DFX Intelligence
Advisor moves
Arrivals at Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Vincent Milillo | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 16, 2023 |
| Timothy Michael Frohberg | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 14, 2023 |
| Kelly Powers | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 14, 2023 |
| John Surace | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 14, 2023 |
| Richard Sanchez | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Jan 22, 2024 (80 d) |
| Brian Bradford Slater | Edward Jones national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Mar 4, 2025 (489 d) |
| Mayu Nakagawa Daley | Transamerica Financial Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 25, 2023 |
| Aaron Luke Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| Salvatore Alfred Mondello | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 11, 2023 |
| Luke Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| David Elliott Wilson | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 3, 2023 |
| Michael Joseph Jones | Fidelity Personal And Workplace Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Nov 21, 2023 (41 d) |
| Michael William Carignan | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2023 | Aug 12, 2022 |
| John Morris Weller | Cs Planning Corp independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2023 | Jun 30, 2023 |
| Travis Roy Mitchen | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Oct 26, 2023 |
| Evan Miller | Fmb Retirement Services institutional | Avantax Advisory Services BD affiliated | Other | Sep 25, 2023 | Jan 3, 2025 (466 d) |
| Huan Wang | Northwestern Mutual Investment Services,LLC no RAUM | Avantax Advisory Services BD affiliated | Other | Sep 19, 2023 | Jan 8, 2024 (111 d) |
| Jordan Ross Rudick | Pruitt Investment Advisors LLC unclassified | Avantax Advisory Services BD affiliated | Other | Sep 14, 2023 | Sep 15, 2023 |
| Gregory David Vasher | MML Investors Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 28, 2023 |
| Brian Jeffrey Sauer | Thrivent Investment Management Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 29, 2023 |
| Irving G Quant | Pnc Wealth Management BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 23, 2023 |
| Timothy Glenn Powell | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Aug 23, 2023 |
| Amanda Marie Noel | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 15, 2023 |
| Cody Adam Poepperling | Fisher Investments independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 11, 2023 |
| Stacy M Anderson | Horace Mann Investors, Inc. no RAUM | Avantax Advisory Services BD affiliated | Other | Aug 9, 2023 | Aug 4, 2023 |
| Robert Anthony Ervolina | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2023 | Aug 1, 2023 |
| Nicholas Christopher Beckman | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2023 | Aug 1, 2023 |
| Brian Keith Scaletta | Esi Financial Advisors independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Aug 25, 2023 |
| Matthew Walter Tarka | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Aug 3, 2023 |
| Anahid Dana Luke | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Victor Frank Luke | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Jason Matthew Miller | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Jul 11, 2023 |
| Susan Silverman Quigley | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Jul 25, 2023 |
| James Peter Carlson | On Investment Management Co BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 24, 2023 |
| Nicholas Groman | Horan Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2023 | Jul 24, 2023 |
| Jakob Daniel Fries | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jul 10, 2023 |
| Jeremy Evens | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 13, 2023 |
| Frank J Calise | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| Edward Henry Rodriguez | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| Thomas Donald Benscoter | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| Abdiel Alan Valenzuela | Financial Sense Advisors, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2023 | Jul 11, 2023 |
| Andrew Richard Staley | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 8, 2023 |
| Archibald William Mcmichael | Lifemark Securities Corp. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 7, 2023 |
| Anthony Dane Shinault | Geneos Wealth Management, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | May 31, 2023 |
| David Carroll Colby | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 2, 2023 |
| Douglas Marlow | Stephens Consulting, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Nov 27, 2023 (208 d) |
| Michael Alan Fiesel | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | Jul 10, 2024 (435 d) |
| Anna Wright | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | May 1, 2023 |
| Javier Jaime Cardenas | Hilltop Securities Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Apr 4, 2023 |
| Keith Austin Madrigal | Spc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 6, 2023 |
| Pardis Ferdosi | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Jun 29, 2023 (92 d) |
| Michael Shannon Bayless | Pruco Securities, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Apr 18, 2023 |
| Walter Francisco Pardo | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 27, 2023 |
| Ashley E Pedersen | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 23, 2023 |
| Laura Beddor | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Apr 11, 2023 |
| Richard Dennis Byank | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 17, 2023 |
| Michael D Partee | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 7, 2023 |
| Marc Allen Oceanak | MML Investors Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Jul 18, 2023 (160 d) |
| Stanley Scott Schiewe | Sierra Investment Management, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Nov 2, 2022 |
| Sean Taylor Wilson | LPL Financial LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 6, 2023 |
833 moves match.