| Perry Mathew Sutton | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Apr 1, 2011 | Mar 23, 2011 |
| Andrew Neil Haley | Waddell & Reed other | Morgan Keegan & Company, LLC other | Other | Mar 28, 2011 | Jun 21, 2011 (85 d) |
| Norielle Raenier Gottschalk | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Mar 24, 2011 | Apr 12, 2011 |
| Richard Carlos Valenzuela | Waddell & Reed other | Chase Investment Services Corp. other | Other | Mar 21, 2011 | Apr 25, 2011 (35 d) |
| Alonzo Julio Portwine | Waddell & Reed other | First Command Financial Planning, Inc. other | Other | Mar 15, 2011 | May 12, 2011 (58 d) |
| Duncan Chi-Kin Hong | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Mar 11, 2011 | Jan 9, 2012 (304 d) |
| Jessica Byck Hensley | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Mar 11, 2011 | Apr 14, 2011 (34 d) |
| Eric Daniel Hoffman | Waddell & Reed other | Morgan Stanley wirehouse | Other | Mar 10, 2011 | Aug 24, 2018 (2724 d) |
| Justin Duane Blevins | Waddell & Reed other | Chase Investment Services Corp. other | Other | Mar 10, 2011 | Apr 12, 2011 (33 d) |
| Steve Utama Sarwono | Waddell & Reed other | Signator Financial Services, Inc. other | Other | Mar 7, 2011 | Feb 28, 2011 |
| Marcia King Hackett | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Mar 3, 2011 | Nov 29, 2011 (271 d) |
| Eduardo Provincia | Waddell & Reed other | Independent Financial Group, LLC other | Other | Mar 1, 2011 | Mar 24, 2011 |
| Randy D Groves | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Feb 28, 2011 | May 18, 2012 (445 d) |
| Craig David Saeger | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Feb 28, 2011 | Nov 4, 2013 (980 d) |
| Justin Charles Gutwald | Waddell & Reed other | Comerica Securities other | Other | Feb 23, 2011 | Feb 14, 2013 (722 d) |
| Paul Alexander Gregerson | Waddell & Reed other | Avantax Advisory Services other | Other | Feb 18, 2011 | Mar 10, 2011 |
| Jeffrey Aaron Gardner | Waddell & Reed other | Sagepoint Financial, Inc. other | Other | Feb 18, 2011 | May 24, 2011 (95 d) |
| Samuel I Ogbonna | Waddell & Reed other | Usaa Investment Services Company other | Other | Feb 18, 2011 | May 12, 2011 (83 d) |
| William Jeffrey Loertscher | Waddell & Reed other | Edward Jones national BD | Other | Feb 17, 2011 | Feb 22, 2011 |
| Lucas M Stuart | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Feb 17, 2011 | Feb 24, 2012 (372 d) |
| Stephen Roberts | Waddell & Reed other | Chase Investment Services Corp. other | Other | Feb 16, 2011 | Mar 7, 2011 |
| Keith Eugene Mclaughlin | Waddell & Reed other | Premier Wealth Solutions, LLC state registered | Other | Feb 14, 2011 | Aug 9, 2011 (176 d) |
| Loizos Sergios Kapnisi | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Feb 11, 2011 | Sep 26, 2014 (1323 d) |
| John Anthony Michalak | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Feb 4, 2011 | Feb 4, 2011 |
| Bradley Russell Saurbaugh | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Feb 4, 2011 | Feb 4, 2011 |
| Justy Abran Armijo | Waddell & Reed other | Gwn Securities Inc. other | Other | Jan 31, 2011 | Feb 7, 2011 |
| Edward Tirrell Armstrong | Waddell & Reed other | Valmark Advisers, Inc. other | Other | Jan 31, 2011 | Mar 11, 2011 (39 d) |
| Kenneth Michael Jarvis | Waddell & Reed other | Pnc Wealth Management other | Other | Jan 28, 2011 | Mar 23, 2012 (420 d) |
| Louis Alonso Romero | Waddell & Reed other | New England Securities Corporation other | Other | Jan 27, 2011 | Aug 3, 2011 (188 d) |
| Aron Keith Shimada | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jan 27, 2011 | Jun 2, 2011 (126 d) |
| Harvinder S Sahni | Waddell & Reed other | Eagle Strategies LLC other | Other | Jan 26, 2011 | Nov 8, 2011 (286 d) |
| William James Lawfield | Waddell & Reed other | Signator Investors, Inc. other | Other | Jan 26, 2011 | Apr 14, 2011 (78 d) |
| Robyn Austin | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jan 25, 2011 | Nov 12, 2012 (657 d) |
| Charolette Lynn Mckinney | Waddell & Reed other | American Portfolios Advisors, Inc other | Other | Jan 25, 2011 | Mar 8, 2011 (42 d) |
| Michael Von Drasek | Waddell & Reed other | Woodbury Financial Services, Inc. other | Other | Jan 25, 2011 | Apr 14, 2011 (79 d) |
| Christy Eugenie Givans | Waddell & Reed other | Edward Jones national BD | Other | Jan 21, 2011 | Jan 21, 2011 |
| Douglas G Galantowicz | Waddell & Reed other | Scottrade Investment Management other | Other | Jan 20, 2011 | May 3, 2017 (2295 d) |
| Brian Carter Connerat | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jan 18, 2011 | Jan 14, 2011 |
| Arturo Rocha | Waddell & Reed other | MML Investors Services, LLC other | Other | Jan 14, 2011 | May 27, 2011 (133 d) |
| Lynn Marie Le Goy | Waddell & Reed other | Gbs Advisors other | Other | Jan 12, 2011 | Jul 1, 2013 (901 d) |
| Steven Andrew Leach | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Jan 12, 2011 | Jun 29, 2011 (168 d) |
| Grant Wade Ericksen | Waddell & Reed other | Principal Securities, Inc. other | Other | Jan 11, 2011 | Jan 21, 2011 |
| Christy B. Downs | Waddell & Reed other | Foresters Equity Services, Inc. other | Other | Jan 5, 2011 | Jun 11, 2012 (523 d) |
| Jesse Hernandez | Waddell & Reed other | Hernandez Financial state registered | Other | Jan 3, 2011 | Feb 23, 2011 (51 d) |
| John Paul Kinney | Waddell & Reed other | Osaic Institutions, Inc. BD affiliated | Other | Dec 31, 2010 | May 22, 2020 (3430 d) |
| Linda Ruth Lovie | Waddell & Reed other | Integrity Alliance, LLC other | Other | Dec 31, 2010 | Jan 3, 2011 |
| Coty Channing Backmon | Waddell & Reed other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 21, 2010 | Jun 6, 2011 (167 d) |
| Jules Jouvenat | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Dec 21, 2010 | Aug 31, 2011 (253 d) |
| Michael Christopher Champion | Waddell & Reed other | LPL Financial LLC other | Other | Dec 21, 2010 | Dec 17, 2010 |
| Melroy S Atkins | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 21, 2010 | Jan 19, 2011 |
| Timothy P Stenger | Waddell & Reed other | Morgan Stanley wirehouse | Other | Dec 21, 2010 | May 9, 2022 (4157 d) |
| Mark Allen Byars | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Dec 20, 2010 | Jul 20, 2011 (212 d) |
| Valerie Jean Bowman | Waddell & Reed other | Empower Advisory Group, LLC other | Other | Dec 15, 2010 | Sep 18, 2017 (2469 d) |
| Ryan Christopher Hoff | Waddell & Reed other | Spc other | Other | Dec 15, 2010 | Jan 3, 2011 |
| Bryant James Trombly | Waddell & Reed other | Morgan Stanley wirehouse | Other | Dec 15, 2010 | Jul 13, 2011 (210 d) |
| Amanda Hayda Staples | Waddell & Reed other | Mmc Securities LLC no RAUM | Other | Dec 8, 2010 | Jan 10, 2011 (33 d) |
| Brian Keith Watts | Waddell & Reed other | Securities America Advisors, Inc. other | Other | Nov 30, 2010 | Dec 2, 2010 |
| Dustin Hoffman Sturm | Waddell & Reed other | Stonex Advisors Inc. BD affiliated | Other | Nov 24, 2010 | Aug 18, 2021 (3920 d) |
| Eric Allen Ingmire | Waddell & Reed other | Signator Financial Services, Inc. other | Other | Nov 22, 2010 | Jan 20, 2011 (59 d) |
| Stephanie Lynn Davis | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Nov 17, 2010 | Nov 12, 2010 |