DFX Intelligence
Advisor moves
Arrivals at Vanderbilt Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Gregory Hawkins | United Planners' Financial Services Of America A Limited Partner independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2024 | Apr 2, 2024 |
| Janet T Doherty | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 24, 2024 (33 d) |
| Michael Harry Applebaum | Janney Montgomery Scott LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Apr 4, 2024 (66 d) |
| Cary Edward Urich | United Planners' Financial Services Of America A Limited Partner independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jan 2, 2024 |
| Tammy Rose Taylor | Transamerica Financial Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Nov 29, 2023 |
| Christopher James Wolfe | American Portfolios Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 4, 2023 |
| Timothy Moreno | Transamerica Financial Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 3, 2023 |
| Deanna Lynn O'Neal | Transamerica Financial Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 15, 2023 |
| Ralph Sadler Powell | MML Investors Services, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 13, 2023 |
| Ryan Luther Bodin | Raymond James Financial Services Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 19, 2023 |
| Nicole Brielle Simpson | Next Financial Group, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2023 | Aug 18, 2023 |
| Lynn Christine Williams | Securities America Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 3, 2023 |
| Steven Wayne Loerke | Prospera Financial Services, Inc. independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2023 | Aug 9, 2023 (62 d) |
| Jack Theodore Johnson | Wedbush Securities Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Apr 25, 2023 |
| William Paul Fauzio | Union Capital Company independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2023 | Mar 29, 2023 |
| Daniel J Nelson | Citigroup Global Markets Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | May 5, 2023 (53 d) |
| Kevin Michael Murphy | LPL Financial LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2023 | Mar 20, 2023 |
| Frankie Ricardo Brin | International Assets Investment Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 29, 2023 |
| Brian Edward Gardiner | Realta Investment Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Feb 24, 2023 |
| Aaron Delsignore | Kestra Advisory Services, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 23, 2023 |
| Kenneth Gerald Tavernier | LPL Financial LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2022 | Sep 27, 2022 (36 d) |
| Ross Evan Didia | Equitable Advisors, LLC national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Jun 27, 2022 |
| Albert Bruce Moore | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Jun 10, 2022 (45 d) |
| Douglas P Geraghty | LPL Financial LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2022 | Mar 21, 2022 |
| Hillary E Brevig | Consolidated Portfolio Review Corp independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Sep 8, 2022 (251 d) |
| Earl Williamson Good | Research Financial Strategies independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2021 | Oct 28, 2021 |
| Scott A Kadish | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2021 | Feb 15, 2022 (118 d) |
| Thomas William Johnson | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 15, 2021 |
| Gale Ann Brodie | Founders Financial Securities, LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2021 | Jul 26, 2021 |
| Christopher Edward Mcclure | Westport Capital Markets, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Apr 21, 2021 |
| Daniel Hyman Morris | Westport Capital Markets, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | May 7, 2021 |
| Eric Peter Rabaskas | Westport Capital Markets, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | Apr 21, 2021 |
| Albert Michael D'Amato | Westport Capital Markets, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | May 7, 2021 |
| Frank Jerry Fava | Westport Capital Markets, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2021 | May 4, 2021 |
| Eric Thomas Hu | Spc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Feb 22, 2022 (266 d) |
| Theologos Stavros Basis | Principal Securities, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Apr 6, 2021 |
| Gayle Jymme Olivette | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 26, 2021 |
| Lisa Marie Chasse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2021 | Feb 26, 2022 (407 d) |
| Saurav Ryan Bhattacharyya | Cambridge Investment Research Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2020 | Oct 26, 2020 |
| Daniel James Prentice | Kms Financial Services, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Oct 30, 2020 |
| Elliot George Ford | Kms Financial Services, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2020 | Oct 30, 2020 |
| Suzan Luna Jaffe | Kms Financial Services, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2020 | Jan 1, 2025 (1539 d) |
| Daniel Jason Bredow | American Portfolios Advisors, Inc independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2020 | Jul 25, 2022 (685 d) |
| William T Adamski | Investacorp Advisory Services Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 20, 2020 |
| Daniel Martin-Noboru Ward | Bankoh Advisors independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 14, 2020 |
| Anthony Lynn Cross | On Investment Management Co BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2020 | Jul 23, 2020 |
| Milan K. Madhani | Avantax Advisory Services BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jun 17, 2020 |
| Michelle Denise Thomas | Millennial Advisers, LLC. independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2020 | Aug 5, 2020 (89 d) |
| David Patrick Stewart | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Mar 5, 2020 |
| Thomas James Kachel | Commonwealth Financial Network national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 7, 2020 |
| Nicola Dipaolo | Cambridge Investment Research Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2019 | Jan 3, 2020 |
| Kurt Allen Berry | Regal Investment Advisors LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Nov 5, 2019 |
| Chris Alfred Nelson | Cantella & Co., Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Sep 23, 2019 |
| Michelle Argero Malacinski | Pruco Securities, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Jan 2, 2020 (111 d) |
| John Richard Kelley | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Aug 30, 2019 |
| William Mcconville | Wells Fargo Advisors wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2019 | May 31, 2019 |
| Erik William Hayden | Morgan Stanley wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2019 | Jul 27, 2020 (420 d) |
| Brett Ian Goldstein | UBS Financial Services Inc. wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2019 | Apr 7, 2021 (701 d) |
| Jeremy Rouse Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Feb 2, 2023 (1407 d) |
| Thomas Allen Jack | MML Investors Services, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Jan 3, 2020 (396 d) |
156 moves match.