DFX Intelligence
Advisor moves
Departures from Commonwealth Financial NetworkWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil Renner | Commonwealth Financial Network national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Sep 20, 2024 (297 d) |
| Johnna Iantorno | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2023 | Jul 22, 2025 (616 d) |
| Daniel Michael Schmidt | Commonwealth Financial Network national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Jan 5, 2024 (58 d) |
| Isaac J Cardoza | Commonwealth Financial Network national BD | Pacific Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 7, 2023 |
| Brian Joseph Lampron | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | May 7, 2024 (186 d) |
| Jennifer Jill Vargas | Commonwealth Financial Network national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 1, 2023 |
| Kelley Elizabeth Mcgoldrick | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 7, 2023 |
| John Carl Mouganis | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 2, 2023 |
| James Eric Keenehan | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Alexander George Assaley | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Allison Louise Rosenberg | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Elizabeth Kathleen Rehbehn | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Samantha Kaufman | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 11, 2023 |
| Jakub Cech | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 16, 2023 |
| Margot E Craig | Commonwealth Financial Network national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2023 | Nov 29, 2023 (44 d) |
| Michael Charles Doherty | Commonwealth Financial Network national BD | Doherty Financial Advisors, LLC unclassified | Other | Oct 12, 2023 | Jan 3, 2002 |
| Ryan M Doherty | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 12, 2023 |
| Ryan Michael Pellegrini | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 12, 2023 |
| Ty W Bilderback | Commonwealth Financial Network national BD | Solitude Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Aug 7, 2024 (303 d) |
| Daniel Todd Roth | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 11, 2023 |
| Christopher Brewster | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Aaron James Putman | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 2, 2023 |
| Aaron Brady Green | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 28, 2023 |
| Mikhail Poltyrev | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Matthew Timothy Collins | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 28, 2023 |
| Dennis Michael Doble | Commonwealth Financial Network national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 4, 2023 |
| Ernest Junior Miars | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 28, 2023 |
| Christopher D Wells | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 28, 2023 |
| Jennifer Lee Schroeder | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Sep 28, 2023 |
| Shannon Lori Loewenberg | Commonwealth Financial Network national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Sep 21, 2023 |
| John G Watson | Commonwealth Financial Network national BD | Essex Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Jan 23, 2026 (857 d) |
| Drew Michael Culver | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Dec 20, 2023 (93 d) |
| Bryan G Nill | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 11, 2023 |
| Nathaniel Brown | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 1, 2023 |
| Nga Le Brown | Commonwealth Financial Network national BD | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 8, 2023 |
| Jacqueline Ellen Dufresne | Commonwealth Financial Network national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 31, 2023 |
| Daniel Levinson | Commonwealth Financial Network national BD | Blue Bell Private Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Mar 1, 2024 (191 d) |
| Thomas James Mcdavitt | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 14, 2023 |
| Steven Richard Santucci | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 22, 2023 |
| Erica Jean Cortez | Commonwealth Financial Network national BD | Northwest Investment Counselors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2023 | Oct 4, 2023 (50 d) |
| Aaron Stephen Murphy | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 11, 2023 |
| Bryan Mcdavitt | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 16, 2023 |
| Mickenzie Koon | Commonwealth Financial Network national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Sep 12, 2023 |
| Andrew Philip Billard | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Nov 13, 2023 (95 d) |
| Stacy Lynn Long | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Sep 27, 2023 (49 d) |
| Brent Dennard | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | May 6, 2025 (636 d) |
| Aaron David Holman | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Sep 21, 2023 (48 d) |
| Bryan Mcnamara | Commonwealth Financial Network national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 3, 2023 |
| Peter Laurence Miller | Commonwealth Financial Network national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 31, 2023 |
| Patricia Ann Sturr | Commonwealth Financial Network national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 31, 2023 |
| Jake B Dowd | Commonwealth Financial Network national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2023 | Nov 21, 2023 (117 d) |
| Christian Francis Messina | Commonwealth Financial Network national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Aug 9, 2023 |
| Timothy Wayne Dutton | Commonwealth Financial Network national BD | Dutton Financial Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 25, 2023 | Jan 2, 2024 (161 d) |
| Connor Roggie | Commonwealth Financial Network national BD | Beacon Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2023 | Aug 10, 2023 |
| Michael Gordon Wendlandt | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | Other | Jul 11, 2023 | May 20, 2020 |
| Cassander Stephen Crandall | Commonwealth Financial Network national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 31, 2023 |
| Josh Eric Altman | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Sep 7, 2023 (63 d) |
| Connor William Zimmer | Commonwealth Financial Network national BD | Rooted Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jul 6, 2023 |
| Todd Joseph Wokoske | Commonwealth Financial Network national BD | Professional Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Aug 24, 2023 (57 d) |
| Kristopher Maleski | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | Other | Jun 7, 2023 | Jun 5, 2023 |