| Willis Robert Deaton | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 13, 2016 | Aug 1, 2016 |
| Jeffrey Raymond Cordell | Waddell & Reed other | Ifg Advisory, LLC other | Other | Aug 9, 2016 | Jul 26, 2016 |
| Sean Michael Williams | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 9, 2016 | Jul 22, 2016 |
| Travis Earl Cook | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 9, 2016 | Nov 21, 2017 (469 d) |
| Jeffrey B Jones | Waddell & Reed other | Pruco Securities, LLC other | Other | Aug 9, 2016 | Aug 16, 2016 |
| Robert Greggory Templeton | Waddell & Reed other | Good Life Advisors, LLC other | Other | Aug 6, 2016 | Jul 28, 2016 |
| Robert Madison Day | Waddell & Reed other | Ifg Advisory, LLC other | Other | Aug 6, 2016 | Jul 22, 2016 |
| Gerald Artemus Nelson | Waddell & Reed other | Principal Securities, Inc. other | Other | Aug 6, 2016 | Aug 16, 2016 |
| Christopher Allred | Waddell & Reed other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Aug 6, 2016 | Oct 2, 2023 (2613 d) |
| Danny Wayne Bell | Waddell & Reed other | Ifg Advisory, LLC other | Other | Aug 6, 2016 | Aug 4, 2016 |
| Bryan Matthew Wieferich | Waddell & Reed other | Independent Financial Partners other | Other | Aug 4, 2016 | Jul 28, 2016 |
| Brian Christopher Atwood | Waddell & Reed other | Independent Financial Partners other | Other | Aug 4, 2016 | Jul 28, 2016 |
| Scott Douglas Cramer | Waddell & Reed other | Cuso Financial Services, L.P. other | Other | Aug 3, 2016 | Aug 2, 2016 |
| Sang Hyun Lee | Waddell & Reed other | Equitable Advisors, LLC national BD | Other | Aug 3, 2016 | Oct 19, 2016 (77 d) |
| Griffin Daniel Sheehy | Waddell & Reed other | Shone Wealth Management other | Other | Aug 3, 2016 | Aug 8, 2016 |
| Patrick Michael Bookey | Waddell & Reed other | Kms Financial Services, Inc other | Other | Aug 2, 2016 | Aug 19, 2016 |
| Lorelei Elisabeth Tumino | Waddell & Reed other | UBS Financial Services Inc. wirehouse | Other | Aug 2, 2016 | Aug 4, 2016 |
| Neal Brian Engesetter | Waddell & Reed other | Truist Advisory Services, Inc. other | Other | Aug 1, 2016 | Jun 23, 2017 (326 d) |
| Theodore J Kinkaid | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 27, 2016 | Jul 22, 2016 |
| Daniel Paul Schutte | Waddell & Reed other | Schutte Financial LLC state registered | Other | Jul 26, 2016 | Dec 21, 2016 (148 d) |
| Michael P Richardson | Waddell & Reed other | Empower Advisory Group, LLC other | Other | Jul 25, 2016 | Feb 6, 2017 (196 d) |
| Justin Michael Bailey | Waddell & Reed other | Madison Avenue Securities, LLC other | Other | Jul 25, 2016 | Apr 21, 2017 (270 d) |
| Grayson Joel Hofferber | Waddell & Reed other | Millennial Wealth Management, LLC state registered | Other | Jul 22, 2016 | Nov 11, 2022 (2303 d) |
| Broderic Charles Schoen | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 22, 2016 | Jul 18, 2016 |
| Jakob Daniel Fries | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jul 22, 2016 | Aug 11, 2016 |
| Paula Marie Rogala | Waddell & Reed other | American Portfolios Advisors, Inc other | Other | Jul 20, 2016 | Jul 12, 2016 |
| Jeremy Allen Truong | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jul 11, 2016 | Apr 28, 2016 |
| Joseph Donald Hyde | Waddell & Reed other | Edward Jones national BD | Other | Jul 6, 2016 | Aug 29, 2016 (54 d) |
| Lane Erron Ewton | Waddell & Reed other | 7300 Wealth Management, LLC. unclassified | Other | Jun 29, 2016 | Jul 29, 2016 |
| Stephen Michael John | Waddell & Reed other | First Financial Equity Corporation other | Other | Jun 28, 2016 | Sep 16, 2016 (80 d) |
| Nicholas Paul Anthony Rubeo | Waddell & Reed other | U.S. Bancorp Investments, Inc. other | Other | Jun 28, 2016 | Aug 17, 2016 (50 d) |
| Jerry Shane Cohoon | Waddell & Reed other | Private Advisor Group, LLC other | Other | Jun 27, 2016 | Aug 8, 2016 (42 d) |
| Jon Keith Stucker | Waddell & Reed other | Thurston Springer Advisors BD affiliated | Other | Jun 24, 2016 | Aug 26, 2020 (1524 d) |
| Jenna Lynn Spurrier | Waddell & Reed other | Thurston Springer Advisors BD affiliated | Other | Jun 24, 2016 | Aug 25, 2020 (1523 d) |
| James Marlowe Sande | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jun 24, 2016 | Jun 17, 2016 |
| Wen-Liang Huang | Waddell & Reed other | Eagle Strategies LLC other | Other | Jun 21, 2016 | Aug 3, 2016 (43 d) |
| Rey Roy Arellano | Waddell & Reed other | Petrovic Financial Services other | Other | Jun 21, 2016 | Mar 17, 2017 (269 d) |
| Dennis Patrick Lynch | Waddell & Reed other | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 17, 2016 | Jun 17, 2016 |
| Donald G Thomas | Waddell & Reed other | MML Investors Services, LLC other | Other | Jun 15, 2016 | Dec 8, 2016 (176 d) |
| Mark Joseph Comire | Waddell & Reed other | Capital Client Group, Inc. no RAUM | Other | Jun 15, 2016 | Mar 3, 2025 (3183 d) |
| Gregory Michael Starkey | Waddell & Reed other | Scottrade Investment Management other | Other | Jun 15, 2016 | Jan 27, 2017 (226 d) |
| Janet Lynn Lakanen | Waddell & Reed other | Ausdal Financial Partners, Inc. independent RIA | Other | Jun 14, 2016 | Jun 11, 2018 (727 d) |
| Michael Asnis | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jun 9, 2016 | Jun 16, 2016 |
| Paul Robert Jones | Waddell & Reed other | Avantax Advisory Services other | Other | Jun 9, 2016 | May 23, 2016 |
| Jesus A Jaramillo | Waddell & Reed other | Calchoice Wealth Management LLC unclassified | Other | Jun 9, 2016 | Jul 18, 2016 (39 d) |
| Jeremiah Andrew Johnson | Waddell & Reed other | Wealthcare Advisory Partners LLC other | Other | Jun 7, 2016 | Jun 2, 2016 |
| Austin William Saxon | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jun 7, 2016 | Jul 5, 2016 |
| Vanessa Ann Taylor | Waddell & Reed other | Commonwealth Financial Network national BD | Other | Jun 6, 2016 | Jun 10, 2016 |
| William Donald Hughes | Waddell & Reed other | William D Hughes state registered | Other | Jun 3, 2016 | Jan 19, 2017 (230 d) |
| Justin R Nelson | Waddell & Reed other | LPL Financial LLC other | Other | Jun 3, 2016 | Jun 24, 2016 |
| Scott Edwin Dye | Waddell & Reed other | Cavanal Hill Investment Management, Inc. other | Other | Jun 2, 2016 | Oct 6, 2016 (126 d) |
| David Andrew Baldwin | Waddell & Reed other | Edward Jones national BD | Other | Jun 2, 2016 | Jul 11, 2016 (39 d) |
| Ethan Marc Silverman | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jun 2, 2016 | May 19, 2016 |
| Shawn Lynn Tipping | Waddell & Reed other | LPL Financial LLC BD affiliated | Other | Jun 1, 2016 | Apr 9, 2021 (1773 d) |
| John R Martin | Waddell & Reed other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 1, 2016 | Jan 9, 2017 (222 d) |
| Scott Matthew Rose | Waddell & Reed other | Independent Financial Group, LLC other | Other | May 31, 2016 | Apr 6, 2017 (310 d) |
| Robert Edward Marsh | Waddell & Reed other | Realta Investment Advisors, Inc other | Other | May 31, 2016 | May 5, 2016 |
| Gary Scott Ross | Waddell & Reed other | Realta Investment Advisors, Inc other | Other | May 31, 2016 | May 5, 2016 |
| Airionne Renee Solanke | Waddell & Reed other | Compass Wealth independent RIA | Other | May 31, 2016 | Dec 22, 2017 (570 d) |
| Matt Schommer | Waddell & Reed other | Msi Financial Services, Inc. other | Other | May 25, 2016 | Sep 23, 2016 (121 d) |