| Roger Alan Curtis | Raymond James & Associates, Inc. national BD | Bb&T Securities, LLC other | Other | May 25, 2016 | May 20, 2016 |
| Daniel Rodriguez Ortiz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 25, 2016 | Aug 9, 2016 (76 d) |
| Andrew Van Blackwell | Raymond James & Associates, Inc. national BD | Sanctuary Advisors, LLC other | Other | May 18, 2016 | May 16, 2016 |
| Charles D Dodds | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2016 | May 23, 2016 |
| Sydney Todd Tindall | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 6, 2016 | May 19, 2016 |
| Kimberly Sue Mathewes | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2016 | May 18, 2016 |
| Alex James Lakatos | Raymond James & Associates, Inc. national BD | Invesco Advisers, Inc. other | Other | Apr 29, 2016 | May 12, 2016 |
| Dano W. Lopresti | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2016 | Dec 6, 2016 (224 d) |
| Zachary Stuart Brodt | Raymond James & Associates, Inc. national BD | First Financial Equity Corporation other | Other | Apr 18, 2016 | Apr 22, 2016 |
| Bryan Hatfield | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. other | Other | Apr 13, 2016 | Apr 14, 2016 |
| John Michael Joseph Boger | Raymond James & Associates, Inc. national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2016 | Apr 4, 2018 (722 d) |
| Connor Snook | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2016 | Jan 11, 2018 (643 d) |
| Meagan Kenny Moll | Raymond James & Associates, Inc. national BD | Meridian Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2016 | Mar 30, 2016 |
| Scott Reynolds Nickerson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Apr 1, 2016 | Apr 26, 2016 |
| Joshua L Galatzan | Raymond James & Associates, Inc. national BD | Meridian Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2016 | Mar 30, 2016 |
| Justin Louis Morris | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 23, 2016 | Mar 30, 2016 |
| William Linton Hughes | Raymond James & Associates, Inc. national BD | Hurwitz Associates, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 23, 2016 | May 19, 2016 (57 d) |
| Timothy Robert Killgoar | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 17, 2016 | Jun 29, 2016 (104 d) |
| Anthony John Bonner | Raymond James & Associates, Inc. national BD | Spc other | Other | Mar 15, 2016 | Mar 10, 2016 |
| Jeremy Michael Saham | Raymond James & Associates, Inc. national BD | Securities America Advisors, Inc. other | Other | Mar 11, 2016 | Apr 6, 2016 |
| Gregory Louis Brodnik | Raymond James & Associates, Inc. national BD | Td Ameritrade Investment Management, LLC other | Other | Mar 4, 2016 | Mar 16, 2016 |
| Cory Nicholas Smith | Raymond James & Associates, Inc. national BD | Indy Wealth Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 4, 2016 | Apr 29, 2016 (56 d) |
| Kevin M Monaco | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 29, 2016 | Mar 23, 2016 |
| Josue Jamin Espinosa | Raymond James & Associates, Inc. national BD | Fsc Securities Corporation other | Other | Feb 19, 2016 | Feb 29, 2016 |
| Ellen Ann Paschal | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2016 | Feb 10, 2016 |
| William Thomas Toner | Raymond James & Associates, Inc. national BD | Plains Coastal, LLC unclassified | Other | Feb 12, 2016 | Jan 4, 2017 (327 d) |
| Geoffrey Case Gatlin | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2016 | Feb 10, 2016 |
| Andrew Sutherland | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2016 | Jan 26, 2016 |
| John Cote | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC other | Other | Feb 9, 2016 | Mar 7, 2016 |
| John Samuel Karrant | Raymond James & Associates, Inc. national BD | Wilbanks Securities Advisory other | Other | Feb 5, 2016 | Mar 10, 2016 (34 d) |
| Nathaniel Pangan Bernos | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2016 | Feb 2, 2016 |
| Frank B Martin | Raymond James & Associates, Inc. national BD | Level Four Advisory Services other | Other | Feb 2, 2016 | Feb 12, 2016 |
| Ryan T. Whiteman | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2016 | Jan 22, 2016 |
| Karla Vanessa Marcano Caston | Raymond James & Associates, Inc. national BD | Insigneo Wealth Advisors, LLC other | Other | Jan 25, 2016 | Mar 11, 2016 (46 d) |
| Daniel William Nowell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 12, 2016 | Jan 22, 2016 |
| Tyrone Kwesi Debique | Raymond James & Associates, Inc. national BD | Truist Advisory Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2016 | Aug 19, 2016 (220 d) |
| Laurence Donald Brown | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 12, 2016 | Jan 18, 2016 |
| Jorge Nickiford | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2016 | Jan 7, 2016 |
| Oksana Joy Nelson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 8, 2016 | Jul 19, 2016 (193 d) |
| Rachel A. Arendt | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 28, 2015 | Jan 15, 2016 |
| Claire Davis Bundy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 24, 2015 | Jan 12, 2016 |
| Ian Michael Mccormick | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2015 | Jan 8, 2016 |
| Daniel James Healey | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 15, 2015 | Dec 15, 2015 |
| Bradley Joseph Bond | Raymond James & Associates, Inc. national BD | Transamerica Financial Advisors, LLC other | Other | Nov 24, 2015 | Jan 4, 2016 (41 d) |
| Mark Louis Monin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 6, 2015 | Nov 4, 2015 |
| Robert Bradley Miller | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2015 | Oct 29, 2015 |
| John Gray Mann | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2015 | Oct 28, 2015 |
| James Morgan Rogers | Raymond James & Associates, Inc. national BD | Accelerated Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2015 | Apr 14, 2021 (2000 d) |
| Shannon Marie Carlson | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2015 | Oct 27, 2015 |
| Joseph Turpin Drake | Raymond James & Associates, Inc. national BD | Sterne Agee Asset Management, Inc. other | Other | Oct 9, 2015 | Oct 1, 2015 |
| Patrick C. Dammert | Raymond James & Associates, Inc. national BD | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Oct 9, 2015 | Oct 1, 2015 |
| Brad L Drager | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 6, 2015 | Oct 6, 2015 |
| John William Bach | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 6, 2015 | Oct 6, 2015 |
| Sandra Jean Lashmit | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC other | Other | Sep 30, 2015 | Oct 26, 2016 (392 d) |
| Duane Eric Peoples | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2015 | Sep 4, 2015 |
| Jami Lee Mccree | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2015 | Oct 2, 2015 |
| Thomas Mikell Leland | Raymond James & Associates, Inc. national BD | Southeast Asset Advisors, LLC other | Other | Sep 18, 2015 | Dec 4, 2015 (77 d) |
| Carolyn Larocco | Raymond James & Associates, Inc. national BD | Bison Wealth, LLC other | Other | Sep 11, 2015 | Dec 18, 2015 (98 d) |
| An Nguyen Wetter | Raymond James & Associates, Inc. national BD | LPL Financial LLC other | Other | Aug 31, 2015 | Oct 8, 2015 (38 d) |
| Renee Lynn Labouff | Raymond James & Associates, Inc. national BD | Bok Financial Advisors other | Other | Aug 28, 2015 | Feb 17, 2016 (173 d) |