DFX Intelligence
Advisor moves
Departures from UBS Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen Larson | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 19, 2026 | Jan 7, 2026 |
| Todd Dale Hanneman | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 19, 2026 | Jan 7, 2026 |
| Matthew Scott Long | UBS Financial Services Inc. wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2026 | Jan 7, 2026 |
| Morgan Evelyn Vondrachek | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 19, 2026 | Jan 7, 2026 |
| Gus Cumberlander | UBS Financial Services Inc. wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2026 | Feb 11, 2026 |
| Nicholas Larson | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 19, 2026 | Jan 7, 2026 |
| Brandon Matthew Larson | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 16, 2026 | Jan 7, 2026 |
| Stephanie Mondro | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 16, 2026 | Jan 6, 2026 |
| Douglas Clifford Bennet | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 15, 2026 | Jan 6, 2026 |
| Brian Edgar Hess | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 15, 2026 | Jan 8, 2026 |
| Jared A Tack | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 15, 2026 | Jan 6, 2026 |
| Ellen Theresa Leboeuf | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2026 | Jan 5, 2026 |
| Robert Edmund Procaccianti | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jan 13, 2026 | Jan 14, 2026 |
| Carolyn Alina Finick | UBS Financial Services Inc. wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 6, 2026 |
| Logan Douglas Myers | UBS Financial Services Inc. wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 8, 2026 |
| Cheryl Lindo | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 8, 2026 | Mar 17, 2026 (68 d) |
| Feng Jin | UBS Financial Services Inc. wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2026 | Mar 17, 2026 (68 d) |
| Christian Alaric Dulay | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2026 | Jan 12, 2026 |
| Maxwell D Buchanan | UBS Financial Services Inc. wirehouse | Onepoint Bfg Wealth Partners independent RIA | Wirehouse to independent RIA | Jan 6, 2026 | Dec 4, 2025 |
| Alejandro Falcon Lemmo | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jan 6, 2026 | Jan 22, 2026 |
| J Kyle Mays | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jan 2, 2026 | Dec 18, 2025 |
| Michael Thomas Eustace | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Dec 19, 2025 |
| Brenda Oconnor | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Dec 19, 2025 |
| Anthony David Solfaro | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Dec 19, 2025 |
| Joseph Delasho | UBS Financial Services Inc. wirehouse | Range Advisory, LLC independent RIA | Wirehouse to independent RIA | Jan 2, 2026 | Jan 8, 2026 |
| George Alexander Kroll | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Dec 19, 2025 |
| Jason Scott Hill | UBS Financial Services Inc. wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 8, 2026 |
| Ahmed Antonio Martinez | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2025 | Jul 14, 2026 (200 d) |
| Denise Vanessa Iturrey | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 26, 2025 | Dec 24, 2025 |
| Nieve Donegan | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 26, 2025 | Jan 13, 2026 |
| Patrick Lee Moore | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 24, 2025 | Dec 8, 2025 |
| Heather Lynn Brown | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 24, 2025 | Dec 5, 2025 |
| David Bishop Smith | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 8, 2025 |
| Ephraim Okeke | UBS Financial Services Inc. wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 23, 2025 | Mar 4, 2026 (71 d) |
| Henry David Smith | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 5, 2025 |
| Priscila De Abreu | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 23, 2025 | Jan 8, 2026 |
| Marina Ruiz De Gauna Frances | UBS Financial Services Inc. wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Dec 22, 2025 | Jan 16, 2026 |
| Yining Shen | UBS Financial Services Inc. wirehouse | Pgim Investments LLC asset manager | Other | Dec 22, 2025 | May 6, 2026 (135 d) |
| Michael Howard Simon | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2025 | Dec 10, 2025 |
| Loic Hermans | UBS Financial Services Inc. wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2025 | May 19, 2026 (151 d) |
| David Semaya | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2025 | Dec 10, 2025 |
| Jack Ryan Kornutik | UBS Financial Services Inc. wirehouse | Range Advisory, LLC independent RIA | Wirehouse to independent RIA | Dec 18, 2025 | Jan 6, 2026 |
| Ross Wiley Jones | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 17, 2025 | Dec 8, 2025 |
| Gabriel Ceballos | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 16, 2025 | Dec 5, 2025 |
| Brian Mark Wenstrup | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Dec 15, 2025 | Dec 4, 2025 |
| Barry Thomas Oneil | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Kenneth Edwin Simon | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 3, 2025 |
| Brendon Clarke Hutchins | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Russell Raymond Smith | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Stephen Francis Sypek | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Timothy Michael Fortune | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Peter James Cotter | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Lawrence Francis Depaulis | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Gregory Matthew Devine | UBS Financial Services Inc. wirehouse | 71 West Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 12, 2025 | Nov 14, 2025 |
| Elizabeth Haley Rockwell | UBS Financial Services Inc. wirehouse | Summit Financial, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2025 | Feb 2, 2026 (52 d) |
| Samuel B. Sinclair | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Meghan Ellen Walsh | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Dylan Craig Tirrell | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Stephen Francis Sypek | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Robert Joseph Donovan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Jan 9, 2026 |
11,763 moves match.