DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Tyler Abel | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jul 30, 2024 (577 d) |
| John Constantine Rousos | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 23, 2023 |
| Noah Robert Fitzgerald | Mwa Financial Services, Inc. independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2022 | Dec 5, 2022 |
| Catrina Renee Beauchamp | Boulevard Family Wealth independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2022 | Apr 20, 2023 (175 d) |
| Jeffrey Earl Pifer | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Oct 20, 2022 |
| Christopher Michael Miller | Townsquare Capital, LLC mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Sep 18, 2023 (336 d) |
| Francis Thomas Johnson | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Feb 5, 2024 (525 d) |
| Peder Knoth | Amundi Asset Management US, Inc. asset manager | Tlg Advisors, Inc. BD affiliated | Other | Aug 26, 2022 | Oct 4, 2022 (39 d) |
| Leonard Jun Yi Crutchley Cheah | Gwn Securities Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2022 | Oct 28, 2022 (64 d) |
| Barbara Louise Walker | Advanced Wealth And Retirement Planning Concepts, LLC unclassified | Tlg Advisors, Inc. BD affiliated | Other | Aug 19, 2022 | Jun 28, 2022 |
| James Andrew Tanksley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2022 | Jan 23, 2023 (158 d) |
| Johnathon August Smith | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2022 | Aug 24, 2022 |
| Riley B Alferd | Fisher Investments independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2022 | Sep 12, 2022 (54 d) |
| Jackie N Martin | Fifth Third Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Jul 27, 2022 |
| Paul Groeschel-Johnson | Principal Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 29, 2022 |
| Thomas Alan Zirbes | Park Avenue Securities LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 24, 2022 |
| Benjamin Allen Schwarz | Valmark Advisers, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jun 10, 2022 |
| Willis Smith | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Jun 8, 2022 |
| Nathan Charles Self | Voya Financial Partners, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Apr 26, 2022 | Jan 3, 2024 (617 d) |
| David Michael Cass | United Capital Financial Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Apr 14, 2022 |
| Linwood Reynolds | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Jul 18, 2022 (109 d) |
| James Thomas Murphy | Bfc Planning, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Mar 19, 2022 |
| Kelley Adams King | Valmark Advisers, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Mar 22, 2022 |
| Malcolm Kelly Sessoms | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 16, 2022 |
| Stephen James Javaras | Osaic Fs, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2022 | Mar 31, 2022 (64 d) |
| Mark Gori | Northwestern Mutual Investment Services,LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jan 25, 2022 | Feb 17, 2022 |
| Thomas James Archer | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 4, 2022 |
| Mark Francis Van Valkenburg | Modern Capital Advisors, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Feb 21, 2023 (417 d) |
| Carrie Stockton Westfall | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| Miguel Angel Castaneda | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 6, 2022 |
| Andrea Beth Navarro | Spearhead Capital Advisors, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Dec 1, 2023 (700 d) |
| Brian Kunkel | Cg Advisory Services independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2021 | Nov 19, 2021 |
| Alan Littman Kaye | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 2, 2021 |
| Yongyi Fan | Transamerica Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Dec 21, 2021 (32 d) |
| Rodney Dale Dir | Southport Capital independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2021 | Sep 21, 2021 |
| Corrie Daniel Feldotto | Principal Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Mar 24, 2022 (142 d) |
| Noel John Anderson | Principal Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | May 1, 2026 (1656 d) |
| Margaret Ann Barrett | Transamerica Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Nov 3, 2021 (37 d) |
| Nickolas Seifert | Southport Capital independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2021 | Nov 9, 2021 (47 d) |
| Jason Anthony Lenagh | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jul 20, 2021 |
| Robert D Amoruso | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Jul 15, 2021 |
| Jonathan Ruth | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Jul 22, 2021 |
| Anthony Joseph D'Angelo | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Sep 28, 2021 (74 d) |
| William Thomas Wright | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 7, 2021 |
| Ashlee E Vingle Howard | Crown Capital Securities, L.P. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2021 | Sep 6, 2024 (1178 d) |
| Jia H Chen | John Hancock Personal Financial Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Apr 22, 2022 (319 d) |
| Jorge Alberto Valdes | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | Jun 16, 2021 |
| Wade C Root | RBC Capital Markets, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2021 | Jun 21, 2021 (41 d) |
| Christopher Dean Scheimer | Spc BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2021 | May 6, 2021 |
| Mitchell Keith Smith | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Sep 29, 2021 (153 d) |
| Lori W Meter | Key Investment Services LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Sep 23, 2021 (150 d) |
| Christopher Branch Paulson | Orgel Wealth Management, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2021 | Jun 8, 2021 (49 d) |
| Renee Rosenberger | Morgan Stanley wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2021 | Mar 15, 2023 (708 d) |
| James Michael Murphy | Corecap Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Jul 14, 2021 (104 d) |
| Hillary Leffler | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Jan 4, 2022 (298 d) |
| Esteban Santiago Tormen | UBS Financial Services Inc. wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2021 | Jun 2, 2022 (451 d) |
| Charles Dillon Crist | Build Asset Management asset manager | Tlg Advisors, Inc. BD affiliated | Other | Mar 1, 2021 | Oct 21, 2022 (599 d) |
| Aaron Niedorf | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Nov 5, 2021 (261 d) |
| Donald Anthony Cafero | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Apr 30, 2021 (85 d) |
| Matthew R Sweat | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2021 | Jan 5, 2021 |
385 moves match.