DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,693 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth W Mullins | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2018 | May 16, 2018 (72 d) |
| Ryan P Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2018 | Jun 14, 2018 (104 d) |
| Adriana C Eppstein | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2018 | Nov 20, 2018 (265 d) |
| David Martin Solomon | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Feb 27, 2018 | Mar 7, 2018 |
| Eric Scott Wilson | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2018 | Mar 2, 2018 |
| John Alexander Ogrodnick | Allstate Financial Advisors, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Feb 14, 2018 | Feb 26, 2018 |
| Larry James Miranda | Crown Capital Securities, L.P. other | Pruco Securities, LLC BD affiliated | Other | Feb 13, 2018 | Mar 13, 2018 |
| Damon Jerome Drew | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Feb 9, 2018 | May 30, 2018 (110 d) |
| Jeremy Cornelius Jones | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2018 | Mar 25, 2022 (1505 d) |
| Oliver G. Arnold | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Feb 8, 2018 | Feb 8, 2018 |
| Michael Griffin | Signator Investors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Feb 6, 2018 | Feb 8, 2018 |
| Timothy James Wagner | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2018 | Feb 7, 2018 |
| Paul Geyman | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 31, 2018 | Feb 9, 2018 |
| Roseann Mary Pinciotto | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Jan 31, 2018 | Jan 29, 2018 |
| Russell Mark Anderson | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 29, 2018 | Feb 21, 2018 |
| Jean R Metayer | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Jan 29, 2018 | Jan 29, 2018 |
| Lincoln Lai | Foresters Advisory Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 23, 2018 | Feb 6, 2018 |
| Adam Hextell | Foresters Advisory Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 19, 2018 | Apr 25, 2018 (96 d) |
| Neal Robinson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2018 | Feb 1, 2018 |
| Michael E Fogarty | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Jan 10, 2018 | Apr 13, 2018 (93 d) |
| Rodney Kim Suzuki | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 10, 2018 | Jan 19, 2018 |
| Douglas Lynn Crowe | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 9, 2018 | Mar 19, 2018 (69 d) |
| Kevin Patrick Zeyen | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 9, 2018 | Jan 23, 2018 |
| Austin Park | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2018 | Oct 12, 2018 (276 d) |
| Thomas Herrick Sauer | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Jan 8, 2018 | Jan 25, 2018 |
| Walter Waleed Cosmo | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 5, 2018 | Jan 30, 2018 |
| Jason Cole Storjohann | Voya Investment Management Co. LLC other | Pruco Securities, LLC BD affiliated | Other | Jan 2, 2018 | Apr 6, 2018 (94 d) |
| Richard Albert Wilson | Creative Financial Designs, Inc. other | Pruco Securities, LLC BD affiliated | Other | Jan 2, 2018 | Apr 25, 2018 (113 d) |
| Aram Tony Urfalyan | Western International Securities other | Pruco Securities, LLC BD affiliated | Other | Jan 2, 2018 | Feb 12, 2018 (41 d) |
| Phillip Vertin | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2017 | Jun 5, 2018 (156 d) |
| Ronald William Robinson | Thrivent Investment Management Inc. other | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2017 | Jan 9, 2018 |
| Robert Costello | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2017 | Mar 28, 2018 (96 d) |
| John Savoie | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2017 | Feb 1, 2018 (41 d) |
| Arthur Ring Best | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2017 | Dec 15, 2017 |
| John Walter Yoash | Corecap Advisors other | Pruco Securities, LLC BD affiliated | Other | Dec 14, 2017 | Feb 13, 2018 (61 d) |
| Patrick Forrest Mcgrogan | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Dec 7, 2017 | Jan 24, 2018 (48 d) |
| Keo Cal Chao | Securities America Advisors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Nov 30, 2017 | Apr 2, 2018 (123 d) |
| Dusharme L. Thomas | Cambridge Investment Research Advisors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Nov 28, 2017 | Aug 26, 2021 (1367 d) |
| Craig L Yost | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Nov 28, 2017 | Jan 2, 2018 (35 d) |
| Daniel Michael Rodgers | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Nov 22, 2017 | Dec 13, 2017 |
| Arshia Zahabi | Waddell & Reed other | Pruco Securities, LLC BD affiliated | Other | Nov 22, 2017 | Jan 5, 2018 (44 d) |
| Kerry Irene Bleuher | Cetera Investment Advisers LLC other | Pruco Securities, LLC BD affiliated | Other | Nov 17, 2017 | Mar 6, 2018 (109 d) |
| Stephen Thomas Tavano | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2017 | Jan 4, 2018 (49 d) |
| Mark Magnusen | Strategic Advisers LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2017 | Apr 12, 2018 (149 d) |
| Thomas Norman Tornow | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Nov 10, 2017 | Nov 17, 2017 |
| Harvey William Dash | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Pruco Securities, LLC BD affiliated | Other | Nov 3, 2017 | Jun 8, 2018 (217 d) |
| Sarah Renee Caruso | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Pruco Securities, LLC BD affiliated | Other | Nov 3, 2017 | Jan 22, 2018 (80 d) |
| Nickolaus Lee Shannon | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2017 | Dec 6, 2017 (35 d) |
| John A Marlis | MML Investors Services, LLC other | Pruco Securities, LLC other | Other | Oct 23, 2017 | Oct 30, 2017 |
| David Michael Space | Waddell & Reed other | Pruco Securities, LLC other | Other | Oct 23, 2017 | Oct 25, 2017 |
| Robert Lynn Hargrove | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Oct 19, 2017 | Oct 25, 2017 |
| David Baitel | M&T Securities, Inc. unclassified | Pruco Securities, LLC other | Other | Oct 17, 2017 | Oct 5, 2017 |
| Michael Lentz | M&T Securities, Inc. unclassified | Pruco Securities, LLC other | Other | Oct 17, 2017 | Oct 5, 2017 |
| Toshie Miura | Principal Securities, Inc. other | Pruco Securities, LLC other | Other | Oct 13, 2017 | Oct 20, 2017 |
| Derek Main | Advice And Planning Services other | Pruco Securities, LLC BD affiliated | Other | Oct 12, 2017 | Jan 17, 2018 (97 d) |
| Mayo M Woodward | Park Avenue Securities LLC other | Pruco Securities, LLC BD affiliated | Other | Oct 10, 2017 | Oct 31, 2017 |
| Heather Anne Crake | Bb&T Investment Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Oct 5, 2017 | Jan 29, 2019 (481 d) |
| Emeline Singh | Strategic Advisers LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2017 | May 30, 2018 (237 d) |
| Robert Hirt | E*Trade Capital Management, LLC other | Pruco Securities, LLC BD affiliated | Other | Oct 5, 2017 | Apr 26, 2019 (568 d) |
| Geoffrey Lee Franklin | Raymond James Financial Services Advisors, Inc other | Pruco Securities, LLC BD affiliated | Other | Oct 4, 2017 | Jul 13, 2018 (282 d) |