| Andrew John Evans | Cambridge Investment Research Advisors, Inc. other | Waddell & Reed other | Other | Dec 21, 2010 | Jan 25, 2011 (35 d) |
| Jacob Andrew Tyndall | American Century Advisory Services, Inc. no RAUM | Waddell & Reed other | Other | Dec 8, 2010 | Jan 10, 2011 (33 d) |
| Matthew Wesley Myers | Edward Jones national BD | Waddell & Reed other | Other | Dec 8, 2010 | Mar 30, 2011 (112 d) |
| Edward O Felan | Edward Jones national BD | Waddell & Reed other | Other | Dec 7, 2010 | Dec 7, 2010 |
| Michael Joseph Vilardi | LPL Financial LLC other | Waddell & Reed other | Other | Dec 6, 2010 | Aug 22, 2011 (259 d) |
| Blake H Freeman | Edward Jones national BD | Waddell & Reed other | Other | Dec 6, 2010 | Aug 4, 2011 (241 d) |
| Melyssa Cantu-Matkovich | Momentum Independent Network Inc. other | Waddell & Reed other | Other | Dec 3, 2010 | Feb 15, 2011 (74 d) |
| Tanner Lemaster | Edward Jones national BD | Waddell & Reed other | Other | Dec 2, 2010 | Mar 8, 2011 (96 d) |
| Robert R Baker | Northwestern Mutual Investment Services,LLC other | Waddell & Reed other | Other | Nov 23, 2010 | Nov 22, 2010 |
| Mark Harrison Ladrew | MML Investors Services, LLC other | Waddell & Reed other | Other | Nov 18, 2010 | Aug 8, 2011 (263 d) |
| Robert Maurice Surprenant | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Nov 15, 2010 | Nov 11, 2010 |
| Brent Mathew Pryor | Edward Jones national BD | Waddell & Reed other | Other | Nov 11, 2010 | Jan 24, 2011 (74 d) |
| Elizabeth Anne Chabin | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Nov 8, 2010 | Nov 19, 2010 |
| Scott Douglas Cramer | Morgan Stanley wirehouse | Waddell & Reed other | Other | Oct 7, 2010 | Aug 17, 2015 (1775 d) |
| Richard C Lopresti | Strategic Advisers LLC national BD | Waddell & Reed other | Other | Sep 24, 2010 | Mar 31, 2011 (188 d) |
| Brett David Benjamin | J.P. Morgan Securities LLC wirehouse | Waddell & Reed other | Other | Sep 24, 2010 | Jun 10, 2011 (259 d) |
| Marcia King Hackett | Morgan Stanley wirehouse | Waddell & Reed other | Other | Sep 20, 2010 | Aug 27, 2010 |
| Matthew George Shahady | Edward Jones national BD | Waddell & Reed other | Other | Sep 15, 2010 | Oct 7, 2010 |
| Jennifer Mary Mccarthy | Amundi Pioneer Institutional Asset Management, Inc. other | Waddell & Reed other | Other | Sep 10, 2010 | Jan 12, 2011 (124 d) |
| Terrence Clayne Jones | Raymond James Financial Services Advisors, Inc other | Waddell & Reed other | Other | Sep 10, 2010 | Jan 12, 2011 (124 d) |
| Robert John Ybaben | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Sep 7, 2010 | Sep 3, 2010 |
| Randy D Groves | Td Ameritrade, Inc. no RAUM | Waddell & Reed other | Other | Sep 2, 2010 | Sep 10, 2010 |
| Kari Ann Stubits | Edward Jones national BD | Waddell & Reed other | Other | Sep 2, 2010 | Nov 18, 2015 (1903 d) |
| Vincent Paul Montenegro | MML Investors Services, LLC other | Waddell & Reed other | Other | Aug 27, 2010 | Sep 30, 2010 (34 d) |
| Jason Tyrone Stanfield | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Aug 19, 2010 | Aug 25, 2010 |
| Christopher William Freeman | Dewaay Capital Management other | Waddell & Reed other | Other | Aug 16, 2010 | Sep 26, 2011 (406 d) |
| Eric Scott Koford | Morgan Stanley wirehouse | Waddell & Reed other | Other | Aug 11, 2010 | Aug 10, 2010 |
| Nicholas Ryan Deneault | Edward Jones national BD | Waddell & Reed other | Other | Aug 10, 2010 | Aug 19, 2010 |
| Jason A Curran | Charles Schwab & Co., Inc. national BD | Waddell & Reed other | Other | Jul 21, 2010 | Sep 3, 2010 (44 d) |
| Craig Bernard Cacase | LPL Financial LLC other | Waddell & Reed other | Other | Jul 15, 2010 | Jul 27, 2010 |
| Michael Andre Taylor | Trustmont Advisory Group, Inc. other | Waddell & Reed other | Other | Jul 15, 2010 | Oct 21, 2013 (1194 d) |
| Denise Diane Brandon | D.A. Davidson & Co. other | Waddell & Reed other | Other | Jul 6, 2010 | Jul 1, 2010 |
| Paul Edward Melton | Morgan Keegan & Company, LLC other | Waddell & Reed other | Other | Jul 2, 2010 | Jun 28, 2010 |
| Aaron Keith Ulrich | Pnc Wealth Management other | Waddell & Reed other | Other | Jun 30, 2010 | Jul 12, 2010 |
| Matthew Christopher Woodward | Edward Jones national BD | Waddell & Reed other | Other | Jun 24, 2010 | Aug 30, 2010 (67 d) |
| Kristina M Paz | Morgan Stanley wirehouse | Waddell & Reed other | Other | Jun 21, 2010 | Jun 28, 2010 |
| Joseph John Palmucci | Morgan Stanley wirehouse | Waddell & Reed other | Other | Jun 18, 2010 | May 21, 2010 |
| Michael Paul Foltmer | Strategic Advisers LLC national BD | Waddell & Reed other | Other | Jun 16, 2010 | Dec 21, 2012 (919 d) |
| Kara Lynn Jett | Burch & Company, Inc unclassified | Waddell & Reed other | Other | Jun 11, 2010 | Jan 27, 2011 (230 d) |
| Chad Wayne Hansen | Edward Jones national BD | Waddell & Reed other | Other | Jun 8, 2010 | Jun 4, 2010 |
| Richard Dean Shupick | Essex National Securities, Inc. other | Waddell & Reed other | Other | Jun 4, 2010 | Feb 11, 2011 (252 d) |
| Kevin James Roberg | Charles Schwab & Co., Inc. national BD | Waddell & Reed other | Other | Jun 4, 2010 | Oct 27, 2010 (145 d) |
| Nathan Quinn O'Leary | Edward Jones national BD | Waddell & Reed other | Other | Jun 3, 2010 | Jul 9, 2010 (36 d) |
| Lex John Drollinger | U.S. Bancorp Investments, Inc. other | Waddell & Reed other | Other | Jun 1, 2010 | Aug 29, 2012 (820 d) |
| Michael Ray Barclift | Micg Investment Management, LLC unclassified | Waddell & Reed other | Other | May 12, 2010 | Jun 8, 2010 |
| Richard Getty | Morgan Stanley wirehouse | Waddell & Reed other | Other | May 11, 2010 | Jul 29, 2010 (79 d) |
| Stephanie Lynn Davis | Kms Financial Services, Inc other | Waddell & Reed other | Other | May 5, 2010 | Jun 30, 2010 (56 d) |
| Philip B Pasho | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Apr 19, 2010 | Jun 24, 2010 (66 d) |
| Jeffrey Michael Steiner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Apr 13, 2010 | Apr 9, 2010 |
| Erin Noel Smith | Charles Schwab & Co., Inc. national BD | Waddell & Reed other | Other | Apr 12, 2010 | Mar 16, 2012 (704 d) |
| Troy Wayne Bender | Cambridge Investment Research Advisors, Inc. other | Waddell & Reed other | Other | Apr 9, 2010 | Mar 25, 2010 |
| Timothy R Wagenknecht | Concourse Financial Group Advisors other | Waddell & Reed other | Other | Apr 7, 2010 | Apr 13, 2010 |
| Jerry Lee Barnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Apr 5, 2010 | Apr 1, 2010 |
| Deborah Lynn Eggleston | Nfp Advisor Services, LLC other | Waddell & Reed other | Other | Mar 31, 2010 | Dec 22, 2011 (631 d) |
| Rey Deborja | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Mar 31, 2010 | Mar 30, 2010 |
| Tonny O Navarro | Msi Financial Services, Inc. other | Waddell & Reed other | Other | Mar 23, 2010 | Mar 17, 2010 |
| Yuliya Vladimirovna Wiss | Independent Capital Management unclassified | Waddell & Reed other | Other | Mar 12, 2010 | Mar 1, 2010 |
| Erin Murphy | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Mar 3, 2010 | Dec 5, 2011 (642 d) |
| Matthew Allen Riordan | Edward Jones national BD | Waddell & Reed other | Other | Feb 26, 2010 | Jun 2, 2010 (96 d) |
| Jeremy Patrick Oreilly | Edward Jones national BD | Waddell & Reed other | Other | Feb 25, 2010 | Apr 23, 2010 (57 d) |