DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,389 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry Rappaport | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2026 | Jan 20, 2026 |
| Nichole Marie Mccarthy | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 20, 2026 |
| Robert Jackson Webb | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 27, 2026 |
| Bruce Robert Parmenter | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 21, 2026 |
| Joshua Lee Potter | Ameriprise Financial Services, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 23, 2026 |
| Corey Landry | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 27, 2026 |
| Lee M Hunter | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Jan 16, 2026 |
| Nicholas Difalco | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 16, 2026 |
| Scott Edward Kelly | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 16, 2026 |
| Heidy Villarroel | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Jan 16, 2026 |
| Allison Hope Tuthill | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 14, 2026 |
| David Robert Zimmerman | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Mar 11, 2026 (48 d) |
| Yanming Lin | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Jan 26, 2026 |
| Michael Andrew Gordon | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Jan 16, 2026 |
| Lisa Marie Bailey | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| Thomas Clark Frame | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| Paul J Scott | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| David Michael Patterson | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| Katherine Alexandra Clark | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| Nicholas Ryan Weidner | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 15, 2026 |
| Gatlin Steven Bruner | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2026 | Feb 3, 2026 |
| Curt Anthony Pederson | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 15, 2026 |
| Eric John Burr | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2026 | Jan 14, 2026 |
| Benjamin Michael Hall | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 14, 2026 |
| Brittinie Saylor | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 15, 2026 |
| Aubrey Ford | Ameriprise Financial Services, LLC national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Feb 11, 2026 |
| Robert Daniel Hartland | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 15, 2026 |
| Pandelis Philip Chryssostomides | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 12, 2026 |
| Jorge A Martinez | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 9, 2026 |
| Donovan Ray Ohnoutka | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Feb 5, 2026 |
| Thomas Farley Robinson | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 15, 2026 | Mar 3, 2026 (47 d) |
| Pandelis Philip Chryssostomides | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 12, 2026 |
| Michael Rama | Ameriprise Financial Services, LLC national BD | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Jan 9, 2026 |
| Matthew Albright | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2026 | Jan 14, 2026 |
| Steven Lee Warner | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 26, 2026 |
| Jeffrey Kevin Kutz | Ameriprise Financial Services, LLC national BD | Arborstone Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2026 | Jan 6, 2026 |
| Justin Gaudino | Ameriprise Financial Services, LLC national BD | Arborstone Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2026 | Jan 6, 2026 |
| Austin Thomas Clark | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2026 | Mar 11, 2026 (59 d) |
| William A Gaudino | Ameriprise Financial Services, LLC national BD | Arborstone Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 9, 2026 | Jan 6, 2026 |
| Ike Ugonnaya Elele | Ameriprise Financial Services, LLC national BD | Capitalwize, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 8, 2026 | Feb 23, 2026 (46 d) |
| Christopher C. Medeiros | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Jan 22, 2026 |
| Laurence Di Cicco | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2026 | Jan 7, 2026 |
| Harris D Greene | Ameriprise Financial Services, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 13, 2026 |
| Ann Marie Senne | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | May 26, 2026 (140 d) |
| Jason Godfrey Lytle | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 22, 2026 |
| Ashley Christine Mcneely | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Mar 27, 2026 (80 d) |
| Robert Wear | Ameriprise Financial Services, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Feb 2, 2026 |
| Casey Thompson | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 2, 2026 | Jul 13, 2026 (192 d) |
| Graham Munro Tower | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 6, 2026 |
| Michael Anthony Lager | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jun 29, 2026 (180 d) |
| Adam Uplinger | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2025 | Jan 27, 2026 (32 d) |
| Mia Tinyi Heinrichs | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 29, 2026 (34 d) |
| Jake Feldman | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Jan 27, 2026 (34 d) |
| Angela K Arrington | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2025 | Feb 6, 2026 (44 d) |
| Patrick Meringolo | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2025 | Jan 7, 2026 |
| Milton Kinley | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2025 | Mar 23, 2026 (89 d) |
| Christopher A Brennan | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2025 | Jan 9, 2026 |
| Macisaac John Oliver Armstrong | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2025 | Mar 13, 2026 (80 d) |
| Howard M Skillrud | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jan 14, 2026 |
| Joseph Ronald Lesner | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 15, 2025 |