Analysts other | Other | Sep 6, 2019 | May 25, 2016 |
| Michael S Taras | Lincoln Investment BD affiliated | Capital Analysts other | Other | Aug 29, 2019 | Apr 4, 2017 |
| Michael Allen Fisher | Lincoln Investment BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Sep 9, 2019 |
| Domini Marie Allison | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 2, 2019 | Oct 23, 2017 |
| Joseph Corey Howard | Lincoln Investment BD affiliated | Pwa Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2019 | Jul 16, 2019 |
| Neil Christopher Guarniere | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 25, 2019 | Dec 4, 2017 |
| Michael Joseph Masilunas | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jun 20, 2019 | Apr 25, 2014 |
| Elizabeth Manteau | Lincoln Investment BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Sep 6, 2019 (84 d) |
| Robert Allan Palma | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | May 9, 2018 |
| Rommel Garcia | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Apr 5, 2019 |
| Jessica Kenney Dreicer | Lincoln Investment BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | Feb 8, 2021 (620 d) |
| Alexander Joseph Corriere | Lincoln Investment BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2019 | Oct 1, 2019 (132 d) |
| Maria Teresa Hernandez | Lincoln Investment BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | Jun 13, 2019 |
| Leonard Marion Spalding | Lincoln Investment BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 30, 2019 |
| Kimberly Frances Myers | Lincoln Investment BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | May 1, 2019 |
| Ricky Lawson Carroll | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Apr 9, 2019 |
| David Leon Shelly | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 16, 2019 | Mar 18, 2014 |
| William J. Teague | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 2, 2019 | Jun 4, 2012 |
| William Jesse Teague | Lincoln Investment BD affiliated | Capital Analysts other | Other | Apr 2, 2019 | Jun 4, 2012 |
| Kyle Austin Knopp | Lincoln Investment BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Mar 11, 2019 |
| Robert Merrill Seaman | Lincoln Investment BD affiliated | Capital Analysts other | Other | Mar 1, 2019 | Mar 24, 2016 |
| Timothy Jay Madigan | Lincoln Investment BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 1, 2019 |
| Ralph Philip Lebkuecher | Lincoln Investment BD affiliated | Capital Analysts other | Other | Feb 5, 2019 | Oct 9, 2015 |
| Christopher Robert Housen | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Paul Jude Conforti | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Christopher Alan Lukas | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| George M. Steiner | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jan 10, 2019 | Jun 4, 2012 |
| Anthony M. Scalfaro | Lincoln Investment BD affiliated | Cbiz Investment Advisory Services, LLC institutional | Other | Jan 9, 2019 | Aug 19, 2020 (588 d) |
| Tisa Bianca Osborne | Lincoln Investment BD affiliated | Osborne Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Feb 5, 2021 (767 d) |
| Louis M Feinberg | Lincoln Investment BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2018 | Nov 29, 2018 |
| Ian Marcello Aguilar | Lincoln Investment BD affiliated | Capital Analysts other | Other | Nov 20, 2018 | Jan 10, 2018 |
| Amy Jo Rice | Lincoln Investment BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Dec 5, 2018 |
| Peter Francis Pabon | Lincoln Investment BD affiliated | Capital Analysts other | Other | Oct 29, 2018 | Mar 31, 2015 |
| Haim Shepes | Lincoln Investment BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 30, 2018 |
| Angela Gordon | Lincoln Investment BD affiliated | Capital Analysts other | Other | Oct 15, 2018 | Jan 30, 2017 |
| Marney Skinner | Lincoln Investment BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Sep 10, 2018 |
| Carlo Della Mea | Lincoln Investment BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 29, 2018 | Aug 16, 2018 |
| Brice Austin Parr | Lincoln Investment BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2018 | Sep 18, 2018 (43 d) |
| Patrick Joseph Knox | Lincoln Investment BD affiliated | Capital Analysts other | Other | Jul 1, 2018 | Aug 20, 2014 |
555 moves match.