DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mutual Of Omaha Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley James Taylor | Mutual Of Omaha Investor Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2026 | Aug 3, 2026 |
| Ricardo Luis Delgado-Oliveras | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2026 | Jul 29, 2026 |
| Christopher Lorance Harsley | Mutual Of Omaha Investor Services, Inc. independent RIA | Coho Advisory Services, LLC state registered | RIA to a state-registered adviser | Jun 25, 2026 | Aug 4, 2026 (40 d) |
| Ashton David Glaser | Mutual Of Omaha Investor Services, Inc. independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jun 8, 2026 | Jun 18, 2026 |
| Daniel Gabrielson | Mutual Of Omaha Investor Services, Inc. independent RIA | Drg Financial, LLC state registered | RIA to a state-registered adviser | Mar 17, 2026 | Mar 9, 2026 |
| Jacob Matthew Caswell | Mutual Of Omaha Investor Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 17, 2026 | Apr 21, 2026 (35 d) |
| Bryce Kostman | Mutual Of Omaha Investor Services, Inc. independent RIA | Gateway Wealth Partners, LLC independent RIA | RIA to RIA | Mar 4, 2026 | May 12, 2026 (69 d) |
| Lauren Marie Costan | Mutual Of Omaha Investor Services, Inc. independent RIA | Captrust institutional | Other | Jan 16, 2026 | Feb 17, 2026 (32 d) |
| Silver Sibert | Mutual Of Omaha Investor Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 23, 2025 |
| Jeremy A Shook | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Jan 16, 2026 (38 d) |
| Isaiah Negron | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Jan 7, 2026 (55 d) |
| Ryan Christopher Miller | Mutual Of Omaha Investor Services, Inc. independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Oct 23, 2025 | Oct 21, 2025 |
| David Paul Pieper | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2025 | Oct 7, 2025 |
| Christopher David Pieper | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2025 | Oct 7, 2025 |
| Jonathan L Holthaus | Mutual Of Omaha Investor Services, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Oct 27, 2025 (62 d) |
| Leonardo Conceicao Chantre | Mutual Of Omaha Investor Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Aug 8, 2025 | Oct 17, 2025 (70 d) |
| Charles James Noriega | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2025 | Aug 8, 2025 |
| Elizabeth Nichole Straub | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Aug 12, 2025 (48 d) |
| Tessa Coleman | Mutual Of Omaha Investor Services, Inc. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2025 | Jun 2, 2025 |
| Joshua T Wells | Mutual Of Omaha Investor Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 2, 2025 | Jun 12, 2025 |
| Savannah Chacon | Mutual Of Omaha Investor Services, Inc. independent RIA | Mountain Capital Investment Advisors Inc independent RIA | RIA to RIA | May 28, 2025 | Jun 23, 2025 |
| John Henry Flick | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 12, 2025 |
| Daniel Stephen Boynton | Mutual Of Omaha Investor Services, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | May 28, 2025 | May 30, 2025 |
| Christopher T Dunham | Mutual Of Omaha Investor Services, Inc. independent RIA | Bridges Investment Management Inc independent RIA | RIA to RIA | May 6, 2025 | Dec 5, 2025 (213 d) |
| William Joseph King | Mutual Of Omaha Investor Services, Inc. independent RIA | Russell Investments other | Other | Apr 16, 2025 | Apr 24, 2025 |
| Bruce A Shay | Mutual Of Omaha Investor Services, Inc. independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2025 | Apr 18, 2025 |
| Carlos Gabriel Bonilla Grajales | Mutual Of Omaha Investor Services, Inc. independent RIA | Capitalwize, LLC state registered | RIA to a state-registered adviser | Mar 27, 2025 | Aug 13, 2026 (504 d) |
| Kathryn Irene Wiegrefe | Mutual Of Omaha Investor Services, Inc. independent RIA | Fiduciary Financial Planning Network independent RIA | RIA to RIA | Feb 7, 2025 | Mar 25, 2025 (46 d) |
| Austin James Niven | Mutual Of Omaha Investor Services, Inc. independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2025 | Apr 15, 2026 (432 d) |
| Jason David Falk | Mutual Of Omaha Investor Services, Inc. independent RIA | Wms Wealth Management LLC state registered | RIA to a state-registered adviser | Dec 4, 2024 | Mar 26, 2025 (112 d) |
| Lyles Donnell Knox | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Enterprise, LLC no RAUM | RIA to a newly registered adviser | Nov 1, 2024 | Jan 30, 2025 (90 d) |
| Christopher Ryan Casey | Mutual Of Omaha Investor Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2024 | Oct 7, 2024 |
| Jon Robert Higham | Mutual Of Omaha Investor Services, Inc. independent RIA | Onedigital institutional | Other | Jul 24, 2024 | Aug 29, 2024 (36 d) |
| Cade Roque | Mutual Of Omaha Investor Services, Inc. independent RIA | Cornerstone Wealth Management, LLC independent RIA | RIA to RIA | Jul 24, 2024 | Oct 31, 2024 (99 d) |
| Malissa Worrell | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Jul 9, 2024 | Feb 3, 2025 (209 d) |
| Scott James Bradford | Mutual Of Omaha Investor Services, Inc. independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jun 6, 2024 | Jun 24, 2024 |
| Michael Faulhaber | Mutual Of Omaha Investor Services, Inc. independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jun 4, 2024 | Jun 10, 2024 |
| Jaden Elenbaas | Mutual Of Omaha Investor Services, Inc. independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | May 29, 2024 | Jul 24, 2024 (56 d) |
| Patrick Austin Shore | Mutual Of Omaha Investor Services, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | May 15, 2024 | Jun 12, 2024 |
| Quinten Smith | Mutual Of Omaha Investor Services, Inc. independent RIA | Forthright Capital independent RIA | RIA to RIA | Apr 29, 2024 | Apr 26, 2024 |
| Edward Louis Heiser | Mutual Of Omaha Investor Services, Inc. independent RIA | Dba Big Money Retirement And Big Retirement independent RIA | RIA to RIA | Apr 17, 2024 | May 7, 2024 |
| Luke Alan Olney | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2024 | May 29, 2024 (69 d) |
| Jamie L Mccadden | Mutual Of Omaha Investor Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Mar 12, 2024 | Mar 18, 2024 |
| Tonja Lea Harding | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Mar 8, 2024 | May 7, 2024 (60 d) |
| Grant Gotschall | Mutual Of Omaha Investor Services, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2024 | Feb 27, 2024 |
| Whitney C Day | Mutual Of Omaha Investor Services, Inc. independent RIA | American Harvest Financial LLC unclassified | Other | Feb 22, 2024 | May 23, 2024 (91 d) |
| Jeffery A Clemons | Mutual Of Omaha Investor Services, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 12, 2024 |
| Logan Michelle Lupia | Mutual Of Omaha Investor Services, Inc. independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jan 8, 2024 | Jan 29, 2024 |
| Christopher Sean Sullivan | Mutual Of Omaha Investor Services, Inc. independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Dec 21, 2023 | Feb 22, 2024 (63 d) |
| Brian John Biggs | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2023 | May 6, 2024 (137 d) |
| Louis Patrick Richards | Mutual Of Omaha Investor Services, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | May 17, 2024 (150 d) |
| Saul Obdiel Perez | Mutual Of Omaha Investor Services, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | Apr 29, 2024 (132 d) |
| John Carroll | Mutual Of Omaha Investor Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2023 | Dec 14, 2023 |
| Samir Elias Abdullah | Mutual Of Omaha Investor Services, Inc. independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Dec 11, 2023 | Jan 9, 2024 |
| Jason Westbrook Kyle | Mutual Of Omaha Investor Services, Inc. independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Dec 11, 2023 | Jul 9, 2024 (211 d) |
| Scott Edward Sylvainus | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2023 | Dec 6, 2023 |
| Ryan Ederle | Mutual Of Omaha Investor Services, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Dec 5, 2023 | Nov 22, 2023 |
| Joseph Milton Crandall | Mutual Of Omaha Investor Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2023 | Nov 15, 2023 |
| Roque Moreira | Mutual Of Omaha Investor Services, Inc. independent RIA | Mwa Financial Services, Inc. independent RIA | RIA to RIA | Nov 20, 2023 | Mar 7, 2024 (108 d) |
| Christopher Phillips | Mutual Of Omaha Investor Services, Inc. independent RIA | Voya Retirement Advisors, LLC other | Other | Nov 16, 2023 | Apr 2, 2024 (138 d) |
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431 moves match.