DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hancock Whitney Investment Services Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Samantha A Frasier	Bb&T Investment Services, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Apr 4, 2016	Apr 5, 2016
Nathan Ryan Novotny	Morgan Stanley wirehouse	Hancock Whitney Investment Services Inc. other	Other	Oct 23, 2015	Sep 23, 2015
William De La Vergne St Paul	Capital One Advisors, LLC no RAUM	Hancock Whitney Investment Services Inc. other	Other	Jun 11, 2015	Jun 18, 2015
David William Chadwick	Bb&T Investment Services, Inc. no RAUM	Hancock Whitney Investment Services Inc. other	Other	Mar 5, 2015	Mar 23, 2015
Patric Joel Nassar	Fifth Third Securities, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Sep 29, 2014	Oct 13, 2014
Matthew William Rodrigue	Invesco Advisers, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Jun 4, 2014	Jun 30, 2014
Adam Perry Greene	J.P. Morgan Securities LLC wirehouse	Hancock Whitney Investment Services Inc. other	Other	Feb 7, 2014	Feb 11, 2014
Clifton A Mount	Morgan Stanley wirehouse	Hancock Whitney Investment Services Inc. other	Other	Jan 22, 2014	Apr 2, 2014 (70 d)
Jonathan Lawrence Hurd	Ameriprise Financial Services, LLC national BD	Hancock Whitney Investment Services Inc. other	Other	Dec 26, 2013	Dec 12, 2013
William Alexander Nunn	Wells Fargo Advisors wirehouse	Hancock Whitney Investment Services Inc. other	Other	Sep 24, 2013	Oct 1, 2013
Bret Patrick Boudreaux	Oneamerica Securities, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Aug 23, 2013	Jul 26, 2013
Robin Vail Platt	Allstate Financial Advisors, LLC no RAUM	Hancock Whitney Investment Services Inc. other	Other	Apr 30, 2013	May 13, 2013
Thomas Jude Semmes Hughs	Pruco Securities, LLC other	Hancock Whitney Investment Services Inc. other	Other	Apr 3, 2013	Apr 8, 2013
John Burton Myres	J.J.B. Hilliard, W.L. Lyons, LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 22, 2013	Jul 1, 2014 (494 d)
Brady Edward Watts	Capital One Financial Advisors LLC unclassified	Hancock Whitney Investment Services Inc. other	Other	Feb 7, 2013	Feb 5, 2013
Jay Roberson Nix	Valic Financial Advisors, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Jan 31, 2013	Jan 29, 2013
Charlotte D Campbell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Nov 20, 2012	Jan 15, 2014 (421 d)
Christopher Chad Soileau	Chase Investment Services Corp. other	Hancock Whitney Investment Services Inc. other	Other	Jul 27, 2012	Jul 20, 2012
Margaret A Coleman	J.P. Morgan Securities LLC wirehouse	Hancock Whitney Investment Services Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 15, 2012	Jun 13, 2018 (2220 d)
David M Wilson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Apr 9, 2012	Apr 9, 2012
Hamilton Loftin Martin	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Eric Christopher Dubroc	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Keri Vogel Daniel	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Rebecca Lyn Sequeira	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Larry Cuervo	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 15, 2012
Sondra Jones Robbins	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 10, 2012
James Joseph Mcginty	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 17, 2012
Graham Garrett Hemelt	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Donald Richard Abaunza	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 8, 2012
Wayne Joseph Murry	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 7, 2012
Sayde L Smith	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 10, 2012
Thomas Eugene Smith	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 8, 2012
Monica Lea Sherman	Cetera Investment Services LLC other	Hancock Whitney Investment Services Inc. other	Other	Feb 13, 2012	Feb 21, 2012
Michael W. Marks	LPL Financial LLC other	Hancock Whitney Investment Services Inc. other	Other	Jan 19, 2012	Jan 23, 2012
Benton T. Ayo	LPL Financial LLC other	Hancock Whitney Investment Services Inc. other	Other	Dec 31, 2011	Jan 10, 2012
Erik Alexis Carrington	Morgan Keegan & Company, LLC other	Hancock Whitney Investment Services Inc. other	Other	Dec 9, 2011	Jun 7, 2012 (181 d)
Constance Chilvers Bolen	Invest Financial Corporation other	Hancock Whitney Investment Services Inc. BD affiliated	Other	Nov 18, 2011	Aug 14, 2019 (2826 d)
Pamela Claire Milstead	Wells Fargo Advisors wirehouse	Hancock Whitney Investment Services Inc. other	Other	Nov 4, 2011	Aug 23, 2013 (658 d)
Walter Gerald Rogers	Usaa Financial Planning Services no RAUM	Hancock Whitney Investment Services Inc. other	Other	Oct 11, 2011	Oct 13, 2011
John Worden Coleman	Invest Financial Corporation other	Hancock Whitney Investment Services Inc. other	Other	Oct 6, 2011	Oct 17, 2011
Ryan Christopher Weise	Edward Jones national BD	Hancock Whitney Investment Services Inc. other	Other	Sep 21, 2011	Oct 3, 2011
Lisa Trahan	Concourse Financial Group Advisors other	Hancock Whitney Investment Services Inc. other	Other	Aug 19, 2011	Aug 16, 2011
Marci R Wilson	Morgan Keegan & Company, LLC other	Hancock Whitney Investment Services Inc. other	Other	Apr 26, 2011	May 17, 2011
Adam W Wood	Wells Fargo Advisors wirehouse	Hancock Whitney Investment Services Inc. other	Other	Mar 10, 2011	Mar 23, 2011
Jennifer Denee Scott	Valic Financial Advisors, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Jan 6, 2011	Feb 21, 2012 (411 d)
Thomas C Scott	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Sep 17, 2010	Sep 29, 2010
Douglas R Falkinburg	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Jan 8, 2010	Jul 26, 2010 (199 d)
Andrew Malone Ewing	Wells Fargo Advisors wirehouse	Hancock Whitney Investment Services Inc. other	Other	Dec 31, 2009	Apr 14, 2010 (104 d)
Gregory Scott Mason	Investment Professionals, Inc. other	Hancock Whitney Investment Services Inc. other	Other	Dec 14, 2009	Dec 21, 2009
William Frank Schenck	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Oct 20, 2008	Mar 11, 2009 (142 d)
Jennifer Rebecca Cullinan Gates	Edward Jones national BD	Hancock Whitney Investment Services Inc. other	Other	Feb 8, 2008	Sep 25, 2009 (595 d)
Mitchell Roderick Tabor	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Dec 3, 2007	Dec 14, 2007
Donald G Riley	Banc One Securities Corporation unclassified	Hancock Whitney Investment Services Inc. other	Other	May 11, 2005	Oct 24, 2007 (896 d)
Janet Lee Baker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hancock Whitney Investment Services Inc. other	Other	Feb 10, 2005	Oct 24, 2007 (986 d)
Chad Edward Kannady	Ameriprise Financial Services, LLC national BD	Hancock Whitney Investment Services Inc. other	Other	Jul 12, 2004	Oct 24, 2007 (1199 d)
William Lynn Hartfield	UBS Financial Services Inc. wirehouse	Hancock Whitney Investment Services Inc. other	Other	Apr 22, 2004	Apr 22, 2004
Jody James Lafont	UBS Financial Services Inc. wirehouse	Hancock Whitney Investment Services Inc. other	Other	Jul 30, 2003	Aug 14, 2003

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117 moves match.