DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Assetmark, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Madelon Ross JohnsonMissionsquare Retirement institutionalAssetmark, Inc. BD affiliatedOtherJan 21, 2022Jul 28, 2022 (188 d)
Samuel Solomon SpringbergEquitable Advisors, LLC national BDAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2022Mar 9, 2022 (47 d)
Mark WojtowiczMML Investors Services, LLC BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2022Feb 14, 2022 (41 d)
Branden Mark HeinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAssetmark, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 13, 2021Jan 26, 2022 (44 d)
William Turner White IVMcadam LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2021Feb 23, 2022 (75 d)
John Parker CourierNorthwestern Mutual Investment Services,LLC no RAUMAssetmark, Inc. BD affiliatedOtherNov 18, 2021Feb 15, 2022 (89 d)
Ryan David ByrneMeeder Advisory Services, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2021Dec 22, 2021 (37 d)
Christopher David CollinsJ.P. Morgan Securities LLC wirehouseAssetmark, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankNov 7, 2021Feb 9, 2024 (824 d)
Donald Steven GardunoEquitable Advisors, LLC national BDAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2021Apr 11, 2022 (270 d)
Kristina Diane TolandSagepoint Financial, Inc. BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2021Aug 28, 2023 (780 d)
Antonio Angel ZapataEdelman Financial Engines mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 6, 2021Aug 24, 2021 (49 d)
Patricia Lynn BradyHightower Advisors, LLC BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2021May 24, 2022 (403 d)
Tonya StocktonEmpower Advisory Group, LLC institutionalAssetmark, Inc. BD affiliatedOtherMar 1, 2021Nov 7, 2022 (616 d)
Trenton James GrensAstor Investment Management LLC mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2021Jun 21, 2022 (490 d)
Michael Craig ZarrenOrion Portfolio Solutions, LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2021Mar 4, 2021 (34 d)
Dylan James BrandonTd Ameritrade, Inc. no RAUMAssetmark, Inc. BD affiliatedOtherJan 11, 2021Jun 12, 2023 (882 d)
Henry Robert SolukTd Ameritrade, Inc. no RAUMAssetmark, Inc. BD affiliatedOtherJan 6, 2021Apr 4, 2021 (88 d)
Taylor W LionbergerOn Investment Management Co BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2021Jan 22, 2021
Cameron Christopher WadsworthSprott Asset Management USA Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 10, 2020Apr 28, 2021 (169 d)
Erin Nichole CadyMerkle Retirement Planning independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2020Nov 10, 2021 (370 d)
Christopher BasqueCharles Schwab & Co., Inc. national BDAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2020Oct 13, 2020 (53 d)
Jeffrey James WalkerGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2020Jul 21, 2021 (341 d)
Joy Maurine WalkerGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2020Mar 23, 2021 (221 d)
Cody SummerallGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2020Apr 6, 2021 (235 d)
Dakota Ryan RossGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2020Dec 3, 2025 (1937 d)
Henry Steven ReedPwjohnson Wealth Management otherAssetmark, Inc. BD affiliatedOtherAug 5, 2020Aug 17, 2021 (377 d)
Bradley AllenAllspring Funds Management, LLC asset managerAssetmark, Inc. BD affiliatedOtherJul 27, 2020Jul 30, 2020
Matthew Edward GauntGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2020Sep 28, 2020 (81 d)
David Harrison GoodlessGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2020Jun 3, 2020 (47 d)
John HenryObs Financial mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 18, 2020Mar 2, 2026 (2175 d)
Thomas Jon PiazziCapital Client Group, Inc. no RAUMAssetmark, Inc. BD affiliatedOtherJan 13, 2020Feb 26, 2020 (44 d)
Rachael Elyse ElkenGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2020Jan 29, 2020
Mark Steven PickettGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2019Jan 14, 2020
Nicholas Reno CarcioneGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2019Dec 26, 2019
Justin Daniel DiritoAllspring Funds Management, LLC asset managerAssetmark, Inc. BD affiliatedOtherSep 19, 2019Nov 5, 2019 (47 d)
Michael Vincent MortellaroGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2019Oct 3, 2019 (41 d)
Christina PachecoCetera Advisor Networks LLC BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2019Aug 8, 2019 (34 d)
Alejandro HerreraJ.P. Morgan Securities LLC wirehouseAssetmark, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2019Jul 23, 2019
Christopher Paul RandalGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2019Jul 22, 2019
Eric Andrew StjernstromUsaa Investment Services Company BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2019Jul 15, 2020 (383 d)
Kezia SamuelGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 21, 2019Jun 25, 2019
Jason Douglas MacleanGlobal Financial Private Capital, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 7, 2019Jun 11, 2019
Elizabeth M McconvilleJ.P. Morgan Securities LLC wirehouseAssetmark, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2019Jul 19, 2024 (1900 d)
Mark Lester P ReyesNuveen Asset Management, LLC mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2019Apr 11, 2019
Elvis HoxhaMorgan Stanley wirehouseAssetmark, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2019May 21, 2019 (76 d)
Leah Autumn ClancyLPL Financial LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2019Sep 17, 2019 (196 d)
Andrew Paul KirchnerFdx Advisors, Inc. asset managerAssetmark, Inc. BD affiliatedOtherJan 25, 2019Mar 21, 2019 (55 d)
David Anthony TiszaAllworth Financial, L.P. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2019Apr 30, 2026 (2675 d)
Ann HuchingsonCapital Advantage, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2018Nov 28, 2018
Kyle BuffoTc Wealth Partners, LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2018Sep 11, 2020 (710 d)
Heidi Elise WallaceCetera Advisor Networks LLC BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 17, 2018Dec 5, 2018 (79 d)
David Joel BursonVoya Financial Advisors, Inc. BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Jan 27, 2021 (908 d)
Charles Stephon ColemanUsaa Investment Services Company BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2018Feb 7, 2019 (203 d)
Jerrod FosterLwi Financial Inc. BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Aug 29, 2018 (119 d)
Patrick E WardValic Financial Advisors, Inc. BD affiliatedAssetmark, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2018Jun 1, 2018 (31 d)
Phillip Dane RogersonUnited Capital Financial Advisors otherAssetmark, Inc. BD affiliatedOtherMar 1, 2018Oct 7, 2025 (2777 d)
Todd Eugene SultRussell Investments otherAssetmark, Inc. BD affiliatedOtherFeb 26, 2018Jun 28, 2022 (1583 d)
Frank Albert HaynNational Planning Corporation ("Npc Of America" In Fl & Ny) otherAssetmark, Inc. BD affiliatedOtherFeb 21, 2018May 4, 2022 (1533 d)
Elizabeth Marie BucklyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherAssetmark, Inc. BD affiliatedOtherFeb 13, 2018Nov 29, 2018 (289 d)
Brandon John NachmanSurevest Wealth Management independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2018Apr 19, 2018 (78 d)
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219 moves match.