DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Aaron Obie | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Mark Edward Asher | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| Patrick Cardenas Conroy | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2025 | Aug 6, 2026 (308 d) |
| Iuliia Malysheva | Equitable Advisors, LLC national BD | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Aug 26, 2026 (329 d) |
| Kaleb Danner | Equitable Advisors, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Jan 16, 2026 (107 d) |
| Joel Peter Andrews | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 15, 2025 (76 d) |
| Emma Patricia Melone | Equitable Advisors, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Nov 17, 2025 (48 d) |
| Gavin Connor Kirsch | Equitable Advisors, LLC national BD | Mtm Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2025 | Feb 25, 2026 (152 d) |
| Muhammad Mustafa Ispahani | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2025 | Oct 9, 2025 |
| Shawn Patrick Holahan | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Nov 4, 2025 (40 d) |
| James Marshall Steinmetz | Equitable Advisors, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Oct 28, 2025 (33 d) |
| Joseph Collinsworth Hardeman | Equitable Advisors, LLC national BD | Elevate Wealth Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Dec 5, 2025 (71 d) |
| Adam Joseph Hartz | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 23, 2025 |
| William Thomas Stiles | Equitable Advisors, LLC national BD | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 23, 2025 |
| Pearljunora Antoinette Zenon | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Nov 24, 2025 (62 d) |
| David Andrew Griffith | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 26, 2025 |
| Erin O'Donnell | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Jan 8, 2026 (107 d) |
| Kevin Cooper Aridas | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Nov 5, 2025 (44 d) |
| Reece Eddy | Equitable Advisors, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Sep 12, 2025 |
| Trey Book | Equitable Advisors, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Oct 1, 2025 |
| Leah Anne Wheeler | Equitable Advisors, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Oct 20, 2025 (31 d) |
| Matthew Winthrop | Equitable Advisors, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Oct 2, 2025 |
| Gregory William Ricker | Equitable Advisors, LLC national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 11, 2025 |
| Randy Eric Watkins | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Oct 16, 2025 |
| Justin Carl Sandstrom | Equitable Advisors, LLC national BD | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2025 | Nov 25, 2025 (68 d) |
| Emily Herzog | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Jan 9, 2026 (113 d) |
| Justin Bryce Lawhon | Equitable Advisors, LLC national BD | Central States Capital Markets, LLC other | Other | Sep 18, 2025 | Sep 16, 2025 |
| Henry Webb | Equitable Advisors, LLC national BD | Penny Lane Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 17, 2025 | Sep 15, 2025 |
| Corey Moon | Equitable Advisors, LLC national BD | Zoe Financial, Inc. no RAUM | Other | Sep 17, 2025 | Oct 31, 2025 (44 d) |
| Harrison Malone | Equitable Advisors, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Oct 1, 2025 |
| Bradley Simmons | Equitable Advisors, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Sep 12, 2025 |
| Mario Foncea Roman | Equitable Advisors, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2025 | Nov 24, 2025 (68 d) |
| Giancarlo Romano Mateo Leuterio | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2025 | Mar 31, 2026 (196 d) |
| Nicholas Mazzaferro | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 30, 2025 |
| Ryan Wahl | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 9, 2025 |
| George Molloy | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 26, 2025 |
| Colton Lee De Vos | Equitable Advisors, LLC national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 15, 2025 (33 d) |
| Candela Joy Larson | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Dec 24, 2025 (104 d) |
| Catherine Casey Rath | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 18, 2025 |
| Noah Facciolo | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Nov 5, 2025 (55 d) |
| Colton Dunc | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Jan 22, 2026 (133 d) |
| Justin Bradley Reed | Equitable Advisors, LLC national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Sep 11, 2025 |
| Celine Joy Waxham | Equitable Advisors, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 10, 2025 |
| Eileen Jiang | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Apr 16, 2026 (218 d) |
| Aidan Michael Donahue | Equitable Advisors, LLC national BD | Madison Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Mar 4, 2026 (175 d) |
| Maxwell James Michalczik | Equitable Advisors, LLC national BD | The Freyr Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2025 | Sep 4, 2025 |
| Matthew E Molloy | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Sep 25, 2025 |
| William Parker Tuck | Equitable Advisors, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 15, 2025 |
| Sara Elizabeth Parrish | Equitable Advisors, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 6, 2025 |
| Miles Willman | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 16, 2025 |
| Catherine Helen Gilhuley | Equitable Advisors, LLC national BD | Sterling Legacy Advisors Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 5, 2025 | Feb 6, 2026 (154 d) |
| Felix Greer | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Oct 20, 2025 (45 d) |
| William Gottfried | Equitable Advisors, LLC national BD | Goldstone Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Jul 17, 2026 (316 d) |
| Trevaun Suggs | Equitable Advisors, LLC national BD | American Century Investments Private Client Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 4, 2026 (334 d) |
| Gino Esposito | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 2, 2025 |
| Jacob Kuebel | Equitable Advisors, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | May 27, 2026 (266 d) |
| Niall Durst | Equitable Advisors, LLC national BD | Clear Creek Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Oct 9, 2025 (36 d) |
| Yasmin Maadi | Equitable Advisors, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Nov 18, 2025 (77 d) |
| James Francis Welde | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2025 | Nov 13, 2025 (72 d) |
| Ethan Blatz | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2025 | Oct 15, 2025 (47 d) |
6,259 moves match.