DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Edward Shala | Equitable Advisors, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Nov 4, 2025 | Nov 25, 2025 |
| Jaquan T Parks | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2025 | Jan 13, 2026 (71 d) |
| Kevin Almeida Coutinho | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Jan 5, 2026 (63 d) |
| Eric Kyle Humphries-Bickley | Equitable Advisors, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 27, 2025 |
| Fue Yang | Equitable Advisors, LLC national BD | Wellth Advisory Services, LLC institutional | Other | Oct 30, 2025 | Nov 3, 2025 |
| Olanrewaju Adedeji Badmus | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Dec 10, 2025 (42 d) |
| Megan Elena Daniel | Equitable Advisors, LLC national BD | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 29, 2025 | Nov 17, 2025 |
| George Hodges James | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Oct 27, 2025 |
| Deborah Gilreath Martinez | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Apr 24, 2026 (178 d) |
| Joseph Patrick Flynn | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Feb 27, 2026 (122 d) |
| Frank Mazzie | Equitable Advisors, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Nov 17, 2025 |
| Aaron Bater | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2025 | Oct 31, 2025 |
| Angie Antoinette Carpio Joya | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2025 | Oct 31, 2025 |
| William Bernard Herterich | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 21, 2025 |
| Courtney Katie Robert | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2025 | Jan 7, 2026 (72 d) |
| Josephine Olmstead | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 4, 2025 |
| Daniel Luis Jara | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 28, 2025 |
| Michael A Perri | Equitable Advisors, LLC national BD | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Jun 26, 2026 (245 d) |
| Gerald Abram Rife | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2025 | Nov 12, 2025 |
| Brendan Ray Zamora | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Dec 17, 2025 (54 d) |
| Noah Roberts | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Jan 22, 2026 (90 d) |
| Justin Curtis Harris | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2025 | Dec 2, 2025 (39 d) |
| Lance Opp | Equitable Advisors, LLC national BD | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 30, 2025 |
| David Howard Borer | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2025 | Nov 13, 2025 |
| Jeffrey Bisotooni | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2025 | Nov 3, 2025 |
| Thomas Carmelo Warner | Equitable Advisors, LLC national BD | Simplyria Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Oct 23, 2025 |
| David Kinkade Lamborn | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Nov 3, 2025 |
| Johnnie Sa'Quan Council | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Nov 4, 2025 |
| Conor Mack | Equitable Advisors, LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | May 14, 2026 (212 d) |
| Kole Thomas Johnson | Equitable Advisors, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Nov 17, 2025 (34 d) |
| Shane Michael Fernandez | Equitable Advisors, LLC national BD | Abundance Pathways state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 14, 2025 | Nov 26, 2025 (43 d) |
| James Beverly Bross | Equitable Advisors, LLC national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 6, 2025 |
| Tirth Kashikar | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Jan 7, 2026 (86 d) |
| Joseph C Hayes | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 15, 2025 |
| Alan Huynh | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Jan 27, 2026 (110 d) |
| Tyler Aaron Konigsberg | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2025 | Dec 2, 2025 (54 d) |
| Jacob Canfield | Equitable Advisors, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Oct 9, 2025 | Nov 13, 2025 (35 d) |
| Yahel Hill | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2025 | Oct 21, 2025 |
| Ryan Buzis | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2025 | Oct 14, 2025 |
| Roneil Bharat Patel | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2025 | Oct 9, 2025 |
| Johnny Christian Arnold | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 2, 2025 |
| Raymond Peter Dimuzio | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 1, 2025 |
| Benjamin Aaron Miles | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 1, 2025 |
| Mark Phillip Komorowski | Equitable Advisors, LLC national BD | Wellment Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Nov 10, 2025 (33 d) |
| Jose Manuel Otero Alvarado | Equitable Advisors, LLC national BD | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 9, 2025 |
| Ethan Paul Kearns | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 6, 2025 |
| Elias Jorge Burgos | Equitable Advisors, LLC national BD | Atlas Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 30, 2025 |
| Connor Jeffrey Stein | Equitable Advisors, LLC national BD | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Nov 4, 2025 |
| Ronit Badlani | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2025 | Oct 30, 2025 |
| Sean Patrick Burke | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 1, 2025 |
| Jacob Alexander Tavrytzky | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 1, 2025 |
| Jimmy Ray | Equitable Advisors, LLC national BD | Fmsa independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 27, 2025 |
| Daniel Whritenour | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2025 | Oct 14, 2025 |
| Dennis Miller | Equitable Advisors, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 6, 2025 |
| Max Hoffman | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Nov 26, 2025 (50 d) |
| Benjamin Tanner Scarbrough | Equitable Advisors, LLC national BD | Stone Legacy Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 7, 2025 | Jan 14, 2026 (99 d) |
| Cameron Sanders | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2025 | Nov 5, 2025 (33 d) |
| Jeromiah Joseph Scott | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 3, 2025 |
| Christopher Scott Lanier | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
| William Trent Scarlett | Equitable Advisors, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 1, 2025 |
6,259 moves match.