Arrivals at Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Derek Loudenback	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Jan 24, 2011	Jan 18, 2011
Karen Lynn Flannery	Planahead Financial Services, LLC unclassified	Osaic Fa, Inc. other	Other	Jan 19, 2011	Oct 15, 2010
Christin Nicole Clark	Nrp Advisors, Inc. unclassified	Osaic Fa, Inc. other	Other	Dec 31, 2010	Mar 15, 2011 (74 d)
David Michael Clark	Morgan Keegan & Company, LLC other	Osaic Fa, Inc. other	Other	Dec 15, 2010	Dec 14, 2010
Kenneth Stephen Blazick	J P Turner & Company Capital Management, LLC other	Osaic Fa, Inc. other	Other	Oct 27, 2010	Sep 29, 2010
Kristin Marie Mavis	Nrp Advisors, Inc. unclassified	Osaic Fa, Inc. other	Other	Oct 5, 2010	Oct 18, 2010
James N Ellowitch	International Planning Alliance, LLC unclassified	Osaic Fa, Inc. other	Other	Oct 1, 2010	Oct 1, 2010
Calvin Kimio Taketa	Insphere Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Sep 1, 2010	Oct 1, 2010
Derrick K T Kim	Insphere Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Sep 1, 2010	Oct 4, 2010 (33 d)
Daniel Patrick Quinn	The Wharton Advisory Group, LLC other	Osaic Fa, Inc. other	Other	Aug 19, 2010	Jan 21, 2011 (155 d)
Leal Stephen Deddens	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Aug 11, 2010	Aug 3, 2010
Shawn Edwood Wilson	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Aug 11, 2010	Aug 2, 2010
Scott Drury Lundberg	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Aug 11, 2010	Sep 22, 2010 (42 d)
William Cole Smith	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Aug 11, 2010	Aug 11, 2010
Craig Eastman Shepard	Thrivent Investment Management Inc. other	Osaic Fa, Inc. other	Other	Aug 11, 2010	Oct 25, 2010 (75 d)
Patrick Joseph Walsh	MML Investors Services, LLC other	Osaic Fa, Inc. other	Other	Aug 6, 2010	Jun 10, 2011 (308 d)
Brian C Kennedy	Esi Financial Advisors other	Osaic Fa, Inc. other	Other	Jul 22, 2010	Jul 12, 2010
John Stephen Kostukovich	Esi Financial Advisors other	Osaic Fa, Inc. other	Other	Jul 22, 2010	Jul 12, 2010
Vincent J Catalano	Esi Financial Advisors other	Osaic Fa, Inc. other	Other	Jul 22, 2010	Jul 12, 2010
Erin Lee Mutton	Nrp Advisors, Inc. unclassified	Osaic Fa, Inc. other	Other	May 27, 2010	Jun 4, 2010
Anna Louise Pulgiano	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	May 17, 2010	Dec 6, 2013 (1299 d)
Marc A Turzo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	May 4, 2010	May 20, 2010
Michael Edward Miller	Next Financial Group, Inc. other	Osaic Fa, Inc. other	Other	Apr 26, 2010	Feb 12, 2016 (2118 d)
Jacklyn Marie Raymonda	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	Apr 23, 2010	Jun 16, 2010 (54 d)
Peter Jonathan Tartaro	First Command Financial Planning, Inc. other	Osaic Fa, Inc. other	Other	Apr 22, 2010	Jun 2, 2010 (41 d)
Cassidy Corwin King	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Apr 9, 2010	Apr 5, 2010
Neill V Smith	E*Trade Capital Management, LLC other	Osaic Fa, Inc. other	Other	Apr 7, 2010	Jul 21, 2010 (105 d)
Michael Joseph Lopata	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Apr 7, 2010	Mar 26, 2010
Paul Randall Maynor	Park Avenue Securities LLC other	Osaic Fa, Inc. other	Other	Mar 25, 2010	Jul 13, 2010 (110 d)
Kurtis Raymond Kuyat	Principal Securities, Inc. other	Osaic Fa, Inc. other	Other	Mar 19, 2010	Mar 22, 2010
Cameron Peyton Clear	Voya Financial Partners, LLC other	Osaic Fa, Inc. other	Other	Mar 15, 2010	Nov 21, 2011 (616 d)
Robert Ernest Velardi	Td Wealth Management Services Inc. unclassified	Osaic Fa, Inc. other	Other	Mar 5, 2010	Apr 6, 2010 (32 d)
Stephen Matthew Joyner	Td Wealth Management Services Inc. unclassified	Osaic Fa, Inc. other	Other	Feb 19, 2010	Mar 31, 2010 (40 d)
Donald Joseph Bonvisuto	Td Wealth Management Services Inc. unclassified	Osaic Fa, Inc. other	Other	Feb 19, 2010	Apr 5, 2010 (45 d)
Michael L Bencivengo	Td Wealth Management Services Inc. unclassified	Osaic Fa, Inc. other	Other	Feb 19, 2010	Apr 6, 2010 (46 d)
Jennifer Ann Denapoli	M&T Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Feb 17, 2010	Nov 10, 2016 (2458 d)
Christopher Leo Arnold	On Investment Management Co other	Osaic Fa, Inc. BD affiliated	Other	Dec 31, 2009	Jun 10, 2022 (4544 d)
Nicholas Adam Abelow	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Nov 16, 2009	Jun 22, 2010 (218 d)
Barbara Lee Rayll	Lincoln Financial Distributors, Inc. unclassified	Osaic Fa, Inc. other	Other	Nov 11, 2009	Nov 11, 2009
John Dallas Mckinnon	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Oct 30, 2009	Oct 16, 2009
Kathy Anderson Wilson	Colonial Asset Management Inc unclassified	Osaic Fa, Inc. other	Other	Oct 29, 2009	Nov 4, 2009
Stephanie Horner	Nrp Advisors, Inc. unclassified	Osaic Fa, Inc. other	Other	Oct 23, 2009	Oct 23, 2009
Paul Steven Pierce	Bb&T Investment Services, Inc. no RAUM	Osaic Fa, Inc. other	Other	Oct 5, 2009	Oct 15, 2009
Dana Avery Westenhaver	Insphere Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Sep 9, 2009	Sep 14, 2009
Chad Michael Alevras	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Sep 8, 2009	Aug 28, 2009
Cory Roger Smith	Insphere Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Sep 4, 2009	Sep 4, 2009
Joshua T Christensen	Insphere Securities, Inc. unclassified	Osaic Fa, Inc. other	Other	Sep 4, 2009	Sep 4, 2009
Michael Wiggins	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Aug 27, 2009	Sep 1, 2009
Stace J Jensen	Cue Financial Group, Inc. other	Osaic Fa, Inc. other	Other	Aug 11, 2009	Jul 9, 2009
Antonio Dominguez	RBC Capital Markets, LLC national BD	Osaic Fa, Inc. other	Other	Jul 2, 2009	Nov 17, 2009 (138 d)
William John Focia	E*Trade Capital Management, LLC other	Osaic Fa, Inc. other	Other	Jun 30, 2009	Jul 2, 2009
Joseph Murray Sullivan	Commonwealth Financial Network national BD	Osaic Fa, Inc. other	Other	Jun 29, 2009	Jul 6, 2009
Charles David Davenport	Chase Investment Services Corp. other	Osaic Fa, Inc. other	Other	Jun 26, 2009	Jan 23, 2018 (3133 d)
Mark Eric Dahl	UBS Financial Services Inc. wirehouse	Osaic Fa, Inc. other	Other	Jun 25, 2009	Dec 23, 2009 (181 d)
Adam J Dani	Wells Fargo Advisors wirehouse	Osaic Fa, Inc. other	Other	Jun 23, 2009	Oct 13, 2010 (477 d)
Richard Charles Osman	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Jun 16, 2009	Jun 23, 2009
Lauren Gail Gretchen	MML Investors Services, LLC other	Osaic Fa, Inc. other	Other	Jun 11, 2009	Jun 23, 2009
Ernest Royal Massenberg	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Jun 9, 2009	Jul 27, 2009 (48 d)
Albert Kwok Foo Li	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	May 29, 2009	Mar 13, 2009
Mark Raymond Pinardi	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	May 29, 2009	Mar 13, 2009

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972 moves match.