DFX Intelligence
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amelia Elizabeth Reback | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2024 | Dec 18, 2025 (709 d) |
| Jeromy Christian Shepherd | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Mar 14, 2024 (65 d) |
| Alex Shvartsman | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 8, 2024 |
| Michael Andrew Streeto | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Apr 22, 2024 (104 d) |
| Scott B Staudenmier | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jun 7, 2024 (150 d) |
| Christopher Robert Ruggiero | Charles Schwab & Co., Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jul 24, 2024 (197 d) |
| Courtney Rowley | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Jan 9, 2024 | Apr 4, 2022 |
| Aaron Lee Smith | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Mar 5, 2024 (56 d) |
| Robert Carl Stranges | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Apr 3, 2024 (85 d) |
| Derek Miles Robson | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 8, 2024 |
| Brian Stewart | Charles Schwab & Co., Inc. national BD | Campbell Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Jun 3, 2024 (146 d) |
| Nicholas Patrick Poshek | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2024 | Jan 31, 2024 |
| Jeanne Sim Suh | Charles Schwab & Co., Inc. national BD | Destination Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Mar 4, 2024 (55 d) |
| Christopher Robert Stino | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Mar 8, 2024 (59 d) |
| Shirine Varsha Prasad | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2024 | Feb 6, 2024 |
| Eric Snell | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 30, 2024 |
| Ryan Joseph Richmond | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Aug 29, 2025 (598 d) |
| Jake Skiles | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 5, 2024 |
| Zachary Rosequist | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Mar 11, 2024 (62 d) |
| Sagar Sheth | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Jan 9, 2024 | Sep 30, 2022 |
| Rodrigo Jose De La Roca Pinzon | Charles Schwab & Co., Inc. national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 14, 2024 (36 d) |
| Bruce Monaco | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Apr 12, 2024 (95 d) |
| Grace Frances Ngai | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Mar 4, 2024 (56 d) |
| Theodore Panagiotopoulos | Charles Schwab & Co., Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Mar 28, 2024 (80 d) |
| Michael John Mealy | Charles Schwab & Co., Inc. national BD | Swan Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Apr 1, 2024 (84 d) |
| Shannon L Munton | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jul 3, 2024 (177 d) |
| Tony Walter Parkin | Charles Schwab & Co., Inc. national BD | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | May 28, 2025 (506 d) |
| Chrystine Mills | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Nov 12, 2025 (674 d) |
| Patrick O'Leary | Charles Schwab & Co., Inc. national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Sep 9, 2024 (245 d) |
| David Matthews | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | May 1, 2024 (114 d) |
| Stefco Marenoski | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | May 28, 2024 (141 d) |
| Matthew D Mckamey | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Apr 12, 2024 (95 d) |
| Michael P Percich | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Nov 22, 2024 (319 d) |
| Giancarlo Jose Mateus | Charles Schwab & Co., Inc. national BD | Ironwood Investment Counsel, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Jul 1, 2024 (175 d) |
| Henry Jason Mcclurg | Charles Schwab & Co., Inc. national BD | Alphacore Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Feb 21, 2024 (44 d) |
| Ryan Kidston Murray | Charles Schwab & Co., Inc. national BD | Strategic Wealth Partners, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Feb 20, 2024 (43 d) |
| Austin Tyler Nielson | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Apr 4, 2024 (87 d) |
| Jared Mann | Charles Schwab & Co., Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jun 20, 2024 (164 d) |
| Ahmed Iri Monley | Charles Schwab & Co., Inc. national BD | Vintage Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 8, 2024 | Jun 26, 2024 (170 d) |
| Lynette Ancona | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 23, 2024 |
| Manuel Angel Ortiz Aquino | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2024 | Jan 29, 2024 |
| Michael William Miller | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2024 | Feb 7, 2024 (33 d) |
| Balaji Nelluri | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 31, 2024 |
| Brian Lobman | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jun 14, 2024 (163 d) |
| Colby Dotson | Charles Schwab & Co., Inc. national BD | Boyd Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2024 | Dec 18, 2023 |
| Michael D Roussy | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Sep 12, 2025 (619 d) |
| Shavonne Worthy | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 17, 2024 |
| Edilawit M Tesfaye | Charles Schwab & Co., Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 24, 2024 |
| Hunter Shoemake | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jun 27, 2024 (179 d) |
| Jesus Gutierrez Chavez | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jan 26, 2024 (31 d) |
| Alexander Francis Leri | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 20, 2023 |
| Joanna Lynn Heckman | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | May 15, 2024 (146 d) |
| Jerico Rom Bernardo Maddela | Charles Schwab & Co., Inc. national BD | Tci Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Sep 20, 2024 (275 d) |
| Martin Albanese | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2023 | Dec 21, 2023 |
| Preston David Watts | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 4, 2023 |
| John Michael Redhead | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 15, 2023 | Dec 18, 2023 |
| Alanna Elizabeth Noor | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2023 | Mar 22, 2024 (99 d) |
| Emma Hintz | Charles Schwab & Co., Inc. national BD | State Farm Investment Management Corp. asset manager | Other | Dec 14, 2023 | Nov 7, 2024 (329 d) |
| Christopher Louis Terebessy | Charles Schwab & Co., Inc. national BD | Trinchera Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 13, 2023 | Jun 22, 2026 (922 d) |
| William Robson Tipps | Charles Schwab & Co., Inc. national BD | Empower Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Jul 16, 2026 (946 d) |
4,398 moves match.