DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yun Bai | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 19, 2025 |
| Mayobanex Martinez | Citigroup Global Markets Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Aug 15, 2025 |
| Jose A Sanchez | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Aug 12, 2025 |
| Colin Shedd | Citigroup Global Markets Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 11, 2025 | Aug 25, 2025 |
| Steven C Wieting | Citigroup Global Markets Inc. BD affiliated | Cio Capital Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2025 | Oct 15, 2025 (70 d) |
| Amanda Bacon | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Oct 7, 2025 (62 d) |
| Thomas Salamone | Citigroup Global Markets Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Aug 7, 2025 |
| Rubens Fernandes Botaro | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2025 | Aug 13, 2025 |
| Joseph Peter Sorisi | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2025 | Sep 10, 2025 (41 d) |
| Sugein Vasquez | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2025 | Aug 29, 2025 |
| Jared Peyton Smith | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2025 | Aug 12, 2025 |
| Zachary Draus | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2025 | Aug 6, 2025 |
| Milos Janicic | Citigroup Global Markets Inc. BD affiliated | A&M Private Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Aug 26, 2025 (33 d) |
| Anirudh D Sulibhavi | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2025 | Jul 16, 2025 |
| Gloria Lou | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2025 | Jul 29, 2025 |
| Paul Oh | Citigroup Global Markets Inc. BD affiliated | Balboa Wealth Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Oct 8, 2025 (79 d) |
| Ross Elton Hendrix | Citigroup Global Markets Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Aug 28, 2025 (41 d) |
| Eric Domingo Dellamico | Citigroup Global Markets Inc. BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Jul 24, 2025 |
| Christian Stephen Petro | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2025 | Jul 15, 2025 |
| Kevin Bajana | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 2, 2025 |
| Vishal Bhuta | Citigroup Global Markets Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 4, 2025 | Jul 28, 2025 |
| Alexandra Wlassowsky | Citigroup Global Markets Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Sep 1, 2026 (431 d) |
| Carmen Casale | Citigroup Global Markets Inc. BD affiliated | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Feb 10, 2026 (228 d) |
| Umar Farooq | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2025 | Jul 2, 2025 |
| Luis Alberto Hernandez | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 30, 2025 |
| Sara Crandall | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2025 | Jul 4, 2025 |
| Taylor Gould | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2025 | Jun 30, 2025 |
| Robert Figueroa | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2025 | Jun 19, 2025 |
| Sabrina Denise Tellalian | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Apr 17, 2026 (303 d) |
| Roman Yakubov | Citigroup Global Markets Inc. BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2025 | Jan 9, 2026 (210 d) |
| Erick Pesantez Santana | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2025 | Nov 11, 2025 (151 d) |
| Adelino A Dias | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2025 | Jun 4, 2025 |
| Carmen Richard Monks | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2025 | Jul 8, 2025 (32 d) |
| Lisandro J Chanlatte | Citigroup Global Markets Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jul 10, 2025 (34 d) |
| Lucia Peyser | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2025 | Jun 24, 2025 |
| Nicolas Islas | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2025 | Jun 2, 2025 |
| Ryan Mccleary | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | Jul 14, 2025 (42 d) |
| Zachary Paul Villavicencio | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | Jun 4, 2025 |
| Kanecia Mcmorris | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2025 | May 20, 2025 |
| Hahn Young | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2025 | May 20, 2025 |
| Richard Clinton Sands | Citigroup Global Markets Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | Aug 26, 2025 (91 d) |
| Inna Price | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2025 | Jun 2, 2025 |
| Stephen Cole Edwards | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2025 | Jun 3, 2025 |
| Jason Okrent | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2025 | Jun 24, 2025 (33 d) |
| Ryan Olsen Humbert | Citigroup Global Markets Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 22, 2025 | May 8, 2025 |
| Sandra Maria Penner | Citigroup Global Markets Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jun 25, 2025 (35 d) |
| David Ray Ajemian | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | Apr 30, 2025 |
| Mallory Brenner | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | May 13, 2025 |
| Steven Lee | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | May 22, 2025 |
| Marcelo Lewkowitz | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | Apr 28, 2025 |
| Camila Poleto Bernardi | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2025 | Apr 28, 2025 |
| Edward S Karan | Citigroup Global Markets Inc. BD affiliated | Aspire Wealth Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 16, 2025 | Nov 25, 2025 (193 d) |
| Jorge Claypole | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2025 | May 13, 2025 |
| Jimmy Roberto Bueso | Citigroup Global Markets Inc. BD affiliated | Victory Capital Management Inc. asset manager | Other | May 15, 2025 | Sep 18, 2025 (126 d) |
| Michael S Ruzhansky | Citigroup Global Markets Inc. BD affiliated | J. Safra Asset Management Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | Jul 17, 2026 (430 d) |
| Nathalia Amador | Citigroup Global Markets Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | Jan 14, 2026 (246 d) |
| Javier Acosta Geraldino | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 13, 2025 | Aug 11, 2025 (90 d) |
| Michael David Klingenberger | Citigroup Global Markets Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | Nov 11, 2025 (182 d) |
| Joseph Thomas Hage | Citigroup Global Markets Inc. BD affiliated | Financial Trust Asset Management Chartered independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | Jun 12, 2025 (34 d) |
| Marisa Luciano | Citigroup Global Markets Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 19, 2025 |
5,931 moves match.