DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rachel Ann Meisenzahl | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 24, 2025 |
| Christopher J Bolle | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 17, 2025 |
| Aaron Ray Harris | Raymond James & Associates, Inc. national BD | Lifepoint Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | Sep 17, 2025 (86 d) |
| Corey P Behm | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2025 | Jul 1, 2025 |
| David Andrew Maus | Raymond James & Associates, Inc. national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2025 | Aug 19, 2025 (63 d) |
| Sarine Chake Zenian | Raymond James & Associates, Inc. national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jul 18, 2025 (37 d) |
| Anthony Robert Correnti | Raymond James & Associates, Inc. national BD | Mcdermott Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jul 22, 2025 (42 d) |
| Paige Ada Fraga | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 12, 2025 |
| Christopher Ortiz | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2025 | Jul 21, 2025 (41 d) |
| Christine Mills | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2025 | Jun 6, 2025 |
| Brady A Walsh | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2025 | Jun 9, 2025 |
| Hadi Wael Abu-Asab | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 13, 2025 |
| Adela C. Coffey | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2025 | May 28, 2025 |
| John Cronin | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | May 29, 2025 |
| Timothy C Hernandez | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 21, 2025 | May 27, 2025 |
| John Mitchell Horton | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 21, 2025 | Jun 17, 2025 |
| Ruth Goldberg | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 19, 2025 | Jun 2, 2025 |
| Nicholas Cockerham | Raymond James & Associates, Inc. national BD | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Jun 4, 2026 (381 d) |
| Ashly Maduako | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | Jun 3, 2025 |
| Stanley Scott Langley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 15, 2025 |
| Jeffrey Edward Lyons | Raymond James & Associates, Inc. national BD | Lyons Capital Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 16, 2025 | May 19, 2025 |
| Austin Lane Hunt | Raymond James & Associates, Inc. national BD | Hunt Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2025 | Aug 14, 2025 (90 d) |
| Brendan Stewart Dailor | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | Apr 28, 2022 |
| Elmer Michael Heard | Raymond James & Associates, Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 19, 2025 |
| Jonathan Edward Terry | Raymond James & Associates, Inc. national BD | Lyons Capital Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 16, 2025 | May 19, 2025 |
| Madison Ellice Perry | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | Jun 9, 2025 |
| Alexandra White | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2025 | Nov 18, 2025 (189 d) |
| Jason Torrey-Payne | Raymond James & Associates, Inc. national BD | Torrey-Payne Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 12, 2025 | Jul 17, 2025 (66 d) |
| Suzanne Gail Rutrough | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Samuel Joong Kim | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Raymond Sardina | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Gregory Joseph Mitchell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 1, 2025 |
| Scott Elliott Mann | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 5, 2025 |
| Kelly Lynn Cappello | Raymond James & Associates, Inc. national BD | Argo Wealth Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2025 | May 1, 2025 |
| Jason Randall Hemeon | Raymond James & Associates, Inc. national BD | Argo Wealth Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 2, 2025 | May 1, 2025 |
| Jack H Muir | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2025 | Jun 11, 2025 (40 d) |
| Lyndon L Davis | Raymond James & Associates, Inc. national BD | Lightsquare Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2025 | May 1, 2025 |
| Domenic Paul Biamonte | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 14, 2025 |
| Gene Steinberg | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 2, 2025 |
| Lisa Anne Armbrust | Raymond James & Associates, Inc. national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jul 2, 2025 (63 d) |
| Robert Alan Corona | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 29, 2025 |
| Giovanni Attilio Volpe | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 22, 2025 |
| Doris A Utterback | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Apr 21, 2025 |
| Micah Grant Scheinberg | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2025 | Apr 16, 2025 |
| Juan A Garcia | Raymond James & Associates, Inc. national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 15, 2025 |
| Robert Murry Young | Raymond James & Associates, Inc. national BD | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Jun 26, 2025 (70 d) |
| Sarah H Shockley | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 16, 2025 |
| Cynthia Armstrong | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Apr 14, 2025 |
| Justin Roland | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 16, 2025 |
| Diane Marie Eshelman | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 2, 2025 |
| Meghan Stisher | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Mar 27, 2025 |
| Alaina Gayle Butler | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 27, 2025 |
| Jason Bradley Jones | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2025 | Mar 27, 2025 |
| Jon Scott Ladd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Mar 25, 2025 |
| Joanna Moffitt Bever | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 25, 2025 |
| Jelani Gandy | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2025 | Mar 20, 2025 |
| Ruby Rivera | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Jul 28, 2025 (126 d) |
| John H Galbraith | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2025 | Sep 2, 2025 (167 d) |
| Joseph A Clark | Raymond James & Associates, Inc. national BD | Adapt Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Apr 11, 2025 |
| William Harold Greer | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 12, 2025 |
2,767 moves match.