| Gwendolyn Jo Hueneman | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Aug 16, 2010 | Aug 17, 2010 |
| Thomas P Leinwol | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2010 | Aug 16, 2010 |
| Daniel Michael Waddick | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Jul 14, 2010 | Jul 1, 2010 |
| Mark Pablo Enriquez | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2010 | Jun 11, 2010 |
| Robert Smith Gesdorf | Stifel, Nicolaus & Company, Incorporated national BD | Moors & Cabot, Inc other | Other | Jun 8, 2010 | Nov 2, 2010 (147 d) |
| Patrick T Catarello | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | May 26, 2010 | May 17, 2011 (356 d) |
| Grace E. Ku | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2010 | May 24, 2010 |
| Justin Blake Howell | Stifel, Nicolaus & Company, Incorporated national BD | Valic Financial Advisors, Inc. other | Other | May 18, 2010 | May 19, 2010 |
| Linda Jean Carey | Stifel, Nicolaus & Company, Incorporated national BD | Huntington Financial Advisors other | Other | May 5, 2010 | May 25, 2010 |
| Craig Anthony Rosenberg | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2010 | Apr 30, 2010 |
| Christina Marie Gamache | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2010 | Jul 26, 2010 (84 d) |
| George D Lehmann | Stifel, Nicolaus & Company, Incorporated national BD | New England Securities Corporation other | Other | May 3, 2010 | Aug 23, 2011 (477 d) |
| Ray Dean Mize | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Apr 30, 2010 | May 26, 2010 |
| David Paul Mertens | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2010 | Apr 26, 2010 |
| Roy Alan Lamar | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2010 | Apr 22, 2010 |
| Gregory Paul Entzeroth | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. other | Other | Apr 19, 2010 | Apr 16, 2010 |
| Caleb Stear | Stifel, Nicolaus & Company, Incorporated national BD | Chase Investment Services Corp. other | Other | Apr 1, 2010 | Apr 9, 2010 |
| Maria Elizabeth Bailey | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2010 | May 16, 2011 (430 d) |
| George Patrick Barron | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2010 | Apr 13, 2010 (32 d) |
| Daniel Joseph Schisler | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2010 | Mar 9, 2010 |
| Roger Lee Fuller | Stifel, Nicolaus & Company, Incorporated national BD | Omnistar Financial Group, Inc. other | Other | Mar 1, 2010 | May 27, 2015 (1913 d) |
| Russel Thomas Dingman | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2010 | Feb 18, 2010 |
| Jeffrey David Link | Stifel, Nicolaus & Company, Incorporated national BD | Guardian Capital Advisors, LLC other | Other | Feb 16, 2010 | Feb 16, 2010 |
| Michael Sejka | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2010 | Jan 19, 2010 |
| Dustin Jay Ness | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 21, 2010 | Jan 19, 2010 |
| Marci R Wilson | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Keegan & Company, LLC other | Other | Jan 5, 2010 | Feb 16, 2010 (42 d) |
| Lisa Zitzmann | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2009 | Jul 2, 2018 (3132 d) |
| Guy B Deemer | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Nov 24, 2009 | Dec 7, 2009 |
| William K Johnson | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2009 | Feb 10, 2010 (86 d) |
| Emily Anna Johnson | Stifel, Nicolaus & Company, Incorporated national BD | Spire Wealth Management, LLC other | Other | Nov 13, 2009 | Nov 18, 2009 |
| Gregory Matthew Palmieri | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2009 | Nov 25, 2009 |
| Duane J Haley | Stifel, Nicolaus & Company, Incorporated national BD | New England Securities Corporation other | Other | Oct 22, 2009 | Oct 23, 2009 |
| Steven Paul Hanousek | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2009 | Nov 17, 2009 |
| Christopher M Reed | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Oct 20, 2009 | Jan 11, 2010 (83 d) |
| Cheri Roman | Stifel, Nicolaus & Company, Incorporated national BD | Allstate Financial Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2009 | Mar 10, 2011 (507 d) |
| Christopher Russell Svacina | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Oct 1, 2009 | Oct 1, 2009 |
| Robert Jeffrey Meltzer | Stifel, Nicolaus & Company, Incorporated national BD | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2009 | Jan 5, 2021 (4122 d) |
| Scott Aron Miller | Stifel, Nicolaus & Company, Incorporated national BD | Natcity Investments, Inc. unclassified | Other | Sep 23, 2009 | Oct 26, 2009 (33 d) |
| Michael James Hall | Stifel, Nicolaus & Company, Incorporated national BD | Sii Investments, Inc. other | Other | Sep 3, 2009 | Aug 28, 2009 |
| James Anthony Panzer | Stifel, Nicolaus & Company, Incorporated national BD | Investment Research Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2009 | Jul 30, 2026 (6212 d) |
| Louis Anthony Mucci | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Advisor Services, Inc. unclassified | Other | Jul 17, 2009 | Jul 21, 2009 |
| Richard Leon Pecce | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2009 | Jun 16, 2009 |
| Michael Lewis Druffner | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2009 | Jun 16, 2009 |
| Kevin Michael Snell | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2009 | Jun 16, 2009 |
| David Todd Upin | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 28, 2009 | Apr 28, 2009 |
| Lawrence Ira Reitars | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC other | Other | Apr 24, 2009 | Apr 27, 2009 |
| Elizabeth Garnto | Stifel, Nicolaus & Company, Incorporated national BD | Beirne. other | Other | Apr 14, 2009 | May 16, 2014 (1858 d) |
| Mark Anthony Nasche | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Apr 9, 2009 | Apr 3, 2009 |
| Gary Lee Collier | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 12, 2009 | Jan 27, 2009 |
| Tammy Michelle Bowling | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 12, 2009 | Mar 25, 2009 (72 d) |
| James Michael Howrey | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2008 | Jan 27, 2009 (41 d) |
| James Birke Quicksilver | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2008 | Dec 8, 2008 |
| Samuel D'Arcy Cox Fox | Stifel, Nicolaus & Company, Incorporated national BD | Oakbridge Financial Services unclassified | Other | Dec 8, 2008 | Jun 23, 2011 (927 d) |
| Robert Willis Lester | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2008 | Dec 10, 2008 |
| James Penn Van Putten Vink | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2008 | Dec 22, 2008 |
| Tyson James Giger | Stifel, Nicolaus & Company, Incorporated national BD | Bdo Wealth Advisors, LLC other | Other | Nov 11, 2008 | Jan 25, 2018 (3362 d) |
| John Cyril Burkhardt | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2008 | Nov 12, 2008 |
| Rankin Revel Rawlings | Stifel, Nicolaus & Company, Incorporated national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2008 | Oct 24, 2008 |
| Christopher John Mccarthy | Stifel, Nicolaus & Company, Incorporated national BD | Banc Of America Investment Services, Inc. unclassified | Other | Sep 23, 2008 | Sep 30, 2008 |
| Jeffrey Lyle Blackburn | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2008 | Aug 29, 2008 |