| Clarke Cameron Holt | Fsc Securities Corporation other | Elevate Wealth Advisory, Inc. other | Other | Jan 17, 2014 | Jun 2, 2009 |
| Cynthia Deanne Rosso | Fsc Securities Corporation other | Elevate Wealth Advisory, Inc. other | Other | Jan 17, 2014 | Jun 4, 2009 |
| Charles Jackson Vickery | Fsc Securities Corporation other | Elevate Wealth Advisory, Inc. other | Other | Jan 16, 2014 | Jun 2, 2009 |
| Robert Bruce Kahn | Fsc Securities Corporation other | Stoney Creek Advisors LLC state registered | Other | Jan 2, 2014 | Jul 18, 2017 (1293 d) |
| John Ratchford | Fsc Securities Corporation other | Advocacy Wealth Management, LLC other | Other | Nov 1, 2013 | Jul 18, 2017 (1355 d) |
| Michael Dory Marchi | Fsc Securities Corporation other | Ic Advisory Services, Inc. other | Other | Oct 30, 2013 | Oct 30, 2013 |
| Mary Turner Masters | Fsc Securities Corporation other | Osaic Wealth, Inc. other | Other | Oct 30, 2013 | Jan 7, 2014 (69 d) |
| Philip Montier Harris | Fsc Securities Corporation other | Benefits Plus Advisory Services, LLC unclassified | Other | Oct 16, 2013 | May 4, 2001 |
| Paul John Pfeiffer | Fsc Securities Corporation other | Financial Integrity Advisors, LLC institutional | Other | Oct 16, 2013 | Jun 9, 2008 |
| David Wayne Morley | Fsc Securities Corporation other | Avantax Advisory Services other | Other | Oct 3, 2013 | Sep 16, 2013 |
| Tamara Leah Higgins | Fsc Securities Corporation other | Nfp Advisor Services, LLC other | Other | Oct 2, 2013 | Sep 30, 2013 |
| Anthony J. Falco | Fsc Securities Corporation other | Nfp Advisor Services, LLC other | Other | Oct 2, 2013 | Sep 30, 2013 |
| Daniel James Bender | Fsc Securities Corporation other | Willis Johnson Wealth other | Other | Oct 1, 2013 | Oct 3, 1996 |
| Alfred Bernard Brady | Fsc Securities Corporation other | Mbr Financial no RAUM | Other | Oct 1, 2013 | Jul 29, 2013 |
| Mary Kathryn Margolis | Fsc Securities Corporation other | Mbr Financial no RAUM | Other | Oct 1, 2013 | Jul 29, 2013 |
| Suresh Raghavan | Fsc Securities Corporation other | Pnc Managed Account Solutions, Inc. other | Other | Oct 1, 2013 | Feb 25, 2008 |
| Clark Monroe Blackman | Fsc Securities Corporation other | Mbr Financial no RAUM | Other | Oct 1, 2013 | Jul 29, 2013 |
| Donna M Brown | Fsc Securities Corporation other | LPL Financial LLC other | Other | Sep 12, 2013 | Aug 29, 2013 |
| Roger Dale Haag | Fsc Securities Corporation other | Next Financial Group, Inc. other | Other | Aug 29, 2013 | Aug 27, 2013 |
| Michael Alan Wienandt | Fsc Securities Corporation other | Key West Investments, LLC unclassified | Other | Aug 23, 2013 | Aug 26, 2013 |
| Jeffrey Michael Skraban | Fsc Securities Corporation other | Csenge Advisory Group, LLC other | Other | Jul 26, 2013 | Oct 31, 2011 |
| Thomas Hood | Fsc Securities Corporation other | Alternative Investment Advisors, LLC independent RIA | Other | Jul 26, 2013 | May 6, 2021 (2841 d) |
| Donna Marie Behler | Fsc Securities Corporation other | Post Oak Private Wealth Advisors independent RIA | Other | Jun 14, 2013 | Jun 18, 2013 |
| Robert M. Wyrick, Jr. | Fsc Securities Corporation other | Post Oak Private Wealth Advisors independent RIA | Other | Jun 12, 2013 | Apr 20, 2012 |
| Trudy Bridges Mullins | Fsc Securities Corporation other | Vision Capital & Management other | Other | Jun 10, 2013 | Jun 14, 2013 |
| Michael David Holdenrid | Fsc Securities Corporation other | Vision Capital & Management other | Other | Jun 10, 2013 | Jun 18, 2013 |
| Landon Douglas Vick | Fsc Securities Corporation other | Raymond James Financial Services Advisors, Inc other | Other | May 17, 2013 | May 20, 2013 |
| Lyndsay Rachel Kim | Fsc Securities Corporation other | Triad Advisors, LLC other | Other | May 8, 2013 | May 8, 2013 |
| Brandon Michael Rogers | Fsc Securities Corporation other | LPL Financial LLC other | Other | May 2, 2013 | May 1, 2013 |
| David Hergert | Fsc Securities Corporation other | Ameriprise Financial Services, LLC national BD | Other | Apr 19, 2013 | Apr 12, 2013 |
| Joseph Clayton Perfilio | Fsc Securities Corporation other | Clayton Perfilio, Ltd. unclassified | Other | Apr 1, 2013 | Apr 27, 2005 |
| James Allen Werner | Fsc Securities Corporation other | Silicon Hills Wealth Management other | Other | Mar 25, 2013 | Jan 8, 2013 |
| Glenda Marie Molina | Fsc Securities Corporation other | Silicon Hills Wealth Management other | Other | Mar 25, 2013 | Apr 2, 2014 (373 d) |
| Thomas William Brown | Fsc Securities Corporation other | Silicon Hills Wealth Management other | Other | Mar 25, 2013 | Jan 14, 2013 |
| Jason Lee Costner | Fsc Securities Corporation other | 1st Global Advisors Inc other | Other | Feb 8, 2013 | Feb 7, 2013 |
| William Durant Howard | Fsc Securities Corporation other | Durant Wealth Mgmt Advisory Services state registered | Other | Jan 18, 2013 | May 19, 2014 (486 d) |
| William James Christie | Fsc Securities Corporation other | Ic Advisory Services, Inc. other | Other | Dec 31, 2012 | Jan 3, 2013 |
| Omega James Mcintosh | Fsc Securities Corporation other | Mcadam LLC no RAUM | Other | Dec 14, 2012 | Jan 23, 2015 (770 d) |
| Douglas Ray Claycomb | Fsc Securities Corporation other | Plan Group Financial, Inc. independent RIA | Other | Sep 21, 2012 | Mar 11, 2013 (171 d) |
| Alison B Rodriguez | Fsc Securities Corporation other | Woodbury Financial Services, Inc. other | Other | Sep 17, 2012 | Mar 5, 2014 (534 d) |
| Richard David Mercado | Fsc Securities Corporation other | Southland Equity Partners, LLC. no RAUM | Other | Aug 29, 2012 | Nov 19, 2010 |
| Michael A Greer | Fsc Securities Corporation other | The Retirement Group, LLC other | Other | Jul 26, 2012 | Aug 10, 2012 |
| John Kennith Bornstein | Fsc Securities Corporation other | Advisory Services Network other | Other | Jul 5, 2012 | Jul 2, 2012 |
| Timothy Wayne Greer | Fsc Securities Corporation other | Advisory Services Network other | Other | Jul 5, 2012 | Jul 2, 2012 |
| Larry Breck Bell | Fsc Securities Corporation other | Wells Fargo Advisors wirehouse | Other | Jun 22, 2012 | Jul 20, 2012 |
| Diane Louise Hall | Fsc Securities Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 21, 2012 | Jun 18, 2012 |
| Wesley A Thompson | Fsc Securities Corporation other | Wells Fargo Advisors wirehouse | Other | Jun 8, 2012 | Nov 6, 2012 (151 d) |
| Gail Marie Fernandez | Fsc Securities Corporation other | Osaic Wealth, Inc. other | Other | May 29, 2012 | Dec 5, 2016 (1651 d) |
| Michael Patrick Lynch | Fsc Securities Corporation other | Highpoint Advisor Group, LLC independent RIA | Other | May 18, 2012 | Jun 26, 2018 (2230 d) |
| Dean Edwin Moberg | Fsc Securities Corporation other | Sound Trust Wealth Advisors, LLC state registered | Other | May 17, 2012 | Jun 7, 2006 |
| James Andrew Ferrin | Fsc Securities Corporation other | Triad Advisors, LLC other | Other | Apr 2, 2012 | Mar 29, 2012 |
| Alaina Spilkevitz | Fsc Securities Corporation other | Citigroup Global Markets Inc. BD affiliated | Other | Mar 12, 2012 | Aug 17, 2021 (3445 d) |
| John Philip Illingworth | Fsc Securities Corporation other | Edward Jones national BD | Other | Feb 27, 2012 | Oct 17, 2014 (963 d) |
| Thomas Kern Campbell | Fsc Securities Corporation other | Advisory Services Network other | Other | Feb 10, 2012 | Feb 10, 2012 |
| Alan Paul Tichman | Fsc Securities Corporation other | Invest Financial Corporation other | Other | Feb 7, 2012 | Feb 6, 2012 |
| John Charles Osorio | Fsc Securities Corporation other | Invest Financial Corporation other | Other | Feb 7, 2012 | Feb 3, 2012 |
| Kevin William La Mont | Fsc Securities Corporation other | Csenge Advisory Group, LLC other | Other | Feb 7, 2012 | Oct 18, 2011 |
| Max Theisen Larsen | Fsc Securities Corporation other | Future Finances Inc other | Other | Jan 25, 2012 | Jan 17, 2003 |
| Jenna Lynn Blevins | Fsc Securities Corporation other | The Retirement Group, LLC independent RIA | Other | Dec 31, 2011 | Aug 4, 2020 (3139 d) |
| Mary Ellen Oestmann | Fsc Securities Corporation other | Berthel Fisher & Company Financial Services, Inc. other | Other | Dec 21, 2011 | Dec 23, 2011 |