DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Davis Baker | Brookstone Wealth Advisors, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2021 | Jun 7, 2021 |
| Reed R Hogue | Mutual Of Omaha Investor Services, Inc. no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | May 6, 2021 | May 18, 2021 |
| David Lundberg | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | May 10, 2021 (31 d) |
| William Fox | LPL Financial LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2021 | Mar 23, 2021 |
| Michelle Rose Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2021 | Jun 30, 2021 (111 d) |
| Joseph Robert Chappell | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Mar 19, 2021 |
| Kasey C Sipiorski | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2021 | Mar 17, 2021 |
| Jeffrey J Fogle | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Feb 4, 2021 (57 d) |
| William Robert Crossan | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | May 14, 2021 (172 d) |
| Clinton Harley Edgar | Edward Jones national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2020 | Jan 7, 2021 (50 d) |
| Timothy D Stout | Advice And Planning Services BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jul 16, 2021 (245 d) |
| Ricardo Alejandro Leyva | Mutual Of Omaha Investor Services, Inc. no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Oct 16, 2020 | Nov 23, 2020 (38 d) |
| Amir Naghshineh-Pour | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2020 | Oct 21, 2020 |
| Casey W Moss | Avantax Advisory Services BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Dec 4, 2020 (74 d) |
| Andrew A Liss | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 18, 2020 |
| Matthew L Rang | Northwestern Mutual Investment Services,LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Aug 24, 2020 | Aug 4, 2020 |
| Bryce Brian Oosterhouse | USA Financial Securities LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2020 | Sep 2, 2020 (78 d) |
| Steven Lee Manthey | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | Jun 24, 2020 |
| Jordan Stone Braunstein | Paradigm Wealth Advisory LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2020 | Sep 14, 2023 (1199 d) |
| Brett Michael Laddusaw | Signature Resources Capital Management, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2020 | Apr 30, 2020 |
| Amanda Marie Ross | Packerland Brokerage Services, Inc. independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2020 | Apr 2, 2020 |
| Barclay Vajda | Charles Schwab & Co., Inc. national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2020 | Oct 2, 2020 (188 d) |
| Juanita M Martinez | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Mar 16, 2020 |
| Tracie M Reithmann | Pfg Advisors independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2020 | Feb 19, 2020 |
| Scott J Johnson | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2020 | Jul 21, 2020 (152 d) |
| Arnold Lee Dorman | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 28, 2020 |
| Anthony Fisher | Citizens Securities, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Feb 25, 2020 (63 d) |
| James Hudon Engelman | Edward Jones national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Apr 22, 2020 (120 d) |
| Thomas L Smith | Capital Client Group, Inc. no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Dec 16, 2019 | Feb 26, 2020 (72 d) |
| Christopher James Whittaker | Empower Advisory Group, LLC institutional | Oneamerica Securities, Inc. BD affiliated | Other | Dec 9, 2019 | Jan 10, 2020 (32 d) |
| Christopher Alex Cokinis | World Equity Group, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2019 | Sep 9, 2020 (322 d) |
| Michael Christopher Wilson | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2019 | Apr 24, 2020 (198 d) |
| Russell J Tepper | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Oct 16, 2019 |
| Richard Deane Jefford | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Oct 2, 2019 |
| Jeremy Franklin Lloyd | Ameriprise Financial Services, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 17, 2019 |
| Rene C Tamez | Hornor, Townsend & Kent, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Nov 19, 2019 (84 d) |
| Gregory Dane Mantz | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Oct 4, 2019 (58 d) |
| Tina Seleste Booze | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Feb 10, 2020 (195 d) |
| David Lutz | Cetera Investment Advisers LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2019 | Sep 16, 2019 (59 d) |
| Justin Edward Dale Gant | Northwestern Mutual Investment Services,LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Jul 1, 2019 | Jul 17, 2019 |
| Derek Michael Mcdougall | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Oct 1, 2019 (111 d) |
| Amanda Carreen Daluga | Cetera Investment Advisers LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | May 28, 2021 (723 d) |
| Kenneth Eric Fritz | Ameriprise Financial Services, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | Jun 5, 2019 |
| Beau Blemker | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 22, 2019 |
| Douglas A Brackin | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 9, 2019 |
| Ross Adam Yukolis | Mutual Of Omaha Investor Services, Inc. no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Apr 15, 2019 | Apr 15, 2019 |
| William W Councill | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Apr 12, 2019 |
| Richard C Russell | Concourse Financial Group Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Mar 22, 2021 (714 d) |
| Joshua R Kehm | J. W. Cole Advisors, Inc. independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Apr 11, 2019 |
| Michael T Cleary | Larimer Capital Corporation independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2019 | Apr 18, 2019 |
| Matthew William Becker | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2019 | Mar 4, 2019 |
| Joshua Jacob Timmerman | Edward Jones national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2019 | Sep 2, 2020 (553 d) |
| Wayne Allen Piper | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Mar 19, 2019 |
| Michael Scott Purse | Osaic Wealth, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Feb 11, 2019 |
| Peter Rodis | Secure Investment Management, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2019 | Mar 5, 2019 |
| Bret W Hortin | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Jun 27, 2019 (140 d) |
| Richard Anthony Anello | Sagepoint Financial, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Feb 5, 2019 |
| Robert Crockett | Fidelity Personal And Workplace Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Aug 5, 2019 (185 d) |
| Robert Dwane Pencil | Mwa Financial Services, Inc. independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2019 | Jan 31, 2019 |
| Terrell Wilson | Cetera Investment Advisers LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Feb 8, 2021 (739 d) |
522 moves match.