| Lee Roger Cook | Waddell & Reed other | Natcity Investments, Inc. unclassified | Other | Mar 17, 2009 | Mar 26, 2009 |
| Josiah James Fricke | Waddell & Reed other | MML Investors Services, LLC other | Other | Mar 16, 2009 | Mar 27, 2009 |
| Christopher Metzger Hanson | Waddell & Reed other | Trevian Financial unclassified | Other | Mar 16, 2009 | May 29, 2009 (74 d) |
| Steven Farrell Wisnewski | Waddell & Reed other | Cape Investment Advisory, Inc. other | Other | Mar 9, 2009 | Jul 17, 2009 (130 d) |
| Kevin L Ridenour | Waddell & Reed other | Wells Fargo Investments, LLC unclassified | Other | Feb 27, 2009 | Sep 29, 2009 (214 d) |
| Jeffrey Stanton Stone | Waddell & Reed other | First Citizens Asset Management, Inc other | Other | Feb 24, 2009 | Mar 11, 2009 |
| Matthew Adam Munyon | Waddell & Reed other | M Holdings Securities, Inc. BD affiliated | Other | Feb 19, 2009 | Aug 26, 2020 (4206 d) |
| Matthew Williams Teague | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Feb 10, 2009 | Feb 10, 2009 |
| Christopher Vuthi Pramawat | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Feb 6, 2009 | Mar 16, 2009 (38 d) |
| Richard Norman Andersen | Waddell & Reed other | Invest Financial Corporation other | Other | Feb 6, 2009 | Dec 14, 2016 (2868 d) |
| Christopher Villegas | Waddell & Reed other | United Capital Financial Advisors other | Other | Feb 5, 2009 | Jun 23, 2011 (868 d) |
| Michael Wood Schooley | Waddell & Reed other | Securian Financial Services, Inc. other | Other | Jan 29, 2009 | Feb 18, 2009 |
| Gregory Gene Collins | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Jan 28, 2009 | Feb 6, 2009 |
| Kenneth Edward Donnelly | Waddell & Reed other | Avantax Advisory Services other | Other | Jan 26, 2009 | Jul 29, 2009 (184 d) |
| Cynthia Lynn Early | Waddell & Reed other | Edward Jones national BD | Other | Jan 26, 2009 | Feb 3, 2009 |
| John C Rogers | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jan 21, 2009 | Jan 21, 2009 |
| Timmothy Erwin Nootz | Waddell & Reed other | Advice And Planning Services BD affiliated | Other | Jan 20, 2009 | Oct 3, 2018 (3543 d) |
| Kyle Robert Weathers | Waddell & Reed other | Natcity Investments, Inc. unclassified | Other | Jan 8, 2009 | Jan 16, 2009 |
| Susan Lynn Imel | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 8, 2009 | Jan 12, 2009 |
| John Michael Tiddy | Waddell & Reed other | Mecklenburg Financial Group state registered | Other | Jan 7, 2009 | Jan 22, 2009 |
| Gloria Arsonia Potts | Waddell & Reed other | American Portfolios Advisors, Inc other | Other | Jan 7, 2009 | Aug 4, 2009 (209 d) |
| Jeffrey Jay Hardesty | Waddell & Reed other | Woodstock Financial Group, Inc. other | Other | Jan 6, 2009 | Mar 3, 2009 (56 d) |
| Terry Albert Pasquale | Waddell & Reed other | Veritrust Financial, LLC other | Other | Jan 5, 2009 | Jan 5, 2009 |
| Richard Lee Bopp | Waddell & Reed other | H. Beck, Inc. other | Other | Jan 5, 2009 | Jan 2, 2009 |
| Mary E White | Waddell & Reed other | Wells Fargo Investments, LLC unclassified | Other | Jan 5, 2009 | Oct 29, 2010 (662 d) |
| Michael Olario | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 5, 2009 | Jan 13, 2017 (2930 d) |
| David Robert Espinosa | Waddell & Reed other | LPL Financial LLC other | Other | Dec 22, 2008 | Apr 9, 2010 (473 d) |
| Michael V Ronan | Waddell & Reed other | Eagle Strategies LLC other | Other | Nov 25, 2008 | Jul 29, 2009 (246 d) |
| Karen Anne Ostarticki | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 12, 2008 | Nov 4, 2019 (4009 d) |
| Mitzie Yvonne Wilson | Waddell & Reed other | Chase Investment Services Corp. other | Other | Nov 11, 2008 | May 19, 2010 (554 d) |
| Debra Marie Wilkens | Waddell & Reed other | Private Wealth Asset Management no RAUM | Other | Oct 28, 2008 | Nov 2, 2021 (4753 d) |
| Michael Dean Rudkin | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Oct 20, 2008 | Oct 22, 2008 |
| Robert James Joseph | Waddell & Reed other | Eagle Strategies LLC other | Other | Oct 13, 2008 | Dec 2, 2008 (50 d) |
| Andrew Maxwell Aldredge | Waddell & Reed other | Sii Investments, Inc. other | Other | Oct 1, 2008 | Sep 30, 2008 |
| Anne Kim Trinh | Waddell & Reed other | M Holdings Securities, Inc. other | Other | Sep 15, 2008 | Oct 22, 2008 (37 d) |
| Christian Gabriel Taylor | Waddell & Reed other | Next Financial Group, Inc. other | Other | Sep 15, 2008 | Mar 18, 2011 (914 d) |
| Louis John Mangene | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Sep 5, 2008 | Oct 23, 2008 (48 d) |
| Jeffrey Cody Garcia | Waddell & Reed other | Advisors Asset Management, Inc. other | Other | Sep 4, 2008 | Sep 11, 2008 |
| Jonathan Paul Klug | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 28, 2008 | Sep 17, 2008 |
| Andrew Lawrence Cole | Waddell & Reed other | Allstate Financial Advisors, LLC BD affiliated | Other | Aug 19, 2008 | Jul 16, 2021 (4714 d) |
| Edward John Argus | Waddell & Reed other | Argus Efficient Capital, LLC state registered | Other | Aug 11, 2008 | Jul 19, 2024 (5821 d) |
| Frank John Gamez | Waddell & Reed other | Osaic Fs, Inc. other | Other | Aug 8, 2008 | Aug 18, 2008 |
| Timothy Monroe Williams | Waddell & Reed other | Nexity Financial Services, Inc. unclassified | Other | Jul 25, 2008 | Jul 22, 2008 |
| Donald Allen Wales | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jul 25, 2008 | Jul 28, 2008 |
| John William Bach | Waddell & Reed other | Creative Financial Designs, Inc. other | Other | Jul 17, 2008 | Jul 14, 2008 |
| Darla Mae Haines Mills | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jul 15, 2008 | Jul 13, 2010 (728 d) |
| Gerald Steven Reed | Waddell & Reed other | Advisors Asset Management, Inc. other | Other | Jul 10, 2008 | Sep 4, 2008 (56 d) |
| Michael Patrick Dalleo | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jul 3, 2008 | Aug 19, 2008 (47 d) |
| Phillip R Wight | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Jul 2, 2008 | Jul 1, 2008 |
| Christopher T Wheatley | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Jul 1, 2008 | Nov 21, 2008 (143 d) |
| Tyson Carl Frerking | Waddell & Reed other | Key Investment Services LLC other | Other | Jun 23, 2008 | Jun 26, 2008 |
| Richard Robert Loy | Waddell & Reed other | Cuna Brokerage Services, Inc. mixed wealth | Other | Jun 19, 2008 | Jul 3, 2018 (3666 d) |
| Heath B Houston | Waddell & Reed other | Eagle Strategies LLC other | Other | Jun 18, 2008 | Jun 10, 2010 (722 d) |
| Diana Garcia Van Horn | Waddell & Reed other | Edward Jones national BD | Other | Jun 12, 2008 | Jul 6, 2009 (389 d) |
| John L Coeuille | Waddell & Reed other | Usaa Financial Planning Services no RAUM | Other | Jun 10, 2008 | Jul 31, 2008 (51 d) |
| James Daniel Heavey | Waddell & Reed other | Signator Investors, Inc. other | Other | Jun 3, 2008 | Apr 23, 2010 (689 d) |
| Michael R Golden | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 29, 2008 | Jun 13, 2008 |
| Robert James Toyer | Waddell & Reed other | Cetera Investment Advisers LLC other | Other | May 28, 2008 | May 27, 2008 |
| Dawn Elizabeth Hansen | Waddell & Reed other | Commerce Brokerage Services, Inc other | Other | May 28, 2008 | Jun 4, 2008 |
| Trevor Keane Harris | Waddell & Reed other | Bok Financial Advisors other | Other | May 23, 2008 | Jun 27, 2012 (1496 d) |