| Robert Sandford Rothe | Waddell & Reed other | Wells Fargo Investments, LLC unclassified | Other | Oct 8, 2007 | Oct 12, 2007 |
| James William Snider | Waddell & Reed other | Veritrust Financial, LLC other | Other | Oct 3, 2007 | Oct 1, 2007 |
| Erica Lynn Brown | Waddell & Reed other | First Command Advisory Services BD affiliated | Other | Oct 1, 2007 | Dec 9, 2022 (5548 d) |
| James Thaddeus Kalinowski | Waddell & Reed other | Qa3 Financial LLC unclassified | Other | Sep 27, 2007 | Sep 26, 2007 |
| William Francis Richard | Waddell & Reed other | Investors Capital Advisory other | Other | Sep 25, 2007 | Sep 20, 2007 |
| Daniel Graham Henry | Waddell & Reed other | Chase Investment Services Corp. other | Other | Sep 25, 2007 | Feb 1, 2008 (129 d) |
| Valerie Brenatte Love-Parker | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 18, 2007 | Sep 19, 2007 |
| Theresa Lloyd Harris | Waddell & Reed other | First Citizens Investor Services, Inc. other | Other | Sep 13, 2007 | Apr 8, 2008 (208 d) |
| Lori Dean Frise | Waddell & Reed other | Raymond James Financial Services Advisors, Inc other | Other | Sep 10, 2007 | Jan 2, 2009 (480 d) |
| Brooklyn Dea Young | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Sep 5, 2007 | Nov 1, 2007 (57 d) |
| Matthew James Yung | Waddell & Reed other | Johnson Investment Counsel, Inc. other | Other | Sep 5, 2007 | Nov 25, 2013 (2273 d) |
| Scott K Garrett | Waddell & Reed other | Maia Wealth independent RIA | Other | Aug 27, 2007 | Jul 10, 2025 (6527 d) |
| Pamela Sue Flournoy | Waddell & Reed other | LPL Financial LLC other | Other | Aug 24, 2007 | Aug 17, 2007 |
| Daniel Joseph Rocco | Waddell & Reed other | Natcity Investments, Inc. unclassified | Other | Aug 16, 2007 | Nov 13, 2007 (89 d) |
| James Corey Rudd | Waddell & Reed other | Edward Jones national BD | Other | Aug 15, 2007 | Aug 31, 2007 |
| Christopher Allin Herring | Waddell & Reed other | Raymond James Financial Services, Inc. unclassified | Other | Aug 10, 2007 | Sep 14, 2007 (35 d) |
| Wayne Eugene Johnson | Waddell & Reed other | Syverson Strege other | Other | Aug 9, 2007 | Mar 18, 2011 (1317 d) |
| Stephen Mark Bair | Waddell & Reed other | Suntrust Investment Services, Inc. other | Other | Aug 9, 2007 | May 29, 2008 (294 d) |
| Michael David Poppen | Waddell & Reed other | LPL Financial LLC other | Other | Aug 7, 2007 | Aug 15, 2007 |
| Vint Wayne Stevenson | Waddell & Reed other | U.S. Bancorp Advisors, LLC other | Other | Aug 6, 2007 | Aug 9, 2007 |
| Lisa Mireles Shinhira | Waddell & Reed other | Osaic Fa, Inc. other | Other | Aug 6, 2007 | Oct 4, 2007 (59 d) |
| Ty Jeremy Bailey | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Jul 24, 2007 | Jul 31, 2007 |
| Jason Samuel Speciner | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Jul 24, 2007 | Jul 31, 2007 |
| Gregory Michael Silva | Waddell & Reed other | Citizens Securities, Inc. other | Other | Jul 16, 2007 | Jul 18, 2007 |
| Jeffrey Brian Fern | Waddell & Reed other | Ameritas Advisory Services, LLC BD affiliated | Other | Jul 10, 2007 | Nov 1, 2021 (5228 d) |
| Anthony Christopher Waddell | Waddell & Reed other | Raymond James Financial Services Advisors, Inc other | Other | Jul 5, 2007 | Jan 2, 2009 (547 d) |
| Theresa Camille Waddell | Waddell & Reed other | Raymond James Financial Services Advisors, Inc other | Other | Jul 5, 2007 | Jan 2, 2009 (547 d) |
| William Henry Morgan | Waddell & Reed other | First Horizon Advisors, Inc other | Other | Jun 19, 2007 | Jul 27, 2007 (38 d) |
| Julie Ann Weems | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 13, 2007 | Jun 11, 2007 |
| Nicholas Adam Gibson | Waddell & Reed other | Natcity Investments, Inc. unclassified | Other | Jun 13, 2007 | Sep 4, 2007 (83 d) |
| Raymond Cripps De Witt | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jun 8, 2007 | Jun 5, 2007 |
| Robert S. Eiford | Waddell & Reed other | A. G. Edwards & Sons, Inc. unclassified | Other | May 25, 2007 | Jun 11, 2007 |
| Thomas John Villeneuve | Waddell & Reed other | Eagle Strategies LLC other | Other | May 23, 2007 | Jun 16, 2010 (1120 d) |
| Anita Jaswantlal Patel | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | May 18, 2007 | May 31, 2007 |
| Tristan Sommer Kass | Waddell & Reed other | Morgan Stanley & Co. LLC unclassified | Other | May 11, 2007 | Oct 19, 2007 (161 d) |
| Anshu Shah Chand Thakur | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | May 10, 2007 | Jan 8, 2008 (243 d) |
| Richard Arthur Shively | Waddell & Reed other | Osaic Fs, Inc. other | Other | May 4, 2007 | May 9, 2007 |
| Kurt Wayne Whitesell | Waddell & Reed other | Commonwealth Financial Network national BD | Other | Apr 24, 2007 | Apr 23, 2007 |
| Terri Kae Hickman | Waddell & Reed other | LPL Financial LLC other | Other | Apr 24, 2007 | Apr 20, 2007 |
| Kevin John Engbers | Waddell & Reed other | LPL Financial LLC other | Other | Apr 17, 2007 | Apr 18, 2007 |
| Fred Eric Ymker | Waddell & Reed other | LPL Financial LLC other | Other | Apr 17, 2007 | Apr 18, 2007 |
| Keith Robert Schaefbauer | Waddell & Reed other | LPL Financial LLC other | Other | Apr 17, 2007 | Apr 18, 2007 |
| Min Jong Sul | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Apr 17, 2007 | May 8, 2007 |
| Marc Charles Desmarteau | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Apr 12, 2007 | Apr 23, 2007 |
| Jason Paul Wiltse | Waddell & Reed other | Berthel Fisher & Company Financial Services, Inc. other | Other | Apr 10, 2007 | Apr 2, 2007 |
| Thai Vang | Waddell & Reed other | Wamu Investments, Inc. unclassified | Other | Apr 5, 2007 | Oct 31, 2007 (209 d) |
| Matthew Scott Onstot | Waddell & Reed other | Berthel Fisher & Company Financial Services, Inc. other | Other | Apr 4, 2007 | Mar 29, 2007 |
| Brian Lee Klitzke | Waddell & Reed other | Voya Financial Advisors, Inc. other | Other | Mar 22, 2007 | Mar 28, 2007 |
| Vincent Paul Sturm | Waddell & Reed other | Workman Securities Corporation unclassified | Other | Mar 21, 2007 | Jan 2, 2008 (287 d) |
| Virgilio Benedicto Cristobal | Waddell & Reed other | Osaic Fa, Inc. other | Other | Mar 14, 2007 | Mar 5, 2007 |
| David Yoon-Hee Rhee | Waddell & Reed other | Momentum Independent Network Inc. other | Other | Mar 13, 2007 | Mar 6, 2007 |
| Sabine J De Weijer | Waddell & Reed other | Wamu Investments, Inc. unclassified | Other | Mar 9, 2007 | May 23, 2007 (75 d) |
| Arthur Cameron Lane | Waddell & Reed other | Western International Securities other | Other | Mar 7, 2007 | Feb 28, 2007 |
| Carlos Fuentes | Waddell & Reed other | LPL Financial LLC other | Other | Mar 7, 2007 | Mar 2, 2007 |
| Anthony David Favela | Waddell & Reed other | Citigroup Global Markets Inc. other | Other | Mar 7, 2007 | Mar 2, 2007 |
| Robert Laurence Kunde | Waddell & Reed other | American Independent Securities Group, LLC other | Other | Mar 5, 2007 | Feb 26, 2007 |
| Heather Leigh Brittain | Waddell & Reed other | Accessor Capital Management LP unclassified | Other | Mar 2, 2007 | Jun 25, 2007 (115 d) |
| Bradley Benjamin Harris | Waddell & Reed other | LPL Financial LLC other | Other | Feb 27, 2007 | Feb 21, 2007 |
| Matthew Charles Hartman | Waddell & Reed other | Rubinbrown Advisors LLC other | Other | Feb 9, 2007 | Jun 8, 2007 (119 d) |
| Marc Roger Beausoleil | Waddell & Reed other | Principal Securities, Inc. other | Other | Feb 9, 2007 | Nov 17, 2010 (1377 d) |