| George Maxwell Bruneau | Td Ameritrade, Inc. no RAUM | Fisher Investments independent RIA | Other | Mar 16, 2018 | Jun 10, 2018 (86 d) |
| George Maxwell Bruneau | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 16, 2018 | Jun 10, 2018 (86 d) |
| David Leslie Davenport | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2018 | Jun 30, 2020 (838 d) |
| Christian A Schick | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2018 | Dec 10, 2022 (1737 d) |
| Christopher R Molina | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Mar 20, 2018 |
| James Joseph | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Feb 20, 2020 (714 d) |
| Rutger Stone Thieme | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Aug 15, 2018 (160 d) |
| Tyler Brooks Duddy | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 | Mar 5, 2018 |
| Michael David Kooyman | MML Investors Services, LLC other | Fisher Investments independent RIA | Other | Mar 5, 2018 | Mar 20, 2018 |
| Tyler M Brown | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2018 | Mar 5, 2018 |
| Penny Katherine Mandell | Evergreen Capital Management LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 2, 2018 | Mar 20, 2018 |
| Maria A Pico-Bennett | Mercer Global Advisors Inc. other | Fisher Investments independent RIA | Other | Feb 27, 2018 | Jun 14, 2022 (1568 d) |
| Jedidiah William Barnett | Barnett Wealth Management LLC. unclassified | Fisher Investments independent RIA | Other | Feb 24, 2018 | Oct 25, 2021 (1339 d) |
| Brett William Sperin | E*Trade Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Feb 20, 2018 | May 9, 2018 (78 d) |
| Rafael De Oliveira | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Feb 5, 2018 | Feb 14, 2018 |
| Alexander James Bowland | Morgan Stanley wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Feb 5, 2018 | Mar 18, 2020 (772 d) |
| Casey J Vogel | Strategic Advisers LLC national BD | Fisher Investments other | Other | Feb 4, 2018 | Feb 13, 2018 |
| Joshua Adam Evans | Bowers Wealth Management, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 24, 2018 | Jun 29, 2020 (887 d) |
| Tyrell Max Peterson | Strategic Advisers LLC national BD | Fisher Investments other | Other | Jan 20, 2018 | Jan 9, 2018 |
| Ashkan Abbassi | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments other | Other | Jan 18, 2018 | Jan 10, 2018 |
| Ashkan Abbassi | Td Ameritrade, Inc. no RAUM | Fisher Investments other | Other | Jan 18, 2018 | Jan 10, 2018 |
| Christopher Bramwell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Jan 17, 2018 | Jan 17, 2018 |
| Adam Michael Gulledge | Td Ameritrade, Inc. no RAUM | Fisher Investments other | Other | Jan 11, 2018 | Jan 10, 2018 |
| Adam Michael Gulledge | Td Ameritrade Investment Management, LLC independent RIA | Fisher Investments other | Other | Jan 11, 2018 | Jan 10, 2018 |
| Adam Fallert | Thrivent Investment Management Inc. other | Fisher Investments other | Other | Jan 10, 2018 | Jan 16, 2018 |
| Jessica Rae Fairchild | J.P. Morgan Securities LLC wirehouse | Fisher Investments other | Other | Jan 9, 2018 | Feb 13, 2018 (35 d) |
| Jonathon Parker Thompson | J.P. Morgan Securities LLC wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jan 9, 2018 | Oct 29, 2018 (293 d) |
| Adam Ross Klick | Signator Investors, Inc. other | Fisher Investments other | Other | Jan 8, 2018 | Jan 9, 2018 |
| Derek Jason Bonner | Capital Client Group, Inc. no RAUM | Fisher Investments independent RIA | Other | Jan 8, 2018 | Apr 12, 2022 (1555 d) |
| John Thomas Sutterfield | Strategic Advisers LLC national BD | Fisher Investments other | Other | Jan 5, 2018 | Feb 13, 2018 (39 d) |
| Emmanuel Balandi | Morgan Stanley wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jan 5, 2018 | Jun 29, 2018 (175 d) |
| Yukteswar Romero | Raymond James Financial Services Advisors, Inc BD affiliated | Fisher Investments other | Other | Jan 4, 2018 | Jan 9, 2018 |
| Scott Richard Clementi | Voya Investment Management Co. LLC other | Fisher Investments independent RIA | Other | Jan 2, 2018 | Jun 13, 2018 (162 d) |
| Natalie Jo Slagle | Wealth Enhancement Advisory Services, LLC other | Fisher Investments other | Other | Jan 2, 2018 | Jan 9, 2018 |
| Nicole Savage | Gwn Securities Inc. other | Fisher Investments other | Other | Dec 31, 2017 | Jan 9, 2018 |
| Andrea Michelle Albright | Scottrade Investment Management BD affiliated | Fisher Investments other | Other | Dec 21, 2017 | Feb 13, 2018 (54 d) |
| Abdulaziz F Albasri | Pnc Wealth Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2017 | Aug 12, 2020 (971 d) |
| Pete John Honiotes | Northwestern Mutual Investment Services,LLC no RAUM | Fisher Investments other | Other | Dec 13, 2017 | Jan 10, 2018 |
| Stef Carmichael | RBC Capital Markets, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2017 | Sep 9, 2019 (635 d) |
| Luke Daniel Ian Prichard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Dec 13, 2017 | Jan 9, 2018 |
| Alan Corbin Cluverius | Securian Financial Services, Inc. other | Fisher Investments other | Other | Dec 7, 2017 | Jan 9, 2018 (33 d) |
| Thomas Anthony Laudisi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Nov 29, 2017 | Jan 9, 2018 (41 d) |
| Gregory Wayne Hardin | Investment Centers Of America, Inc. other | Fisher Investments independent RIA | Other | Nov 27, 2017 | Nov 3, 2021 (1437 d) |
| Patrick H Douglass | J.P. Morgan Securities LLC wirehouse | Fisher Investments other | Other | Nov 24, 2017 | Dec 12, 2017 |
| Derek Justin Fairchild | Td Ameritrade, Inc. no RAUM | Fisher Investments other | Other | Nov 20, 2017 | Dec 13, 2017 |
| Derek Justin Fairchild | Td Ameritrade Investment Management, LLC other | Fisher Investments other | Other | Nov 20, 2017 | Dec 13, 2017 |
| Matthew James Comerford | Strategic Advisers LLC national BD | Fisher Investments other | Other | Nov 17, 2017 | Nov 17, 2017 |
| Brendan Garrett O'Malley | Calamos Advisors LLC other | Fisher Investments other | Other | Nov 16, 2017 | Nov 21, 2017 |
| Jacob Lionel Margo | J.P. Morgan Securities LLC wirehouse | Fisher Investments other | Other | Nov 15, 2017 | Nov 15, 2017 |
| William Leslie Missimer | Scottrade Investment Management other | Fisher Investments other | Other | Nov 14, 2017 | Nov 17, 2017 |
| Marc Charles Kesner | Scottrade Investment Management other | Fisher Investments other | Other | Nov 14, 2017 | Nov 14, 2017 |
| Russell Gregory Demeyere | Strategic Advisers LLC national BD | Fisher Investments other | Other | Nov 8, 2017 | Nov 15, 2017 |
| Austin Joseph Marty | Strategic Advisers LLC national BD | Fisher Investments other | Other | Nov 6, 2017 | Nov 15, 2017 |
| Zablon Robert Muruli | Strategic Advisers LLC national BD | Fisher Investments other | Other | Nov 3, 2017 | Nov 15, 2017 |
| Matthew Evan Unger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Nov 2, 2017 | Nov 15, 2017 |
| Jonathon Myles Bowditch | Strategic Advisers LLC national BD | Fisher Investments other | Other | Nov 1, 2017 | Nov 14, 2017 |
| Jonathan Keith Hoya | Td Ameritrade Investment Management, LLC other | Fisher Investments other | Other | Oct 25, 2017 | Oct 18, 2017 |
| Jonathan Keith Hoya | Td Ameritrade, Inc. no RAUM | Fisher Investments other | Other | Oct 25, 2017 | Oct 18, 2017 |
| David Allen Buck | Morgan Stanley wirehouse | Fisher Investments other | Other | Oct 17, 2017 | Nov 14, 2017 |
| Ryan Lee Dippold | T. Rowe Price Advisory Services, Inc. other | Fisher Investments other | Other | Oct 17, 2017 | Nov 16, 2017 |