DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Juan Manuel HerreraJ.P. Morgan Securities LLC wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 2, 2026Aug 11, 2026
Michelle Ying Lanza AddingtonJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 2, 2026Aug 25, 2026
Nino LekarczykJ.P. Morgan Securities LLC wirehouseWealthridge Investments LLC state registeredWirehouse to a state-registered adviserAug 2, 2026Aug 3, 2026
Yisel ReyesJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 2, 2026Aug 28, 2026
Alexander Edward EspinosaJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 30, 2026Sep 9, 2026 (41 d)
Alfredo BanuelosJ.P. Morgan Securities LLC wirehouseAtlas Financial LLC state registeredWirehouse to a state-registered adviserJul 29, 2026Jul 20, 2026
Anthony ChmielewskiJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2026Jul 31, 2026
Timothy James O'MaraJ.P. Morgan Securities LLC wirehouseOpima Capital Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 28, 2026Sep 16, 2026 (50 d)
Jordan AylesworthJ.P. Morgan Securities LLC wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 28, 2026Aug 19, 2026
John Hays DuhaldeJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 28, 2026Sep 11, 2026 (45 d)
Lucas MccarvilleJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 27, 2026Aug 4, 2026
Lisa Marie AlvaradoJ.P. Morgan Securities LLC wirehouseTitleist Asset Management, LLC independent RIAWirehouse to independent RIAJul 26, 2026Jul 31, 2026
Justin MourningJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 26, 2026Aug 7, 2026
Jairo Johnathan SilvaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 26, 2026Aug 31, 2026 (36 d)
Hannah Elizabeth BennettJ.P. Morgan Securities LLC wirehouseVerde Capital Management, Inc. independent RIAWirehouse to independent RIAJul 26, 2026Aug 31, 2026 (36 d)
Melissa WhitneyJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 24, 2026Jul 23, 2026
Eric Mario CastilloJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 24, 2026Jul 23, 2026
Joenah NorasingJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 24, 2026Jul 23, 2026
Louis Orlando MoyaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 24, 2026Aug 21, 2026
Dino Marco MarracciniJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 24, 2026Jul 23, 2026
Leroy Dwayne ChambersJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 23, 2026Aug 6, 2026
Nikhil PatelJ.P. Morgan Securities LLC wirehouseCapital Client Group, Inc. no RAUMOtherJul 22, 2026Aug 25, 2026 (34 d)
Loon Peter ChanJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 21, 2026Aug 3, 2026
Victor Daniel MartinezJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 21, 2026Aug 3, 2026
Spencer Kingsley OseiJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 21, 2026Sep 16, 2026 (57 d)
Nicole Lee StuartJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 20, 2026Aug 28, 2026 (39 d)
Preston O DuppinsJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 19, 2026Aug 11, 2026
Derek Bradley SeibertJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2026Jul 22, 2026
Casey Tindle PhillipsJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJul 19, 2026Jul 22, 2026
Christopher TottenJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankJul 17, 2026Jul 6, 2026
Jennifer Lynn SenftJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 17, 2026Aug 11, 2026
Derick Eugene HoustonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 15, 2026Aug 10, 2026
Tristin Jermicha RedmonJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 14, 2026Jul 21, 2026
Ricardo Waidele UndurragaJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 14, 2026Jul 15, 2026
Jacqueline M DeweseJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 12, 2026Jul 22, 2026
Akgaukhar NuskabayevaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 12, 2026Sep 4, 2026 (54 d)
Israh Tarek GharibJ.P. Morgan Securities LLC wirehouseCambridge Investment Research Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 12, 2026Aug 20, 2026 (39 d)
Emily L. RichardJ.P. Morgan Securities LLC wirehousePallas Capital Advisors, LLC independent RIAWirehouse to independent RIAJul 12, 2026Sep 9, 2026 (59 d)
Jia Hui ZhengJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseJul 10, 2026Aug 26, 2026 (47 d)
Kevin AsheJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 9, 2026Jul 7, 2026
Matthew K. KanakisJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2026Aug 31, 2026 (53 d)
Simon Jacob KuntharaJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJul 9, 2026Aug 24, 2026 (46 d)
Robert E AnkumaJ.P. Morgan Securities LLC wirehouseT. Rowe Price Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 6, 2026Aug 20, 2026 (45 d)
Kyle William WalchliJ.P. Morgan Securities LLC wirehouseHuntington Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 6, 2026Jul 9, 2026
Samuel James GettisJ.P. Morgan Securities LLC wirehouseSolyco Wealth LLC independent RIAWirehouse to independent RIAJul 5, 2026Jul 22, 2026
Pooneh Pordell WarinnerJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2026Jul 29, 2026
Sandra CramerJ.P. Morgan Securities LLC wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2026Jul 10, 2026
Elijah-James J BrownJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 3, 2026Jul 2, 2026
Peter QuoieJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 3, 2026Jul 6, 2026
Eduardo GeramiJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 3, 2026Jul 7, 2026
Samantha MosherJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJul 3, 2026Aug 6, 2026 (34 d)
Alayjah Denise EvansJ.P. Morgan Securities LLC wirehouseWealthspire Advisors independent RIAWirehouse to independent RIAJul 3, 2026Jul 28, 2026
Blaize N. KaduruJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 2, 2026Jul 2, 2026
Soo LeeJ.P. Morgan Securities LLC wirehouseHuntington Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJul 2, 2026Jul 7, 2026
Ricardo NunezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJul 2, 2026Jul 3, 2026
Edward Daichi KinderJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 1, 2026Jul 22, 2026
Gerardo A SimionJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 28, 2026Jul 13, 2026
Nicole MegowanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 28, 2026Jul 7, 2026
Bryce ScharfJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 28, 2026Jul 13, 2026
Trevor KlinnertJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 28, 2026Jul 22, 2026
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6,968 moves match.