| Jamison Dean Edlund | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Nov 2, 2017 | Nov 2, 2017 |
| David Michael Phipps | Stifel, Nicolaus & Company, Incorporated national BD | Cornerstone Wealth Management, LLC other | Other | Oct 12, 2017 | Oct 4, 2017 |
| James Conor Andrew | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2017 | Nov 15, 2017 (34 d) |
| Erin Elizabeth Kasik | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2017 | Oct 23, 2017 |
| Dean Robert Novin | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC other | Other | Oct 3, 2017 | Oct 3, 2017 |
| John Keld Madsen | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 14, 2017 | Sep 7, 2017 |
| Ronald Huston Keebler | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Sep 14, 2017 | Nov 6, 2017 (53 d) |
| Lance Joseph Rosina | Stifel, Nicolaus & Company, Incorporated national BD | Wellfull no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 14, 2017 | Sep 8, 2017 |
| Kurt Jason Gunter | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2017 | Aug 18, 2017 |
| Joseph David Copeland | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2017 | Aug 17, 2017 |
| Heather Dawn Johnson | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2017 | Aug 28, 2017 |
| Benjamin Ronald Donathen | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2017 | Aug 17, 2017 |
| Robert Sorensen | Stifel, Nicolaus & Company, Incorporated national BD | Allstate Financial Advisors, LLC no RAUM | Other | Aug 25, 2017 | Mar 27, 2018 (214 d) |
| Robert Anthony Schafer | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2017 | Sep 19, 2017 |
| Darrell R Beahon | Stifel, Nicolaus & Company, Incorporated national BD | Concourse Financial Group Advisors other | Other | Aug 18, 2017 | Aug 10, 2017 |
| Sharon Jones | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2017 | Sep 20, 2017 (33 d) |
| Matthew James Wunder | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2017 | Jul 31, 2017 |
| Kevin Scott Monaco | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2017 | Jul 21, 2017 |
| David Scott Garfin | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2017 | Jul 21, 2017 |
| Jamie Krigbaum | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2017 | Jul 20, 2017 |
| Daniel Benjamin Bufkin | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2017 | Jul 5, 2017 |
| Bertina Lee | Stifel, Nicolaus & Company, Incorporated national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2017 | Jul 25, 2017 |
| George William Crim | Stifel, Nicolaus & Company, Incorporated national BD | Concourse Financial Group Advisors other | Other | Jul 17, 2017 | Aug 10, 2017 |
| Tammi Wood | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 13, 2017 | Jul 13, 2017 |
| Christopher P Genatossio | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Jul 13, 2017 | Jul 10, 2017 |
| Robert Dinardo | Stifel, Nicolaus & Company, Incorporated national BD | Pnc Wealth Management other | Other | Jul 13, 2017 | Jul 14, 2017 |
| Daniel Patrick Schumann | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. other | Other | Jul 13, 2017 | Dec 8, 2017 (148 d) |
| Patricia Hagan May | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 6, 2017 | Aug 3, 2017 |
| Jeffrey Joseph Borgert | Stifel, Nicolaus & Company, Incorporated national BD | Goelzer Investment Management other | Other | Jul 6, 2017 | Jul 14, 2017 |
| Marc J Cabraja | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2017 | Jul 7, 2017 |
| Kimberly Morse | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2017 | Jun 8, 2017 |
| Monica Anneliese Timmons | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2017 | Jun 22, 2017 |
| Scott Allen Yi | Stifel, Nicolaus & Company, Incorporated national BD | Perigon Wealth Management, LLC other | Other | May 24, 2017 | Jun 19, 2017 |
| Charles Dominic Farrar | Stifel, Nicolaus & Company, Incorporated national BD | Farrar Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 15, 2017 | May 12, 2025 (2919 d) |
| Rajesh M. Bhanshali | Stifel, Nicolaus & Company, Incorporated national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2017 | May 2, 2019 (717 d) |
| Michele Suzette Arbogast | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2017 | Apr 28, 2017 |
| Matthew Battipaglia | Stifel, Nicolaus & Company, Incorporated national BD | Washington Crossing Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 24, 2017 | Apr 19, 2017 |
| John William Roskowske | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 20, 2017 | Apr 20, 2017 |
| Ronald Ray Adkison | Stifel, Nicolaus & Company, Incorporated national BD | Creative Planning other | Other | Apr 20, 2017 | Apr 17, 2017 |
| Mackenzie C Rickman | Stifel, Nicolaus & Company, Incorporated national BD | Capital Wealth Planning, LLC other | Other | Apr 7, 2017 | Jun 8, 2017 (62 d) |
| Sarah R Ruby | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2017 | Jul 25, 2017 (109 d) |
| Rochelle Lee Forrest | Stifel, Nicolaus & Company, Incorporated national BD | Avantax Advisory Services other | Other | Apr 4, 2017 | Apr 4, 2017 |
| Kyle Goeke | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2017 | Apr 6, 2017 |
| Gianna Maria Phillips | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 30, 2017 | Apr 7, 2017 |
| Darrick William Duenwald | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2017 | Mar 27, 2017 |
| Paul Benjamin Clark | Stifel, Nicolaus & Company, Incorporated national BD | Ziegler Capital Management, LLC other | Other | Mar 24, 2017 | Dec 10, 2015 |
| Richard Keith Marrone | Stifel, Nicolaus & Company, Incorporated national BD | Ziegler Capital Management, LLC other | Other | Mar 24, 2017 | Dec 10, 2015 |
| Elizabeth Anne Watkins | Stifel, Nicolaus & Company, Incorporated national BD | Crescent Grove Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2017 | Jan 16, 2020 (1029 d) |
| Richard Alexander Lawson | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated other | Other | Mar 20, 2017 | Mar 13, 2017 |
| Natalie Ann Kasievich | Stifel, Nicolaus & Company, Incorporated national BD | Bill Few Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2017 | Jun 10, 2025 (3009 d) |
| Brianne C Edgington | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 9, 2017 | Mar 9, 2017 |
| Tracy N Miller | Stifel, Nicolaus & Company, Incorporated national BD | Wintrust Investments other | Other | Feb 21, 2017 | Mar 1, 2017 |
| John Anthony Franz | Stifel, Nicolaus & Company, Incorporated national BD | Sanctuary Advisors, LLC other | Other | Feb 14, 2017 | Mar 9, 2017 |
| Steven Anthony Mueckl | Stifel, Nicolaus & Company, Incorporated national BD | Moloney Securities Asset Management LLC other | Other | Jan 25, 2017 | Jan 24, 2017 |
| Therese Chi Nguyen Tukalski | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 31, 2016 | Jan 5, 2017 |
| Alex W Morris | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2016 | Jan 12, 2017 |
| Richard Jerelds | Stifel, Nicolaus & Company, Incorporated national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2016 | Apr 18, 2022 (1942 d) |
| John Douglas James | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 2, 2016 | Dec 2, 2016 |
| Brian Christopher Klos | Stifel, Nicolaus & Company, Incorporated national BD | Conway Investment Solutions other | Other | Nov 29, 2016 | Mar 29, 2017 (120 d) |
| Charles David Minnick | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2016 | Dec 6, 2016 |