DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Independent Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Meshan Antoinette Smith | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 25, 2026 (50 d) |
| Jeffery Wayne Kesting | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 24, 2026 |
| Anthony Joseph Scola | Independent Financial Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 2, 2026 |
| Kim Thanh Dang | Independent Financial Group, LLC BD affiliated | Whalen Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jul 8, 2026 (68 d) |
| Jeffrey William Senglaub | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| James Mccourt | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| Craig Donald Rusch | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| Christine Marie Senglaub | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 20, 2026 |
| Brett Nowatske | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 23, 2026 |
| Xavier M Ray | Independent Financial Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 10, 2026 |
| Tameika M Thomas | Independent Financial Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 30, 2026 | Aug 27, 2026 (150 d) |
| Marc Crone | Independent Financial Group, LLC BD affiliated | Integrated Advisors Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Apr 21, 2026 |
| Michael Laurence Digaetano | Independent Financial Group, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2026 | Mar 31, 2026 |
| Justin Miles Kauffman | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 23, 2026 |
| Hagop (Jacob) Sahak Tujian | Independent Financial Group, LLC BD affiliated | Stonekimbro no RAUM | Other | Mar 12, 2026 | Mar 9, 2022 |
| Nancy Yen Chang | Independent Financial Group, LLC BD affiliated | Ni Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 10, 2026 | Feb 9, 2026 |
| Cristian A Zuniga | Independent Financial Group, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 21, 2026 |
| Hunter Thomas Bailey | Independent Financial Group, LLC BD affiliated | Openarc Corporate Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Mar 2, 2026 (83 d) |
| Ronnie Chad Bushay | Independent Financial Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 24, 2025 |
| Michael Joseph Bateman | Independent Financial Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 12, 2025 |
| John Thomas Taylor | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Heidi Marie Bird | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Mary C Huntley | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Joshua Lawrence Szyman | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Nov 5, 2025 |
| Kelly M. Morris | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Suzanne Christiansen De Graw | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| David Hickson | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 31, 2025 |
| Antoinette Susan Lobaito | Independent Financial Group, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Mar 31, 2026 (151 d) |
| Kenneth Edward Norkus | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Nov 19, 2025 |
| Jack George | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Nov 21, 2025 (36 d) |
| Clark Douglas Stevens | Independent Financial Group, LLC BD affiliated | X Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Mar 27, 2024 |
| Xiaomeng Dai | Independent Financial Group, LLC BD affiliated | Transglobal Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Dec 12, 2025 (78 d) |
| Joshua Eriksen Hurd | Independent Financial Group, LLC BD affiliated | Sightline Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 28, 2025 | Aug 29, 2025 |
| Loren James Grabau | Independent Financial Group, LLC BD affiliated | X Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 10, 2021 |
| Ben Thomas Mccollum | Independent Financial Group, LLC BD affiliated | Pacific Point Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 13, 2025 | Oct 3, 2025 (51 d) |
| Ryan Steven Gorski | Independent Financial Group, LLC BD affiliated | X Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 10, 2021 |
| Jon Gregory Sanchez | Independent Financial Group, LLC BD affiliated | Sanchez Gaunt Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2025 | Aug 5, 2025 |
| Jason Everett Gaunt | Independent Financial Group, LLC BD affiliated | Sanchez Gaunt Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 6, 2025 | Aug 4, 2025 |
| Amy Sue Wasley Palmer | Independent Financial Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 6, 2025 | May 28, 2026 (295 d) |
| Joseph Ryan Berg | Independent Financial Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Aug 1, 2025 |
| Guillermo J Espinoza | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jul 24, 2025 |
| Brian Hayden Solomon | Independent Financial Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 19, 2025 |
| Kai Matthew Swick | Independent Financial Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 18, 2025 |
| Joel E Archer | Independent Financial Group, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 24, 2025 |
| Austin Bayne Smith | Independent Financial Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Apr 2, 2026 (303 d) |
| John David Phillips | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 16, 2025 |
| Jackson Connor Phillips | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 16, 2025 |
| Dawson Robert Phillips | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 16, 2025 |
| Robert David Jones | Independent Financial Group, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 29, 2025 |
| Stephen Edward Jackson | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2025 | Apr 2, 2025 |
| Thomas Joseph Monahan | Independent Financial Group, LLC BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 1, 2025 |
| Kyle Jordan Ladd | Independent Financial Group, LLC BD affiliated | O'Donnell Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Oct 16, 2025 (206 d) |
| Mary Nicole Horn | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 17, 2025 |
| Alexandra Nicole Rasmussen | Independent Financial Group, LLC BD affiliated | Financial Counseling Resources LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2025 | Jan 1, 2025 |
| Mark Steven Rothstein | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 10, 2025 |
| Scot Rob Hicks | Independent Financial Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Jan 31, 2025 |
| Stuart F Hennessey | Independent Financial Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Feb 3, 2025 |
| Christopher Thomas Vines | Independent Financial Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Mar 24, 2026 (421 d) |
| John Brian Franklin | Independent Financial Group, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jul 8, 2025 (187 d) |
| James Paul Wertz | Independent Financial Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 10, 2024 |
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430 moves match.