DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Robert W. Baird & Co. Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elizabeth A MayerRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 18, 2022Aug 25, 2022 (38 d)
Gary Warren DetrazRobert W. Baird & Co. Incorporated mixed wealthBenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2022Jul 13, 2022
Natalie Marie BennettRobert W. Baird & Co. Incorporated mixed wealthOxford Financial Group, Ltd independent RIARIA to RIAJul 11, 2022Jan 1, 2025 (905 d)
Michael J CharboneauRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseJul 11, 2022Aug 12, 2022 (32 d)
Peter A MerrittRobert W. Baird & Co. Incorporated mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2022Jul 1, 2022
James Timothy ChandlerRobert W. Baird & Co. Incorporated mixed wealthXcelsior Advisor Partners LLC independent RIARIA to RIAJun 12, 2022Dec 24, 2025 (1291 d)
Sophia Louise IvancichRobert W. Baird & Co. Incorporated mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2022Jun 2, 2022
Joshua RobbinsRobert W. Baird & Co. Incorporated mixed wealthHalbert Hargrove independent RIARIA to RIAJun 12, 2022Aug 10, 2022 (59 d)
Cullen Miles PopeRobert W. Baird & Co. Incorporated mixed wealthKeystone Financial Group, LLC independent RIARIA to RIAMay 16, 2022Jun 29, 2022 (44 d)
Shawn GaiserRobert W. Baird & Co. Incorporated mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 6, 2022May 19, 2022
Darby Lynn DepauwRobert W. Baird & Co. Incorporated mixed wealthPlanmember Securities Corporation independent RIARIA to RIAApr 20, 2022May 9, 2022
Jordan D LuedkeRobert W. Baird & Co. Incorporated mixed wealthRBC Securities, Inc. independent RIARIA to RIAApr 6, 2022Apr 19, 2022
Brittany Leigh ProkashRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 6, 2022May 23, 2022 (47 d)
Heidi Marie MclemoreRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAMar 22, 2022Mar 30, 2022
Erin Margaret CarpenterRobert W. Baird & Co. Incorporated mixed wealthJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 22, 2022Mar 23, 2022
Katie Ann JacksonRobert W. Baird & Co. Incorporated mixed wealthMorgan Stanley wirehouseRIA to wirehouseMar 11, 2022Mar 9, 2022
Christian A KalninsRobert W. Baird & Co. Incorporated mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2022Mar 20, 2023 (374 d)
Kayla Renee ActonRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 10, 2022Mar 31, 2022
Chad TrueloveRobert W. Baird & Co. Incorporated mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankFeb 25, 2022Mar 4, 2022
Robert Gregory SchottRobert W. Baird & Co. Incorporated mixed wealthCaptrust institutionalOtherFeb 9, 2022Mar 2, 2022
Jesse Nicole ParsonsRobert W. Baird & Co. Incorporated mixed wealthAdvisory Services Network independent RIARIA to RIAJan 19, 2022Feb 25, 2026 (1498 d)
Karen Ann LepplaRobert W. Baird & Co. Incorporated mixed wealthHeartland Advisors, Inc. asset managerOtherJan 13, 2022Nov 1, 2022 (292 d)
Christopher Michael GendreauRobert W. Baird & Co. Incorporated mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 13, 2022Jan 25, 2022
Kendall MeadeRobert W. Baird & Co. Incorporated mixed wealthSofi Wealth LLC independent RIARIA to RIAJan 10, 2022Jan 31, 2022
Kayla BylerRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJan 10, 2022Jan 14, 2022
Kristina L SimpsonRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 21, 2021Dec 14, 2022 (358 d)
David BruceRobert W. Baird & Co. Incorporated mixed wealthNorthwestern Mutual Investment Services,LLC no RAUMOtherDec 2, 2021Jan 1, 2025 (1126 d)
Kenzi GriffithRobert W. Baird & Co. Incorporated mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 2, 2021Dec 10, 2021
Adam Paul BurnettRobert W. Baird & Co. Incorporated mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 12, 2021Jun 29, 2023 (594 d)
Jessica L LeggetteRobert W. Baird & Co. Incorporated mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankNov 12, 2021Nov 29, 2021
Audrey BlankeRobert W. Baird & Co. Incorporated mixed wealthAtlatl Advisers independent RIARIA to RIANov 12, 2021Nov 29, 2021
Kevin Matthew SmithRobert W. Baird & Co. Incorporated mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankOct 21, 2021Oct 12, 2021
Joseph LarueRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 21, 2021Oct 26, 2021
Devoda D OwensRobert W. Baird & Co. Incorporated mixed wealthErnst & Young Investment Advisers Llp no RAUMOtherOct 20, 2021Oct 6, 2021
Larry Winford CrosthwaiteRobert W. Baird & Co. Incorporated mixed wealthBenjamin F. Edwards Wealth Management, LLC independent RIARIA to RIASep 23, 2021Sep 23, 2021
Kyle Coleman SteeleRobert W. Baird & Co. Incorporated mixed wealthBenjamin F. Edwards Wealth Management, LLC independent RIARIA to RIASep 23, 2021Sep 9, 2021
Lori Dawn BrownRobert W. Baird & Co. Incorporated mixed wealthFbl Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 23, 2021Sep 3, 2021
Douglas Coles RandolphRobert W. Baird & Co. Incorporated mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 23, 2021Sep 15, 2021
Nicholas Charles GomezRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2021Oct 27, 2021 (51 d)
Kevin Wilson SpeasRobert W. Baird & Co. Incorporated mixed wealthMomentum Independent Network Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2021Aug 24, 2021
Matthew CashRobert W. Baird & Co. Incorporated mixed wealthAvantax Planning Partners, Inc. independent RIARIA to RIAAug 12, 2021Aug 9, 2021
Briana-Capri ThadisonRobert W. Baird & Co. Incorporated mixed wealthThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2021Dec 12, 2023 (852 d)
Mark Fallon KregorRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 10, 2021Oct 14, 2021 (65 d)
Diane S DawsonRobert W. Baird & Co. Incorporated mixed wealthLineweaver Wealth Advisors independent RIARIA to RIAJul 20, 2021Jan 5, 2022 (169 d)
Peter Joseph MclaughlinRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2021Jul 27, 2021
Denver HaddixRobert W. Baird & Co. Incorporated mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2021Jul 9, 2021
Lillian Hope IrionRobert W. Baird & Co. Incorporated mixed wealthBrighton Jones LLC independent RIARIA to RIAJun 29, 2021Sep 2, 2021 (65 d)
Victoria E FergusonRobert W. Baird & Co. Incorporated mixed wealthEllevest independent RIARIA to RIAJun 29, 2021Aug 19, 2021 (51 d)
Daniel John CairnsRobert W. Baird & Co. Incorporated mixed wealthD.A. Davidson & Co. independent RIARIA to RIAJun 29, 2021Jun 21, 2021
Madonna Sylvia JohnsonRobert W. Baird & Co. Incorporated mixed wealthOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2021Jun 7, 2021
Jeffrey Harold SternRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMay 14, 2021Apr 26, 2021
Richard Mandel SternRobert W. Baird & Co. Incorporated mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMay 13, 2021Apr 26, 2021
Emma Elizabeth JacksonRobert W. Baird & Co. Incorporated mixed wealthPhoenix Wealth Advisors Inc. independent RIARIA to RIAMay 4, 2021Sep 21, 2021 (140 d)
Kathleen Maura MuellerRobert W. Baird & Co. Incorporated mixed wealthRegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2021May 5, 2021
David Duane KasowskiRobert W. Baird & Co. Incorporated mixed wealthRBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankApr 18, 2021Feb 9, 2023 (662 d)
Stacey Ann TreanorRobert W. Baird & Co. Incorporated mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 14, 2021Jan 28, 2022 (289 d)
Christopher Jeremy MacfarlaneRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseApr 13, 2021Mar 24, 2021
Ryan Thomas BlauchRobert W. Baird & Co. Incorporated mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseApr 12, 2021Mar 24, 2021
Timothy Brian WilliamsRobert W. Baird & Co. Incorporated mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankApr 7, 2021Mar 19, 2021
Samantha Leigh DwyerRobert W. Baird & Co. Incorporated mixed wealthPersonal Capital Advisors Corporation independent RIARIA to RIAApr 6, 2021Jun 16, 2021 (71 d)
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798 moves match.