DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Walton JamesonCornerstone Wealth independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAMar 15, 2021Mar 30, 2021
Scott Daniel SerfassAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2021Mar 4, 2021
Timothy Andrew MooreAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2021Feb 5, 2021
Patrick Andrew GuntherGenerouswealth, LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 29, 2021Jan 29, 2021
Joseph Gilbert BuddBudd, Melone & Co. LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 7, 2021Jan 5, 2021
Stephen Wayne GaskinsStratos Wealth Partners, Ltd BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2020Dec 15, 2020
Knox Rhyne GibsonStratos Wealth Partners, Ltd BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2020Dec 15, 2020
Stephen Giles TompkinsWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIANov 11, 2020Nov 23, 2020
Richard Dwayne TesseneerWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAOct 30, 2020Oct 21, 2020
Blake Lee HedrickAdvice And Planning Services BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2020Nov 6, 2020
Polly Marie StoeckleinLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Sep 13, 2018
James Michael MertensLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC otherOtherOct 6, 2020Jan 15, 2016
Wesley Jack BurrellEdward Jones national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 21, 2020Jul 23, 2020
William Warren ArmfieldCommonwealth Financial Network national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2020Oct 2, 2020 (74 d)
Blaine D RatliffLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2020Jan 27, 2020
Ryan L MasonRaymond James Financial Services Advisors, Inc BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2020May 8, 2020
Kevin Michael KeefeLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2020Apr 16, 2020
Darrin James MarkeyMarkey Wealth Management unclassifiedIndependent Advisor Alliance, LLC independent RIAOtherMar 15, 2020Mar 19, 2019
Lisa Sheedy OviattSpire Wealth Management, LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Mar 6, 2020
Edward Anthony ParentCommonwealth Financial Network national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Mar 18, 2020
Brenton Mathew BersinSpire Wealth Management, LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Mar 12, 2020
Michael Andrew CohnUBS Financial Services Inc. wirehouseIndependent Advisor Alliance, LLC independent RIAWirehouse to independent RIAFeb 11, 2020Feb 5, 2020
Norman Scott GunnLido independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAJan 2, 2020May 22, 2023 (1236 d)
Edwin James CrispClearbrook Advisory Services, LLC unclassifiedIndependent Advisor Alliance, LLC independent RIAOtherDec 18, 2019Nov 15, 2019
Jeffrey Scott PanikIfg Advisory, LLC independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIADec 13, 2019Dec 11, 2019
Jessica Marie Norris ChatmonLPL Financial LLC BD affiliatedIndependent Advisor Alliance, LLC otherOtherDec 2, 2019Feb 1, 2018
Thomas Warren BassCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2019Oct 16, 2019
Robert J PaoliniFsc Securities Corporation BD affiliatedIndependent Advisor Alliance, LLC otherOtherSep 4, 2019Mar 18, 2026 (2387 d)
Michael Patrick HendersonCollaborative Wealth independent RIAIndependent Advisor Alliance, LLC independent RIARIA to RIAAug 8, 2019Feb 20, 2019
Andres Mauricio RomeroIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2019May 24, 2019
Steven Duane DyeWaddell & Reed BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 19, 2019Jun 18, 2019
James Charles ScottIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2019May 20, 2019
Ryan Louis MillerIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2019May 20, 2019
Brandon M LancasterIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2019May 20, 2019
David Allen KroeningerWaddell & Reed BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 23, 2019May 21, 2019
Gregory Edward AlftWaddell & Reed BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 22, 2019May 21, 2019
Timothy Thomas SalleeIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 24, 2019
William Frederick SchmidtIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 29, 2019
David Earl DeckertIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 25, 2019
Scott Anderson HollowellIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 22, 2019
Mary Kathryn ClarkIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 25, 2019
Richard HinkleIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2019Apr 24, 2019
Bernice Valrey Rolle-LewisIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2019Jun 20, 2021 (821 d)
Timothy Ray DillIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2019Mar 26, 2019
William C CasterlinIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 22, 2019Mar 28, 2019
Byrke Joseph SestokIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2019Mar 5, 2019
William Nicholas BrancaccioIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2019Mar 5, 2019
Rene Frank OrnelasIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Mar 20, 2019
Laurie SchaefferIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2019Apr 25, 2019 (41 d)
Vincent DagneseMML Investors Services, LLC BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2019Apr 2, 2019
John William DeanCreative Financial Designs, Inc. BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2019Apr 9, 2019 (35 d)
Edward George KnightIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2019Mar 12, 2019
Aadarsh B JagadishIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2019Mar 6, 2019
Michael MoffaIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2019Mar 4, 2019
Robert John YbabenIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2019Feb 14, 2019
Kamila Ann ElliottDimensional Fund Advisors LP asset managerIndependent Advisor Alliance, LLC independent RIAOtherFeb 8, 2019Apr 4, 2019 (55 d)
Wade S SchmidtEdward Jones national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2019Jul 1, 2020 (512 d)
Leana Lynn D'AloisioIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Mar 1, 2019 (38 d)
Kary Nikolai BrownleeIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2019Jan 22, 2019
Thomas John FaberAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2019Jan 7, 2019
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341 moves match.