DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher James Raymond	Citigroup Global Markets Inc. other	Walnut Street Securities, Inc. other	Other	Feb 19, 2009	Apr 27, 2009 (67 d)
Holly Smith	Federal Street Financial Services unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2008	Aug 1, 2003
Arthur Scott Montgomery	Paramount Financial LLC unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2008	Mar 15, 2007
Darrick William Duenwald	LPL Financial LLC other	Walnut Street Securities, Inc. other	Other	Jun 4, 2008	Oct 27, 2008 (145 d)
Nadeem S Salem	Savage And Associates, Inc. unclassified	Walnut Street Securities, Inc. other	Other	May 28, 2008	Apr 10, 2006
John Joseph Scanlon	Lambert Clark Group LLC unclassified	Walnut Street Securities, Inc. other	Other	Apr 25, 2008	Oct 14, 2008 (172 d)
Robert Charles Virden	Saturna Capital Corporation other	Walnut Street Securities, Inc. other	Other	Apr 2, 2008	Aug 18, 2008 (138 d)
Jeffrey Thomas Young	Provenance Wealth Advisors no RAUM	Walnut Street Securities, Inc. other	Other	Jan 2, 2008	Aug 1, 2003
Elliot George Ford	Ford & Associates unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2007	Dec 19, 2005
Kenneth Robert Perkins	New England Securities Corporation other	Walnut Street Securities, Inc. other	Other	Nov 21, 2007	Oct 7, 2009 (686 d)
Justin Tegano	New England Securities Corporation other	Walnut Street Securities, Inc. other	Other	Nov 21, 2007	May 7, 2008 (168 d)
Keith Andrew Adams	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Nov 20, 2007	Dec 5, 2007
Francis Bernard Miller	Ameriprise Financial Services, LLC national BD	Walnut Street Securities, Inc. other	Other	Nov 9, 2007	Apr 23, 2008 (166 d)
Denise Louise Reed	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Oct 25, 2007	Nov 19, 2007
Benjamin Thomas Haymart	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Oct 25, 2007	Nov 19, 2007
Omar Mohammed Hussain Baig	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Oct 25, 2007	Nov 19, 2007
Bryan Raymond Paquette	Voya Financial Partners, LLC other	Walnut Street Securities, Inc. other	Other	Oct 1, 2007	Oct 30, 2007
Michael Jozef Israels	Wealth Partners Advisors LLC unclassified	Walnut Street Securities, Inc. other	Other	Jul 26, 2007	Aug 15, 2003
Scott Henry Guetz	Scott H Guetz CFP unclassified	Walnut Street Securities, Inc. other	Other	May 22, 2007	Dec 12, 2005
Theodore Francis Staats	Vicus Capital, Inc. other	Walnut Street Securities, Inc. other	Other	Feb 16, 2007	Jul 19, 2007 (153 d)
Matthew Glynn Oxenreiter	Vicus Capital, Inc. other	Walnut Street Securities, Inc. other	Other	Feb 16, 2007	Jul 19, 2007 (153 d)
Christopher Kevin Kelly	Baker Tilly Investment Advisors other	Walnut Street Securities, Inc. other	Other	Dec 20, 2006	Jul 14, 2008 (572 d)
Michael Scott Weisman	Polaris Capital Advisors Inc unclassified	Walnut Street Securities, Inc. other	Other	Nov 30, 2006	Jul 26, 2004
Michael Anthony Laporte	Laporte Financial Group, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jun 26, 2006	May 4, 2006
James Quinn Gilmore	Morgan Stanley Dw Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jun 5, 2006	Jul 14, 2006 (39 d)
Brian William Ripley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Walnut Street Securities, Inc. other	Other	Jun 1, 2006	Jul 20, 2007 (414 d)
Jeffrey Gordon Wrightson	A. G. Edwards & Sons, Inc. unclassified	Walnut Street Securities, Inc. other	Other	May 18, 2006	Apr 16, 2007 (333 d)
Michael J Kostelnik	Morgan Stanley Dw Inc. unclassified	Walnut Street Securities, Inc. other	Other	Apr 7, 2006	Jan 24, 2012 (2118 d)
Brenda Lee Lenz	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Mar 16, 2006	Mar 15, 2006
Augustine Anton Repetto	Comprehensive Investment Solutions, LLC other	Walnut Street Securities, Inc. other	Other	Mar 7, 2006	Jun 6, 2006 (91 d)
Rodney Keith Dooley	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Feb 1, 2006	May 20, 2005
Dwain Gump	First Affirmative Financial Network LLC other	Walnut Street Securities, Inc. other	Other	Jan 4, 2006	May 3, 2006 (119 d)
Mark Stephen Boynton Jr	First Horizon Advisors, Inc other	Walnut Street Securities, Inc. other	Other	Jan 3, 2006	Apr 3, 2006 (90 d)
Stephen Douglas Morr	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2005	Nov 5, 2012 (2501 d)
Eric Todd Lanshe	Ensemble Financial Services, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Dec 31, 2005	Apr 24, 2006 (114 d)
Bryan James Baccaro	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Oct 28, 2005	Sep 7, 2007 (679 d)
Bernard Francis Taillon	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Oct 6, 2005	Dec 11, 2003
Robert Gordon	Obsidian Investment Advisers, LLC state registered	Walnut Street Securities, Inc. other	Other	Aug 19, 2005	Jan 26, 2005
Mark Klopfenstein	Savage And Associates, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Aug 18, 2005	Jul 7, 2004
Jeremy P Appleton	Citigroup Global Markets Inc. other	Walnut Street Securities, Inc. other	Other	Aug 15, 2005	Mar 12, 2008 (940 d)
Kevin Joseph Orsinger	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Aug 4, 2005	Jul 19, 2007 (714 d)
Steven Douglas Blair	Invest Financial Corporation other	Walnut Street Securities, Inc. other	Other	Jun 24, 2005	Jun 17, 2005
William George Reynolds	Voya Financial Advisors, Inc. other	Walnut Street Securities, Inc. other	Other	May 31, 2005	Jul 7, 2005 (37 d)
Susan Wooldridge Yeatts	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	May 25, 2005	Oct 27, 2004
Michael Scott Murphy	LPL Financial LLC other	Walnut Street Securities, Inc. other	Other	Mar 14, 2005	Mar 14, 2005
Douglas Anthony Webster	MML Investors Services, LLC other	Walnut Street Securities, Inc. other	Other	Feb 18, 2005	Feb 8, 2005
Edward Ashley Wagner	Citigroup Global Markets Inc. other	Walnut Street Securities, Inc. other	Other	Feb 3, 2005	May 12, 2005 (98 d)
Richard Kevin Bartolacci	Pruco Securities, LLC other	Walnut Street Securities, Inc. other	Other	Feb 1, 2005	Feb 1, 2005
Scott Christopher Nolen	Linn & Associates Inc unclassified	Walnut Street Securities, Inc. other	Other	Jan 26, 2005	Jul 12, 2005 (167 d)
Maurice Hamilton Patterson	Cetera Investment Services LLC other	Walnut Street Securities, Inc. other	Other	Jan 26, 2005	Feb 11, 2005
Ross James Reinhart	Walnut Street Advisers Inc unclassified	Walnut Street Securities, Inc. other	Other	Jan 19, 2005	Oct 7, 2003
Anthony Jay Cisco	Vantage Financial Group, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 3, 2005	Feb 9, 2007 (767 d)
Nancy Jane Hite	Osaic Wealth, Inc. other	Walnut Street Securities, Inc. other	Other	Sep 30, 2004	Nov 1, 2004 (32 d)
Lee Christian Bashforth	Citigroup Global Markets Inc. other	Walnut Street Securities, Inc. other	Other	Aug 24, 2004	Aug 18, 2004
Joseph Dennis Roddy	Polaris Capital Advisors Inc unclassified	Walnut Street Securities, Inc. other	Other	Aug 3, 2004	Aug 3, 2004
Debra Gaglioti	Rf Consulting Group, LLC unclassified	Walnut Street Securities, Inc. other	Other	May 10, 2004	May 18, 2004
Drew Willliam Pelton	MML Investors Services, LLC other	Walnut Street Securities, Inc. other	Other	Dec 31, 2003	Nov 5, 2004 (310 d)
Victor Maneel Aponte-Echevarria	Veravest Investment Advisors, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Nov 24, 2003	Dec 4, 2003
William Joel Brewster	Wells Fargo Advisors wirehouse	Walnut Street Securities, Inc. other	Other	Oct 1, 2003	Oct 8, 2003
Jon David Heddleson	Ameriprise Financial Services, LLC national BD	Walnut Street Securities, Inc. other	Other	Aug 21, 2003	Feb 22, 2007 (1281 d)

Page 2 of 3Previous Next

134 moves match.