DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Seth Benjamin Schoen | Oppenheimer & Co. Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 5, 2023 |
| Bonnie L. Maute | Flagstar Securities, Inc. independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | May 30, 2023 |
| Lester Joseph Robinson | Virtue Capital Management, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | Jun 1, 2023 |
| Edwin Keith Milner | Flagstar Securities, Inc. independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | May 30, 2023 |
| Laura Michelle Palacios | Flagstar Securities, Inc. independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | May 30, 2023 |
| Jason Mark Kurz | Flagstar Securities, Inc. independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | May 30, 2023 |
| Logan Marcus | Encompass More Asset Management LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Jun 2, 2023 |
| Louis David Esposito | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 18, 2023 |
| Scott Timothy Hinchey | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 5, 2023 |
| Michael Nobile | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 5, 2023 |
| Casey Chiyoshi Odo | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 5, 2023 |
| Philip Kerry Ludwig | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Wendy Joan Richardson | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Kim Elizabeth Wawrzynowicz | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Anthony Thomas Klingseisen | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 26, 2023 |
| Judith Lynn Hernandez | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2023 | Apr 7, 2021 |
| Kyle Buffo | Q3 Advisors, LLC no RAUM | Cadaret Grant & Co Inc BD affiliated | Other | May 1, 2023 | May 9, 2023 |
| Ryan Matthew Laux | Prospera Financial Services, Inc. independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2023 | Jul 12, 2023 (79 d) |
| Amber Rae Paulsen | Raymond James Financial Services Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Feb 7, 2024 (299 d) |
| Joseph Paul Barrasse | Pruco Securities, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2023 | Mar 31, 2023 |
| John Thomas Marasco | Convergence Advisory Group state registered | Cadaret Grant & Co Inc BD affiliated | Other | Feb 2, 2023 | Feb 1, 2023 |
| Elizabeth Janine Kassen | Citigroup Global Markets Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Apr 11, 2023 (70 d) |
| Patrick Benjamin Bungo | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Jan 30, 2023 |
| Bradley Marshall | Mariner Advisor Network independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 24, 2023 |
| Patrick Glenn Bennett | Mariner Advisor Network independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 25, 2023 |
| Dominick Ruiz | Mariner Advisor Network independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 25, 2023 |
| Robert A Claros | Mariner Advisor Network independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Jan 24, 2023 |
| Nicholas Kallabat | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Feb 1, 2023 |
| Thomas Alan Graber | RBC Capital Markets, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Mar 18, 2024 (425 d) |
| Liam Davis | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 18, 2023 |
| Daniel Joseph D'Andreano | S.E.E.D. Planning Group, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2022 | Jan 4, 2023 |
| John Christian Luttmann | Charles Schwab & Co., Inc. national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 3, 2023 |
| Matthew Taylor Johnson | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Jun 5, 2023 (167 d) |
| Edward James Skibicki | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2022 | Dec 15, 2022 |
| Bradford Marlon Pine | Cantella & Co., Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Nov 17, 2022 |
| Jamin Purtell | LPL Financial LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Nov 11, 2022 |
| Vincent Larosa | Wells Fargo Advisors wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Nov 7, 2022 |
| Zoya Alexandria Gjonaj | Charles Schwab & Co., Inc. national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 24, 2022 |
| Pamela Sue Kenaston | Ameritas Advisory Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 20, 2022 |
| Chantal Balcom | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Sep 26, 2022 |
| Trevor John Czerniejewski | Stifel, Nicolaus & Company, Incorporated national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Sep 8, 2022 |
| Anthony Mona | UBS Financial Services Inc. wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 12, 2022 |
| Joseph Andre Mansoor | UBS Financial Services Inc. wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 12, 2022 |
| Adam Jeffrey Smith | UBS Financial Services Inc. wirehouse | Cadaret Grant & Co Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 23, 2022 | Aug 15, 2022 |
| Charles Andrew Musil | American Portfolios Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 16, 2022 |
| Adam Meidenbauer | Charles Schwab & Co., Inc. national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2022 | Sep 7, 2022 |
| James H Mooney | Santander Securities BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 29, 2022 |
| Richard West Weemhoff | LPL Financial LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Sep 16, 2022 (59 d) |
| Anthony J Vignier | B. Riley Wealth Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2022 | Aug 30, 2022 (43 d) |
| Kay Renneisen Hughes | Keel Point, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2022 | Jul 1, 2022 |
| William Keegan Rathkamp | LPL Financial LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | May 19, 2022 |
| Zachary Adam Holbert | LPL Financial LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | May 19, 2022 |
| Charles George Hopman | LPL Financial LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 16, 2022 |
| Jadie Driscoll | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Oct 31, 2022 (144 d) |
| Laura Nicole White | Sagepoint Financial, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jun 7, 2022 |
| Jeremy Michael Saham | Cedar Brook Group independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2022 | Apr 7, 2021 |
| Laura Scheppele | Osaic Fa, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 18, 2022 |
| Jordan Colby Sandler | Equitable Advisors, LLC national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 23, 2022 |
| Sean Hantes | Edward Jones national BD | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | May 11, 2022 (69 d) |
| David Lefebre | Capital Analysts BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 15, 2022 |
371 moves match.