DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Janet Santa SherryNew England Securities Corporation otherTriad Advisors, LLC otherOtherMar 31, 2014Mar 21, 2014
Ronald Norman YorkNew England Securities Corporation otherTriad Advisors, LLC otherOtherMar 25, 2014Mar 24, 2014
Kory Licht BudingerNew England Securities Corporation otherSagepoint Financial, Inc. otherOtherMar 21, 2014Mar 16, 2014
Michael Vance DouglasNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherMar 19, 2014Mar 18, 2014
Allison Dee BattNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherMar 19, 2014Mar 17, 2014
Christopher VenutoNew England Securities Corporation otherInsight Private Advisors, LLC no RAUMOtherMar 19, 2014Mar 18, 2014
Paul Douglas JetterNew England Securities Corporation otherInsight Private Advisors, LLC no RAUMOtherMar 18, 2014Mar 18, 2014
Jennifer CrisologoNew England Securities Corporation otherLPL Financial LLC otherOtherMar 18, 2014Mar 17, 2014
Dustin James LesterNew England Securities Corporation otherSagepoint Financial, Inc. otherOtherMar 14, 2014Oct 9, 2014 (209 d)
Jodi L McmahonNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherMar 4, 2014Mar 3, 2014
Jonathan Michael ConstantNew England Securities Corporation otherWaddell & Reed otherOtherMar 4, 2014Mar 3, 2014
Eric David HatfieldNew England Securities Corporation otherHatfield Insurance & Financial Services, Inc. no RAUMOtherFeb 27, 2014Jan 23, 2014
William Joel Patrick MannixNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherFeb 24, 2014Feb 27, 2014
Karl Tariq LunneyNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherFeb 24, 2014Feb 27, 2014
Brett Michelle HamiltonNew England Securities Corporation otherOn Investment Management Co otherOtherFeb 24, 2014Feb 28, 2014
Linwood Forrest HamiltonNew England Securities Corporation otherOn Investment Management Co otherOtherFeb 24, 2014Feb 28, 2014
Jerry Paul HurtNew England Securities Corporation otherAmeritas Advisory Services otherOtherFeb 19, 2014Oct 26, 2015 (614 d)
Victor Louis MullinsNew England Securities Corporation otherCantella & Co., Inc. otherOtherFeb 18, 2014Feb 11, 2014
Gary Hanley LynchNew England Securities Corporation otherSecurian Financial Services, Inc. otherOtherFeb 10, 2014Feb 18, 2014
Scott Frederick GilbertNew England Securities Corporation otherHatfield Insurance & Financial Services, Inc. otherOtherFeb 6, 2014Jul 3, 2014 (147 d)
Thomas Patrick CarolanNew England Securities Corporation otherSecurian Financial Services, Inc. BD affiliatedOtherJan 30, 2014May 29, 2021 (2676 d)
Robert Scott MetteNew England Securities Corporation otherMML Investors Services, LLC otherOtherJan 27, 2014Feb 26, 2014
Teresa K RussellNew England Securities Corporation otherStratos Wealth Partners, Ltd otherOtherJan 24, 2014Jan 21, 2014
Roderick M CarolanNew England Securities Corporation otherSecurian Financial Services, Inc. otherOtherJan 24, 2014Jan 12, 2015 (353 d)
Andrew John McdonnellNew England Securities Corporation otherOneamerica Securities, Inc. otherOtherJan 24, 2014Feb 20, 2014
Stuart Francis KesslerNew England Securities Corporation otherSecurian Financial Services, Inc. otherOtherJan 23, 2014Jan 8, 2016 (715 d)
Dennis Michael DeanNew England Securities Corporation otherHornor, Townsend & Kent, LLC otherOtherJan 22, 2014Feb 26, 2014 (35 d)
Curtis Wilcox LindsayNew England Securities Corporation otherAmeritas Advisory Services otherOtherJan 9, 2014Feb 11, 2014 (33 d)
Raymond Scott LoudenNew England Securities Corporation otherAmeritas Advisory Services otherOtherJan 8, 2014Feb 5, 2014
Martin Daniel StandishNew England Securities Corporation otherMorgan Stanley wirehouseOtherJan 6, 2014Jan 13, 2014
Larry Wan MahNew England Securities Corporation otherEquitable Advisors, LLC national BDOtherJan 6, 2014Jan 13, 2014
Bryan Michael RennerNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2014Dec 23, 2013
William T KlimNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2014Dec 23, 2013
Stevan RasetaNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2014Dec 19, 2013
Justin Charles CramerNew England Securities Corporation otherEdward Jones national BDOtherJan 2, 2014Jan 6, 2014
Kristin Ann NordahlNew England Securities Corporation otherMariner otherOtherDec 31, 2013Jun 15, 2010
David BossovNew England Securities Corporation otherMorgan Stanley wirehouseOtherDec 31, 2013May 30, 2014 (150 d)
Sagen Richard AugustinNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherDec 24, 2013Mar 13, 2014 (79 d)
Marshall Mayer ShigonNew England Securities Corporation otherSpc otherOtherDec 20, 2013Dec 16, 2013
Daniel Nathan LuberNew England Securities Corporation otherLevel Four Advisory Services otherOtherDec 19, 2013Feb 28, 2014 (71 d)
Phillip Christopher ClarkNew England Securities Corporation otherSignator Investors, Inc. otherOtherDec 18, 2013Dec 11, 2013
Marcos Antonio MadrilNew England Securities Corporation otherNova Financial Services otherOtherDec 17, 2013Jan 21, 2014 (35 d)
Jenny LeeNew England Securities Corporation otherMorgan Stanley wirehouseOtherDec 16, 2013Feb 7, 2014 (53 d)
Jerry Chia-Jui BienNew England Securities Corporation otherForesters Equity Services, Inc. otherOtherDec 16, 2013Jan 7, 2014
Jonathon E VenhuizenNew England Securities Corporation otherPackerland Brokerage Services, Inc. otherOtherDec 5, 2013Dec 2, 2013
Adam Richard StalnakerNew England Securities Corporation otherCetera Advisors LLC otherOtherDec 5, 2013Dec 3, 2013
Gordon L BrookhartNew England Securities Corporation otherPark Avenue Securities LLC otherOtherDec 5, 2013Jan 3, 2014
Jeremy Scot MartinsonNew England Securities Corporation otherSovran Advisors, LLC independent RIAOtherDec 4, 2013Jan 1, 2025 (4046 d)
Troy Dixon TummondNew England Securities Corporation otherIndependent Financial Partners otherOtherDec 3, 2013Dec 10, 2013
Steven Robert CarterNew England Securities Corporation otherIndependent Financial Partners otherOtherDec 3, 2013Dec 9, 2013
John William PomroyNew England Securities Corporation otherIndependent Financial Partners otherOtherDec 3, 2013Dec 10, 2013
Scott Gordon KishbaughNew England Securities Corporation otherPark Avenue Securities LLC otherOtherNov 27, 2013Jan 6, 2014 (40 d)
Patrick Timothy RuschNew England Securities Corporation otherOarsman Capital, Inc otherOtherNov 26, 2013Jan 9, 2014 (44 d)
Travis R JacobsonNew England Securities Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 22, 2013Jan 13, 2014 (52 d)
Daniel ConnellyNew England Securities Corporation otherMariner otherOtherNov 18, 2013Feb 5, 2013
Yannshyr PuuNew England Securities Corporation otherPackerland Brokerage Services, Inc. independent RIAOtherNov 15, 2013May 26, 2021 (2749 d)
Ramon A LopezNew England Securities Corporation otherEdward Jones national BDOtherNov 13, 2013Nov 8, 2013
Robert A HolmesNew England Securities Corporation otherPark Avenue Securities LLC otherOtherNov 11, 2013Nov 21, 2013
Marc Normand PaquetteNew England Securities Corporation otherMariner otherOtherNov 7, 2013Jun 6, 2011
Joseph Anthony LatonaNew England Securities Corporation otherMariner otherOtherNov 7, 2013Oct 4, 2011
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1,041 moves match.